Purchases and Sales Made in Q1 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q1 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2023
Q1 2023
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-18- 0.05% |
$208 - $292
|
36.8K
$707K
|
|
|
May 12, 2023
Q1 2023
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-50- 2.09% |
$578 - $812
|
2.34K
$44.9K
|
|
|
Apr 24, 2023
Q1 2023
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-59- 3.2% |
$682 - $958
|
1.78K
$34.2K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-103- 5.61% |
$1.19K - $1.67K
|
1.73K
$33.3K
|
|
|
Sep 12, 2023
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-120- 7.41% |
$1.39K - $1.95K
|
1.5K
$28.8K
|
|
|
May 15, 2023
Q1 2023
|
Quarry LP
New York, NY |
SELL
|
- |
-194- 7.91% |
$2.24K - $3.15K
|
2.26K
$43.4K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-363- 0.1% |
$4.2K - $5.9K
|
366K
$7.03M
|
|
|
May 08, 2023
Q1 2023
|
Brown Advisory Inc
|
SELL
|
- |
-387- 3.42% |
$4.47K - $6.28K
|
10.9K
$210K
|
|
|
May 15, 2023
Q1 2023
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-420- 3.33% |
$4.86K - $6.82K
|
12.2K
$234K
|
|
|
May 11, 2023
Q1 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-557- 2.36% |
$6.44K - $9.05K
|
23.1K
$444K
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-595- 0.44% |
$6.88K - $9.66K
|
135K
$2.59M
|
|
|
May 15, 2023
Q1 2023
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
SELL
|
- |
-800Closed |
$9.25K - $13K
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-963- 0.7% |
$11.1K - $15.6K
|
137K
$2.64M
|
|
|
May 12, 2023
Q1 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-1K- 33.33% |
$11.6K - $16.2K
|
2K
$38.4K
|
|
|
May 09, 2023
Q1 2023
|
Orion Capital Management LLC
|
SELL
|
- |
-1K- 20.0% |
$11.6K - $16.2K
|
4K
$76.8K
|
|
|
Apr 12, 2023
Q1 2023
|
Old Port Advisors
|
SELL
|
- |
-1.24K- 9.33% |
$14.4K - $20.2K
|
12.1K
$232K
|
|
|
May 02, 2023
Q1 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.4K- 2.68% |
$16.2K - $22.7K
|
50.9K
$977K
|
|
|
May 11, 2023
Q1 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-1.47K- 65.05% |
$16.9K - $23.8K
|
787
$15.1K
|
|
|
May 12, 2023
Q1 2023
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-1.74K- 2.3% |
$20.2K - $28.3K
|
74.1K
$1.42M
|
|
|
May 12, 2023
Q1 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-2K- 9.89% |
$23.1K - $32.5K
|
18.2K
$350K
|
|
|
Dec 13, 2023
Q1 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-2K- 9.89% |
$23.1K - $32.5K
|
18.2K
$350K
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-2.91K- 12.44% |
$33.7K - $47.3K
|
20.5K
$394K
|
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-3.16KClosed |
$36.5K - $51.3K
|
0
$0
|
|
|
May 01, 2023
Q1 2023
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-4.05K- 28.04% |
$46.8K - $65.8K
|
10.4K
$200K
|
|
|
May 04, 2023
Q1 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
SELL
|
- |
-4.82K- 16.78% |
$55.7K - $78.3K
|
23.9K
$459K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-4.98K- 11.71% |
$57.6K - $80.9K
|
37.6K
$721K
|
|
|
May 09, 2023
Q1 2023
|
S&T Bank
Indiana, PA |
SELL
|
- |
-5.09K- 0.8% |
$58.8K - $82.6K
|
628K
$12.1M
|
|
|
Jun 28, 2024
Q1 2023
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
SELL
|
- |
-5.3KClosed |
$61.3K - $86.1K
|
0
$0
|
|
|
May 11, 2023
Q1 2023
|
Fil LTD
Hamilton, D0 |
SELL
|
- |
-5.59K- 51.19% |
$64.7K - $90.8K
|
5.33K
$102K
|
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-6.53K- 1.7% |
$75.5K - $106K
|
376K
$7.23M
|
|
|
Apr 20, 2023
Q1 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-6.71K- 20.07% |
$77.6K - $109K
|
26.7K
$514K
|
|
|
May 10, 2023
Q1 2023
|
Left Brain Wealth Management, LLC
Naperville, IL |
SELL
|
- |
-6.86K- 3.99% |
$79.3K - $111K
|
165K
$3.17M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.05K- 11.92% |
$81.5K - $114K
|
52.1K
$1M
|
|
|
May 02, 2023
Q1 2023
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-7.8K- 93.98% |
$90.2K - $127K
|
500
$9.61K
|
|
|
Apr 13, 2023
Q1 2023
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-8.1K- 38.21% |
$93.6K - $132K
|
13.1K
$252K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-8.15K- 15.94% |
$94.2K - $132K
|
43K
$826K
|
|
|
Apr 17, 2023
Q1 2023
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-8.28K- 11.95% |
$95.8K - $135K
|
61.1K
$1.17M
|
|
|
Apr 25, 2023
Q1 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-9.91K- 34.53% |
$115K - $161K
|
18.8K
$361K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-10.4K- 47.13% |
$120K - $168K
|
11.6K
$223K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-14.4K- 4.75% |
$166K - $233K
|
288K
$5.53M
|
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-16.3K- 10.22% |
$188K - $264K
|
143K
$2.74M
|
|
|
Nov 21, 2023
Q1 2023
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-16.5K- 14.4% |
$191K - $268K
|
98K
$1.88M
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-17.5K- 77.55% |
$202K - $284K
|
5.06K
$97.2K
|
|
|
Apr 04, 2023
Q1 2023
|
Confluence Investment Management LLC
|
SELL
|
- |
-18.9K- 4.7% |
$219K - $307K
|
383K
$7.36M
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-19.6K- 6.36% |
$227K - $318K
|
289K
$5.55M
|
|
|
Apr 07, 2023
Q1 2023
|
Armstrong Advisory Group, Inc
Needham, MA |
SELL
|
- |
-20.4K- 87.22% |
$236K - $332K
|
2.99K
$57.5K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-24.4K- 14.31% |
$282K - $396K
|
146K
$2.81M
|
|
|
Oct 21, 2024
Q1 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-26.4K- 34.96% |
$306K - $429K
|
49.2K
$945K
|
|
|
May 04, 2023
Q1 2023
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-31.4K- 53.85% |
$363K - $511K
|
26.9K
$518K
|
|
|
May 12, 2023
Q1 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-34.8K- 22.92% |
$402K - $565K
|
117K
$2.25M
|