Purchases and Sales Made in Q3 2021 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2021. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2021
Q3 2021
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
32+ 1.87% |
$528 - $562
|
1.75K
$33.6K
|
|
|
Nov 09, 2021
Q3 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
27+ 2.31% |
$446 - $474
|
1.2K
$23K
|
|
|
Oct 12, 2021
Q3 2021
|
Activest Wealth Management
|
BUY
|
- |
16+ 2.2% |
$264 - $281
|
744
$14.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
15+ 0.13% |
$248 - $263
|
11.7K
$224K
|
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
12+ 2.29% |
$198 - $211
|
535
$10.3K
|
|
|
Oct 21, 2021
Q3 2021
|
Jag Capital Management, LLC
|
BUY
|
- |
7+ 0.01% |
$116 - $123
|
57.9K
$1.11M
|
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
BUY
|
- |
4+ 2.37% |
$66 - $70.2
|
173
$3.33K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
2+ 0.28% |
$33 - $35.1
|
706
$13.6K
|
|
|
Oct 13, 2021
Q3 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-7- 0.22% |
$116 - $123
|
3.17K
$61K
|
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-61Closed |
$1.01K - $1.07K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-73- 0.38% |
$1.2K - $1.28K
|
19.3K
$372K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-100- 0.07% |
$1.65K - $1.76K
|
137K
$2.63M
|
|
|
Oct 13, 2021
Q3 2021
|
A. D. Beadell Investment Counsel, Inc.
|
SELL
|
- |
-200- 0.1% |
$3.3K - $3.51K
|
191K
$3.68M
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-209Closed |
$3.45K - $3.67K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-427- 0.61% |
$7.05K - $7.5K
|
69.5K
$1.34M
|
|
|
Nov 12, 2021
Q3 2021
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-527- 0.2% |
$8.7K - $9.25K
|
266K
$5.12M
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-740- 5.93% |
$12.2K - $13K
|
11.7K
$226K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-767- 0.66% |
$12.7K - $13.5K
|
116K
$2.22M
|
|
|
Oct 18, 2021
Q3 2021
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-781- 2.67% |
$12.9K - $13.7K
|
28.5K
$548K
|
|
|
Nov 02, 2021
Q3 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-863- 4.73% |
$14.2K - $15.2K
|
17.4K
$334K
|
|
|
Nov 02, 2021
Q3 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-1.06KClosed |
$17.5K - $18.6K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.07K- 4.76% |
$17.7K - $18.8K
|
21.5K
$413K
|
|
|
Nov 15, 2021
Q3 2021
|
Delphi Management Inc /Ma/
Boston, MA |
SELL
|
- |
-1.1K- 1.34% |
$18.2K - $19.4K
|
81.2K
$1.56M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-1.19K- 1.55% |
$19.6K - $20.9K
|
75.8K
$1.46M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.33K- 4.29% |
$22K - $23.4K
|
29.7K
$572K
|
|
|
Oct 26, 2021
Q3 2021
|
Exane Derivatives
|
SELL
|
- |
-1.34K- 27.83% |
$22K - $23.5K
|
3.46K
$66.6K
|
|
|
Oct 18, 2021
Q3 2021
|
Atticus Wealth Management, LLC
|
SELL
|
- |
-1.35K- 55.44% |
$22.2K - $23.6K
|
1.08K
$20.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Core First Bank & Trust
Topeka, KS |
SELL
|
- |
-1.4K- 53.28% |
$23.1K - $24.5K
|
1.23K
$23.6K
|
|
|
Nov 08, 2021
Q3 2021
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-1.5K- 6.37% |
$24.8K - $26.3K
|
22.1K
$424K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.5K- 37.5% |
$24.8K - $26.3K
|
2.5K
$48.1K
|
|
|
Dec 13, 2023
Q3 2021
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-1.5K- 6.37% |
$24.8K - $26.3K
|
22.1K
$424K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.87K- 2.16% |
$30.9K - $32.9K
|
84.8K
$1.63M
|
|
|
Oct 13, 2021
Q3 2021
|
Greylin Investment Mangement Inc
|
SELL
|
- |
-1.95K- 3.75% |
$32.2K - $34.2K
|
50K
$962K
|
|
|
Oct 12, 2021
Q3 2021
|
Old Port Advisors
|
SELL
|
- |
-1.96K- 10.61% |
$32.3K - $34.4K
|
16.5K
$318K
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2K- 5.67% |
$33K - $35.1K
|
33.3K
$640K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.07K- 1.71% |
$34.1K - $36.3K
|
119K
$2.28M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-2.97K- 6.73% |
$49K - $52.2K
|
41.2K
$792K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-3.05K- 2.71% |
$50.3K - $53.6K
|
110K
$2.11M
|
|
|
Oct 12, 2021
Q3 2021
|
Sound Income Strategies, LLC
|
SELL
|
- |
-3.07K- 0.15% |
$50.7K - $54K
|
2.05M
$39.5M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.63K- 4.3% |
$59.9K - $63.7K
|
80.7K
$1.55M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-4.32K- 17.78% |
$71.3K - $75.8K
|
20K
$384K
|
|
|
Nov 16, 2021
Q3 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-4.9K- 10.25% |
$80.9K - $86K
|
42.9K
$825K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-5.67K- 3.41% |
$93.5K - $99.5K
|
161K
$3.09M
|
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-6.39K- 6.58% |
$105K - $112K
|
90.8K
$1.75M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-6.41K- 33.33% |
$106K - $112K
|
12.8K
$247K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-6.69KClosed |
$110K - $117K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-6.7K- 30.11% |
$111K - $118K
|
15.6K
$299K
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-7.85K- 9.88% |
$130K - $138K
|
71.6K
$1.38M
|
|
|
Nov 15, 2021
Q3 2021
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-8.87K- 0.38% |
$146K - $156K
|
2.33M
$44.8M
|
|
|
Nov 12, 2021
Q3 2021
|
S&T Bank
Indiana, PA |
SELL
|
- |
-9.45K- 1.45% |
$156K - $166K
|
640K
$12.3M
|