Purchases and Sales Made in Q1 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q1 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 28, 2023
Q1 2023
|
Polaris Capital Management, LLC
Boston, MA |
BUY
|
- |
12.6K+ 11.91% |
$146K - $205K
|
118K
$2.29M
|
|
|
May 02, 2023
Q1 2023
|
Lineweaver Wealth Advisors, LLC
|
BUY
|
- |
12.4KNew |
$143K - $201K
|
12.4K
$239K
|
|
|
May 15, 2023
Q1 2023
|
Bayesian Capital Management, LP
Brooklyn, NY |
BUY
|
- |
12.4KNew |
$143K - $201K
|
12.4K
$239K
|
|
|
May 15, 2023
Q1 2023
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
12KNew |
$138K - $194K
|
12K
$231K
|
|
|
May 15, 2023
Q1 2023
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
11.6KNew |
$134K - $188K
|
11.6K
$224K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
10.3K+ 6.18% |
$119K - $168K
|
177K
$3.43M
|
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
10.3K+ 14.24% |
$119K - $168K
|
82.8K
$1.6M
|
|
|
Apr 27, 2023
Q1 2023
|
Channel Wealth LLC
Santa Barbara, CA |
BUY
|
- |
10.2KNew |
$117K - $165K
|
10.2K
$196K
|
|
|
May 15, 2023
Q1 2023
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
10KNew |
$116K - $163K
|
10K
$194K
|
|
|
May 10, 2023
Q1 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
9.79K+ 12.94% |
$113K - $159K
|
85.5K
$1.65M
|
|
|
Apr 19, 2023
Q1 2023
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
9.39K+ 3.33% |
$109K - $152K
|
291K
$5.63M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9.19K+ 4.18% |
$106K - $149K
|
229K
$4.42M
|
|
|
Jul 10, 2023
Q1 2023
|
Triad Investment Management
|
BUY
|
- |
8.82K+ 9.71% |
$102K - $143K
|
99.7K
$1.93M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
8.5K+ 18.11% |
$98.2K - $138K
|
55.4K
$1.07M
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
8.03K+ 17.07% |
$92.8K - $130K
|
55.1K
$1.06M
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
7.77K+ 4.46% |
$89.8K - $126K
|
182K
$3.52M
|
|
|
May 02, 2023
Q1 2023
|
Endurance Wealth Management, Inc.
|
BUY
|
- |
7.49KNew |
$86.6K - $122K
|
7.49K
$145K
|
|
|
May 01, 2023
Q1 2023
|
Cutler Group LP
|
BUY
|
- |
7.1KNew |
$82K - $115K
|
7.1K
$137K
|
|
|
May 12, 2023
Q1 2023
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
7K+ 23.69% |
$80.9K - $114K
|
36.6K
$706K
|
|
|
May 02, 2023
Q1 2023
|
Abundance Wealth Counselors
|
BUY
|
- |
6.82K+ 18.53% |
$78.8K - $111K
|
43.6K
$842K
|
|
|
Apr 24, 2023
Q1 2023
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
6.64K+ 37.35% |
$76.8K - $108K
|
24.4K
$472K
|
|
|
May 15, 2023
Q1 2023
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
6.12K+ 12.98% |
$70.7K - $99.4K
|
53.3K
$1.03M
|
|
|
May 15, 2023
Q1 2023
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
6K+ 2.19% |
$69.4K - $97.4K
|
279K
$5.4M
|
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
5.93K+ 22.73% |
$68.6K - $96.4K
|
32K
$619K
|
|
|
Apr 19, 2023
Q1 2023
|
Gilman Hill Asset Management, LLC
|
BUY
|
- |
5.85K+ 0.93% |
$67.6K - $95K
|
637K
$12.3M
|
|
|
May 12, 2023
Q1 2023
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
5.24K+ 6.18% |
$60.6K - $85.1K
|
90K
$1.74M
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
5.21K+ 37.89% |
$60.3K - $84.6K
|
19K
$366K
|
|
|
May 10, 2023
Q1 2023
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
4.9K+ 48.24% |
$56.6K - $79.6K
|
15.1K
$291K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
4.7KNew |
$54.4K - $76.4K
|
4.7K
$90.8K
|
|
|
May 15, 2023
Q1 2023
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
4.31KNew |
$49.8K - $69.9K
|
4.31K
$83.2K
|
|
|
May 12, 2023
Q1 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
4.24K+ 34.77% |
$49K - $68.9K
|
16.4K
$318K
|
|
|
May 11, 2023
Q1 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
4.23K+ 912.28% |
$48.9K - $68.7K
|
4.7K
$90.7K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
4.12K+ 29.68% |
$47.6K - $66.9K
|
18K
$348K
|
|
|
May 12, 2023
Q1 2023
|
Mas Advisors LLC
Miami, FL |
BUY
|
- |
3.93K+ 17.67% |
$45.5K - $63.9K
|
26.2K
$506K
|
|
|
Sep 04, 2024
Q1 2023
|
Mas Advisors LLC
Miami, FL |
BUY
|
- |
3.93K+ 17.67% |
$45.5K - $63.9K
|
26.2K
$506K
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
3.9K+ 12.1% |
$45.1K - $63.4K
|
36.2K
$699K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
3.79K+ 4.9% |
$43.8K - $61.6K
|
81.2K
$1.57M
|
|
|
May 15, 2023
Q1 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
3.68K+ 34.87% |
$42.6K - $59.8K
|
14.2K
$275K
|
|
|
May 11, 2023
Q1 2023
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
3.5K+ 2.02% |
$40.4K - $56.8K
|
176K
$3.4M
|
|
|
Apr 04, 2023
Q1 2023
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
3K+ 10.6% |
$34.7K - $48.7K
|
31.3K
$605K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
2.93K+ 12.58% |
$33.8K - $47.6K
|
26.2K
$506K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.83K+ 2.88% |
$32.7K - $45.9K
|
101K
$1.95M
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
2.78K+ 0.91% |
$32.2K - $45.2K
|
308K
$5.96M
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
2.28K+ 14.26% |
$26.3K - $37K
|
18.3K
$353K
|
|
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
2.05K+ 12.26% |
$23.7K - $33.3K
|
18.8K
$363K
|
|
|
May 04, 2023
Q1 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
1.89K+ 170.58% |
$21.8K - $30.7K
|
3K
$57.9K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.81K+ 12.07% |
$21K - $29.5K
|
16.8K
$325K
|
|
|
May 15, 2023
Q1 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
1.79K+ 8.9% |
$20.6K - $29K
|
21.8K
$422K
|
|
|
May 04, 2023
Q1 2023
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
1.74KNew |
$20.1K - $28.3K
|
1.74K
$33.6K
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.71K+ 8.11% |
$19.7K - $27.7K
|
22.8K
$440K
|