Purchases and Sales Made in Q1 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q1 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.71K+ 8.55% |
$19.7K - $27.7K
|
21.7K
$402K
|
|
|
May 11, 2023
Q1 2023
|
Citigroup Inc
|
BUY
|
- |
1.66KNew |
$19.1K - $26.9K
|
1.66K
$30.7K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
1.65K+ 50.78% |
$19.1K - $26.8K
|
4.9K
$91K
|
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
1.5KNew |
$17.3K - $24.4K
|
1.5K
$27.8K
|
|
|
May 02, 2023
Q1 2023
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
1KNew |
$11.6K - $16.2K
|
1K
$18.6K
|
|
|
Apr 28, 2023
Q1 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
868+ 119.07% |
$10K - $14.1K
|
1.6K
$29.6K
|
|
|
Aug 14, 2024
Q1 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
867+ 89.84% |
$10K - $14.1K
|
1.83K
$34K
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
837+ 3.28% |
$9.68K - $13.6K
|
26.4K
$490K
|
|
|
Apr 27, 2023
Q1 2023
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
798+ 1.7% |
$9.22K - $13K
|
47.7K
$885K
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
BUY
|
- |
731+ 1.83% |
$8.45K - $11.9K
|
40.7K
$755K
|
|
|
May 15, 2023
Q1 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
698+ 3.07% |
$8.07K - $11.3K
|
23.4K
$435K
|
|
|
May 15, 2023
Q1 2023
|
Greenwich Investment Management, Inc.
Stamford, CT |
BUY
|
- |
678+ 2.08% |
$7.84K - $11K
|
33.3K
$618K
|
|
|
Apr 18, 2023
Q1 2023
|
Macroview Investment Management LLC
|
BUY
|
- |
678+ 57.56% |
$7.84K - $11K
|
1.86K
$34.4K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
677+ 1.81% |
$7.83K - $11K
|
38.1K
$708K
|
|
|
Apr 25, 2023
Q1 2023
|
Taylor Frigon Capital Management LLC
|
BUY
|
- |
675+ 0.82% |
$7.8K - $11K
|
82.9K
$1.54M
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
666+ 28.33% |
$7.7K - $10.8K
|
3.02K
$56K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
564+ 3.48% |
$6.52K - $9.16K
|
16.8K
$311K
|
|
|
May 15, 2023
Q1 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
552+ 3.23% |
$6.38K - $8.96K
|
17.6K
$327K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
540+ 1.39% |
$6.24K - $8.77K
|
39.3K
$729K
|
|
|
May 01, 2023
Q1 2023
|
New Square Capital LLC
|
BUY
|
- |
500New |
$5.78K - $8.12K
|
500
$9.28K
|
|
|
Apr 12, 2023
Q1 2023
|
Private Trust CO Na
|
BUY
|
- |
500+ 276.24% |
$5.78K - $8.12K
|
681
$12.6K
|
|
|
May 15, 2023
Q1 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
500+ 0.06% |
$5.78K - $8.12K
|
795K
$14.7M
|
|
|
Apr 21, 2023
Q1 2023
|
West Oak Capital, LLC
|
BUY
|
- |
500New |
$5.78K - $8.12K
|
500
$9.28K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
416+ 2.94% |
$4.81K - $6.76K
|
14.6K
$270K
|
|
|
Jan 10, 2025
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
414+ 40.0% |
$4.79K - $6.72K
|
1.45K
$26.9K
|
|
|
May 11, 2023
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
414+ 40.0% |
$4.79K - $6.72K
|
1.45K
$26.9K
|
|
|
May 09, 2023
Q1 2023
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
404+ 2.41% |
$4.67K - $6.56K
|
17.2K
$318K
|
|
|
Apr 11, 2023
Q1 2023
|
Rmr Wealth Builders
|
BUY
|
- |
382+ 2.75% |
$4.42K - $6.2K
|
14.3K
$265K
|
|
|
Apr 03, 2023
Q1 2023
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
306+ 18.3% |
$3.54K - $4.97K
|
1.98K
$36.7K
|
|
|
May 15, 2023
Q1 2023
|
First Manhattan CO
New York, NY |
BUY
|
- |
300+ 36.36% |
$3.47K - $4.87K
|
1.13K
$20.9K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
208+ 174.79% |
$2.4K - $3.38K
|
327
$6.07K
|
|
|
May 12, 2023
Q1 2023
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
205+ 1.46% |
$2.37K - $3.33K
|
14.3K
$265K
|
|
|
Oct 12, 2023
Q1 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
200New |
$2.31K - $3.25K
|
200
$3.71K
|
|
|
May 11, 2023
Q1 2023
|
Essex Financial Services, Inc.
|
BUY
|
- |
195+ 0.63% |
$2.25K - $3.17K
|
31K
$576K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
176+ 0.94% |
$2.03K - $2.86K
|
19K
$353K
|
|
|
May 05, 2023
Q1 2023
|
Alpha Dna Investment Management LLC
Columbia, MD |
BUY
|
- |
160+ 0.21% |
$1.85K - $2.6K
|
77.4K
$1.44M
|
|
|
Apr 25, 2023
Q1 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
150New |
$1.73K - $2.44K
|
150
$2.78K
|
|
|
May 11, 2023
Q1 2023
|
Bristlecone Advisors, LLC
|
BUY
|
- |
123+ 0.36% |
$1.42K - $2K
|
34.5K
$640K
|
|
|
May 09, 2023
Q1 2023
|
Archer Investment Corp
|
BUY
|
- |
103+ 0.32% |
$1.19K - $1.67K
|
32.5K
$603K
|
|
|
Apr 28, 2023
Q1 2023
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
87+ 0.72% |
$1.01K - $1.41K
|
12.2K
$226K
|
|
|
Apr 10, 2023
Q1 2023
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
86+ 2.91% |
$994 - $1.4K
|
3.04K
$56.4K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
84+ 2.12% |
$971 - $1.36K
|
4.04K
$75.1K
|
|
|
Apr 18, 2023
Q1 2023
|
Brookstone Capital Management
|
BUY
|
- |
62+ 0.51% |
$717 - $1.01K
|
12.3K
$228K
|
|
|
May 22, 2023
Q1 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
60+ 12.0% |
$694 - $974
|
560
$10.4K
|
|
|
May 08, 2023
Q1 2023
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
59+ 2.92% |
$682 - $958
|
2.08K
$38.6K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
55+ 2.0% |
$636 - $893
|
2.81K
$52.1K
|
|
|
Jul 17, 2024
Q1 2023
|
Kelly Financial Services LLC
Braintree, MA |
BUY
|
- |
51+ 3.08% |
$590 - $828
|
1.71K
$31.7K
|
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
34New |
$393 - $552
|
34
$631
|
|
|
May 15, 2023
Q1 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
32+ 3.08% |
$370 - $520
|
1.07K
$19.9K
|
|
|
May 10, 2023
Q1 2023
|
Diligent Investors, LLC
|
BUY
|
- |
23+ 0.07% |
$266 - $374
|
34.1K
$633K
|