Purchases and Sales Made in Q3 2021 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2021. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
878KNew |
$14.5M - $15.4M
|
878K
$16.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
721KNew |
$11.9M - $12.7M
|
721K
$13.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
245K+ 92.45% |
$4.04M - $4.3M
|
510K
$9.81M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
174K+ 19.05% |
$2.87M - $3.05M
|
1.09M
$20.9M
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
170K+ 22.34% |
$2.81M - $2.99M
|
932K
$17.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Uniplan Investment Counsel, Inc.
Union Grove, WI |
BUY
|
- |
157KNew |
$2.58M - $2.75M
|
157K
$3.01M
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
139K+ 21.04% |
$2.29M - $2.44M
|
799K
$15.4M
|
|
|
Nov 15, 2021
Q3 2021
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
134K+ 31.75% |
$2.21M - $2.35M
|
556K
$10.7M
|
|
|
Nov 02, 2021
Q3 2021
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
133KNew |
$2.19M - $2.33M
|
133K
$2.56M
|
|
|
Nov 01, 2021
Q3 2021
|
Sg Americas Securities, LLC
|
BUY
|
- |
118K+ 626.6% |
$1.94M - $2.07M
|
137K
$2.63M
|
|
|
Nov 15, 2021
Q3 2021
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
83.5K+ 99.82% |
$1.38M - $1.47M
|
167K
$3.22M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
83.2K+ 9.08% |
$1.37M - $1.46M
|
999K
$19.2M
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
82.6KNew |
$1.36M - $1.45M
|
82.6K
$1.59M
|
|
|
Nov 15, 2021
Q3 2021
|
Mckinley Capital Management LLC
|
BUY
|
- |
78.3K+ 22.82% |
$1.29M - $1.37M
|
421K
$8.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
68.3KNew |
$1.13M - $1.2M
|
68.3K
$1.31M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
50.5K+ 10.75% |
$833K - $887K
|
520K
$10M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
50.2KNew |
$828K - $881K
|
50.2K
$965K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
49.6K+ 15.3% |
$819K - $871K
|
374K
$7.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
49.5KNew |
$817K - $869K
|
49.5K
$952K
|
|
|
Nov 15, 2021
Q3 2021
|
Abrdn PLC
|
BUY
|
- |
46.3K+ 19.94% |
$764K - $814K
|
279K
$5.36M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
45.7K+ 28.77% |
$753K - $802K
|
204K
$3.93M
|
|
|
Nov 15, 2021
Q3 2021
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
35.7K+ 348.77% |
$590K - $628K
|
46K
$885K
|
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
32.6KNew |
$538K - $573K
|
32.6K
$628K
|
|
|
Nov 15, 2021
Q3 2021
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
30.6KNew |
$506K - $538K
|
30.6K
$590K
|
|
|
Nov 15, 2021
Q3 2021
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
29.1KNew |
$480K - $511K
|
29.1K
$560K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
26.6K+ 9.99% |
$439K - $467K
|
293K
$5.63M
|
|
|
Nov 15, 2021
Q3 2021
|
Fil LTD
Hamilton, D0 |
BUY
|
- |
23.7K+ 31.73% |
$390K - $415K
|
98.2K
$1.89M
|
|
|
Nov 15, 2021
Q3 2021
|
Financial Advisory Service, Inc.
|
BUY
|
- |
20.2K+ 15.86% |
$333K - $354K
|
147K
$2.83M
|
|
|
Nov 15, 2021
Q3 2021
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
20.1KNew |
$331K - $353K
|
20.1K
$386K
|
|
|
Nov 16, 2021
Q3 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
18.9K+ 171.51% |
$311K - $331K
|
29.9K
$575K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
16.6K+ 32.22% |
$273K - $291K
|
68K
$1.31M
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
16.4K+ 15.99% |
$271K - $289K
|
119K
$2.3M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
16.4K+ 76.28% |
$271K - $288K
|
37.9K
$729K
|
|
|
Nov 02, 2021
Q3 2021
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
16.3K+ 44.73% |
$269K - $287K
|
52.8K
$1.02M
|
|
|
Nov 15, 2021
Q3 2021
|
Caxton Associates LP
New York, NY |
BUY
|
- |
16.2K+ 110.99% |
$268K - $285K
|
30.8K
$593K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
15.8K+ 9.73% |
$261K - $277K
|
178K
$3.43M
|
|
|
Nov 12, 2021
Q3 2021
|
Wms Partners, LLC
|
BUY
|
- |
15.2KNew |
$251K - $267K
|
15.2K
$292K
|
|
|
Nov 15, 2021
Q3 2021
|
Man Group PLC
London, X0 |
BUY
|
- |
14.6KNew |
$241K - $256K
|
14.6K
$281K
|
|
|
Oct 29, 2021
Q3 2021
|
Busey Wealth Management
|
BUY
|
- |
14.5KNew |
$238K - $254K
|
14.5K
$278K
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
14.1KNew |
$232K - $247K
|
14.1K
$270K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
12.9KNew |
$213K - $227K
|
12.9K
$248K
|
|
|
Nov 12, 2021
Q3 2021
|
Natixis
Paris, I0 |
BUY
|
- |
12.8K+ 4.19% |
$211K - $225K
|
319K
$6.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
11.7K+ 2.95% |
$194K - $206K
|
409K
$7.87M
|
|
|
Oct 25, 2021
Q3 2021
|
Boston Trust Walden Corp
|
BUY
|
- |
11.4KNew |
$188K - $200K
|
11.4K
$219K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
11.3K+ 46.87% |
$187K - $199K
|
35.5K
$682K
|
|
|
Jun 02, 2022
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
11KNew |
$182K - $194K
|
11K
$212K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.5K+ 92.51% |
$173K - $184K
|
21.8K
$420K
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
10.4KNew |
$172K - $183K
|
10.4K
$200K
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
8.18K+ 4.06% |
$135K - $144K
|
210K
$4.04M
|
|
|
Nov 15, 2021
Q3 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
7.87K+ 73.01% |
$130K - $138K
|
18.7K
$359K
|