Purchases and Sales Made in Q3 2021 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2021. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2021
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-10.2KClosed |
$168K - $179K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-11.8KClosed |
$194K - $206K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-12.9KClosed |
$212K - $226K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-13.6KClosed |
$224K - $239K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Sciencast Management LP
|
SELL
|
- |
-15.2KClosed |
$250K - $266K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-17.3K- 21.14% |
$285K - $304K
|
64.5K
$1.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-18.8KClosed |
$310K - $329K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-19KClosed |
$313K - $333K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-19.4K- 35.6% |
$320K - $341K
|
35.1K
$706K
|
|
|
Nov 12, 2021
Q3 2021
|
Xtx Topco LTD
London, X0 |
SELL
|
- |
-23.4KClosed |
$387K - $412K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-23.5KClosed |
$388K - $413K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Abundance Wealth Counselors
|
SELL
|
- |
-24.9KClosed |
$410K - $437K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-25.2K- 63.92% |
$415K - $442K
|
14.2K
$285K
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-26.3K- 30.25% |
$434K - $462K
|
60.7K
$1.22M
|
|
|
Nov 04, 2021
Q3 2021
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-30.5K- 9.71% |
$503K - $535K
|
283K
$5.69M
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-39.2KClosed |
$647K - $688K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-39.8K- 24.37% |
$657K - $699K
|
124K
$2.48M
|
|
|
Nov 15, 2021
Q3 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-47.5K- 6.44% |
$784K - $834K
|
690K
$13.9M
|
|
|
Nov 03, 2021
Q3 2021
|
Van Eck Associates Corp
|
SELL
|
- |
-51.6K- 3.77% |
$852K - $906K
|
1.32M
$26.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-62.3K- 8.31% |
$1.03M - $1.09M
|
687K
$13.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-67.7K- 3.5% |
$1.12M - $1.19M
|
1.87M
$37.5M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-69.5K- 60.76% |
$1.15M - $1.22M
|
44.9K
$902K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-70.2K- 46.09% |
$1.16M - $1.23M
|
82.1K
$1.65M
|
|
|
Nov 09, 2021
Q3 2021
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-78.1K- 64.18% |
$1.29M - $1.37M
|
43.6K
$876K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-85.3K- 14.92% |
$1.41M - $1.5M
|
487K
$9.78M
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-95.8KClosed |
$1.58M - $1.68M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-108K- 86.16% |
$1.78M - $1.9M
|
17.3K
$348K
|
|
|
Nov 12, 2021
Q3 2021
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-119K- 18.85% |
$1.97M - $2.1M
|
514K
$10.3M
|
|
|
Oct 25, 2021
Q3 2021
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-119K- 19.31% |
$1.97M - $2.1M
|
499K
$10M
|
|
|
Nov 10, 2021
Q3 2021
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-120KClosed |
$1.97M - $2.1M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-141K- 65.49% |
$2.32M - $2.47M
|
74.1K
$1.49M
|
|
|
Nov 15, 2021
Q3 2021
|
Shanda Asset Management Holdings LTD
Singapore, U0 |
SELL
|
- |
-667K- 66.66% |
$11M - $11.7M
|
333K
$6.7M
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-752KClosed |
$12.4M - $13.2M
|
0
$0
|