Purchases and Sales Made in Q3 2022 in Hercules Capital, Inc. (HTGC)

HTGC Quotes by TradingView

This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 14, 2022 Q3 2022
Williams Jones Wealth Management, Llc.

New York, NY
BUY
 -
318
+ 2.3%
$3.64K - $8.1K
14.1K $272K
Oct 12, 2022 Q3 2022
Kozak & Associates, Inc.

Highlands Ranch, CO
BUY
 -
281
+ 20.81%
$3.22K - $7.16K
1.63K $31.3K
Nov 09, 2022 Q3 2022
High Tower Advisors, LLC

Chicago, IL
BUY
 -
268
+ 0.59%
$3.07K - $6.83K
45.4K $872K
Nov 14, 2022 Q3 2022
New Edge Advisors, LLC

New Orleans, LA
BUY
 -
238
+ 2.04%
$2.73K - $6.06K
11.9K $229K
Oct 27, 2022 Q3 2022
Asset Dedication, LLC

BUY
 -
200
New
$2.29K - $5.09K
200 $3.84K
Nov 08, 2022 Q3 2022
Tci Wealth Advisors, Inc.

BUY
 -
146
New
$1.67K - $3.72K
146 $2.8K
Nov 14, 2022 Q3 2022
Greenwich Investment Management, Inc.

Stamford, CT
BUY
 -
120
+ 0.41%
$1.37K - $3.06K
29.6K $569K
Nov 09, 2022 Q3 2022
Raleigh Capital Management Inc.

Cary, NC
BUY
 -
101
+ 27.3%
$1.16K - $2.57K
471 $9.05K
Nov 14, 2022 Q3 2022
Pathstone Family Office, LLC

Englewood, NJ
BUY
 -
90
+ 0.53%
$1.03K - $2.29K
17.1K $328K
Oct 23, 2023 Q3 2022
Pathstone Family Office, LLC

Englewood, NJ
BUY
 -
90
+ 0.53%
$1.03K - $2.29K
17.1K $328K
Nov 03, 2022 Q3 2022
Global Retirement Partners, LLC

BUY
 -
82
+ 2.17%
$939 - $2.09K
3.86K $74.2K
Nov 07, 2022 Q3 2022
Huntington National Bank

Columbus, OH
BUY
 -
80
New
$916 - $2.04K
80 $1.54K
Oct 18, 2022 Q3 2022
Tradewinds Capital Management, LLC

BUY
 -
64
+ 2.27%
$733 - $1.63K
2.88K $55.3K
Nov 02, 2022 Q3 2022
Bdo Wealth Advisors, LLC

Jacksonville, FL
BUY
 -
63
+ 2.84%
$721 - $1.6K
2.28K $43.8K
Oct 13, 2022 Q3 2022
Brookstone Capital Management

BUY
 -
50
+ 0.42%
$573 - $1.27K
12.1K $232K
Jul 17, 2024 Q3 2022
Kelly Financial Services LLC

Braintree, MA
BUY
 -
49
+ 3.16%
$561 - $1.25K
1.6K $30.7K
Nov 02, 2022 Q3 2022
Plante Moran Financial Advisors, LLC

BUY
 -
44
+ 2.28%
$504 - $1.12K
1.97K $37.9K
Oct 11, 2022 Q3 2022
Householder Group Estate & Retirement Specialist, LLC

BUY
 -
34
New
$389 - $866
34 $653
Nov 09, 2022 Q3 2022
Svb Wealth LLC

Boston, MA
BUY
 -
32
+ 0.05%
$366 - $815
66.6K $1.28M
Nov 10, 2022 Q3 2022
Cetera Advisors LLC

Denver, CO
BUY
 -
30
+ 0.08%
$344 - $764
37.9K $727K
Oct 18, 2022 Q3 2022
Allworth Financial LP

BUY
 -
15
+ 2.24%
$172 - $382
686 $13.2K
Oct 27, 2022 Q3 2022
Cwm, LLC

BUY
 -
15
+ 0.48%
$172 - $382
3.16K $60.8K
Nov 02, 2022 Q3 2022
Rockefeller Capital Management L.P.

New York, NY
BUY
 -
1
+ 0.0%
$11.5 - $25.5
114K $2.19M
Nov 03, 2022 Q3 2022
Vestmark Advisory Solutions, Inc.

SELL
 -
-10
- 0.06%
$115 - $255
16.5K $317K
Oct 13, 2022 Q3 2022
Old Port Advisors

SELL
 -
-20
- 0.15%
$229 - $509
13.7K $263K
Nov 15, 2022 Q3 2022
Sowell Financial Services LLC

North Little Rock, AR
SELL
 -
-35
- 0.15%
$401 - $891
22.8K $438K
Oct 27, 2022 Q3 2022
Us Bancorp \De\

SELL
 -
-70
- 0.17%
$802 - $1.78K
40K $768K
Nov 14, 2022 Q3 2022
1620 Investment Advisors, Inc.

Plymouth, MA
SELL
 -
-136
- 0.37%
$1.56K - $3.46K
36.3K $697K
Oct 11, 2022 Q3 2022
Wiley Bros. Aintree Capital, LLC

SELL
 -
-200
- 1.6%
$2.29K - $5.09K
12.3K $236K
Oct 13, 2022 Q3 2022
Good Life Advisors, LLC

SELL
 -
-280
- 1.49%
$3.21K - $7.13K
18.6K $356K
Nov 09, 2022 Q3 2022
Beacon Pointe Advisors, LLC

Newport Beach, CA
SELL
 -
-498
- 3.92%
$5.7K - $12.7K
12.2K $234K
Oct 14, 2022 Q3 2022
Granite Shares Advisors LLC

SELL
 -
-565
- 1.18%
$6.47K - $14.4K
47.3K $909K
Nov 07, 2022 Q3 2022
Spire Wealth Management

SELL
 -
-601
- 83.94%
$6.88K - $15.3K
115 $2.21K
Nov 07, 2022 Q3 2022
Essex Financial Services, Inc.

SELL
 -
-680
- 2.4%
$7.79K - $17.3K
27.6K $531K
Oct 13, 2022 Q3 2022
Activest Wealth Management

SELL
 -
-765
Closed
$8.76K - $19.5K
0 $0
Nov 02, 2022 Q3 2022
Stephens Inc

SELL
 -
-785
- 3.21%
$8.99K - $20K
23.7K $455K
Nov 14, 2022 Q3 2022
Jag Capital Management, LLC

SELL
 -
-843
- 2.09%
$9.65K - $21.5K
39.5K $759K
Aug 16, 2024 Q3 2022
Td Private Client Wealth LLC

New York, NY
SELL
 -
-1.49K
Closed
$17K - $37.9K
0 $0
Nov 07, 2022 Q3 2022
Lsv Asset Management

Chicago, IL
SELL
 -
-1.5K
- 1.2%
$17.2K - $38.2K
123K $2.37M
Oct 21, 2022 Q3 2022
Arkadios Wealth Advisors

SELL
 -
-1.62K
- 6.26%
$18.6K - $41.3K
24.3K $466K
Oct 27, 2022 Q3 2022
Redhawk Wealth Advisors, Inc.

Minneapolis, MN
SELL
 -
-1.63K
- 12.35%
$18.7K - $41.6K
11.6K $223K
Nov 14, 2022 Q3 2022
Carolinas Wealth Consulting LLC

Charlotte, NC
SELL
 -
-1.7K
- 42.05%
$19.5K - $43.4K
2.35K $45.1K
Nov 14, 2022 Q3 2022
Baird Financial Group, Inc.

Milwaukee, WI
SELL
 -
-1.76K
- 2.51%
$20.2K - $44.9K
68.6K $1.32M
Nov 09, 2022 Q3 2022
Bessemer Group Inc

Woodbridge, NJ
SELL
 -
-1.84K
- 92.05%
$21.1K - $46.9K
159 $3.05K
Oct 25, 2022 Q3 2022
Raymond James Financial Services Advisors, Inc.

St. Petersburg, FL
SELL
 -
-2.1K
- 4.85%
$24K - $53.5K
41.2K $791K
Nov 21, 2022 Q3 2022
Four Thought Financial, LLC

Venice, FL
SELL
 -
-2.12K
- 6.57%
$24.3K - $53.9K
30.1K $578K
Oct 03, 2022 Q3 2022
Confluence Investment Management LLC

SELL
 -
-2.27K
- 0.56%
$26K - $57.8K
402K $7.72M
Nov 02, 2022 Q3 2022
Victory Capital Management Inc

SELL
 -
-3.1K
- 17.82%
$35.5K - $79K
14.3K $275K
Nov 08, 2022 Q3 2022
Signaturefd, LLC

Atlanta, GA
SELL
 -
-3.55K
- 82.7%
$40.7K - $90.5K
743 $14.3K

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