Purchases and Sales Made in Q3 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
9.74K+ 6.45% |
$112K - $248K
|
161K
$3.11M
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
9.48K+ 90.51% |
$109K - $241K
|
20K
$386K
|
|
|
Nov 02, 2022
Q3 2022
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
9.04K+ 21.56% |
$104K - $230K
|
51K
$985K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
9.01K+ 12.38% |
$103K - $230K
|
81.8K
$1.58M
|
|
|
Nov 10, 2022
Q3 2022
|
Polaris Capital Management, LLC
Boston, MA |
BUY
|
- |
8.7K+ 8.96% |
$99.6K - $222K
|
106K
$2.04M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
8.09K+ 23.55% |
$92.6K - $206K
|
42.4K
$820K
|
|
|
Nov 14, 2022
Q3 2022
|
Almanack Investment Partners, Llc.
Wayne, PA |
BUY
|
- |
5.81KNew |
$66.5K - $148K
|
5.81K
$112K
|
|
|
Nov 10, 2022
Q3 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
5.67K+ 410.28% |
$64.9K - $144K
|
7.05K
$136K
|
|
|
Nov 21, 2022
Q3 2022
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
4.43K+ 27.93% |
$50.7K - $113K
|
20.3K
$392K
|
|
|
Nov 07, 2022
Q3 2022
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
4.25K+ 2.6% |
$48.6K - $108K
|
167K
$3.23M
|
|
|
Nov 14, 2022
Q3 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
4.23K+ 39.06% |
$48.4K - $108K
|
15.1K
$291K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.84K+ 4.47% |
$44K - $97.8K
|
89.7K
$1.73M
|
|
|
Oct 20, 2022
Q3 2022
|
Financial Advisory Service, Inc.
|
BUY
|
- |
3.22K+ 2.06% |
$36.9K - $82.1K
|
160K
$3.08M
|
|
|
Nov 14, 2022
Q3 2022
|
Natixis
Paris, I0 |
BUY
|
- |
3.22K+ 5.49% |
$36.9K - $82K
|
61.9K
$1.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.18K+ 1.51% |
$36.5K - $81.1K
|
215K
$4.15M
|
|
|
Nov 09, 2022
Q3 2022
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
2.76K+ 0.65% |
$31.5K - $70.2K
|
424K
$8.19M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
2.61K+ 21.54% |
$29.9K - $66.5K
|
14.7K
$285K
|
|
|
Nov 14, 2022
Q3 2022
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
2.57K+ 3.3% |
$29.4K - $65.4K
|
80.3K
$1.55M
|
|
|
Nov 14, 2022
Q3 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
2.32K+ 3.72% |
$26.5K - $59K
|
64.7K
$1.25M
|
|
|
Nov 14, 2022
Q3 2022
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
2.3K+ 25.0% |
$26.3K - $58.6K
|
11.5K
$222K
|
|
|
Nov 09, 2022
Q3 2022
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
2.2K+ 2200.0% |
$25.2K - $56K
|
2.3K
$44.4K
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.06K+ 31.54% |
$23.5K - $52.4K
|
8.57K
$166K
|
|
|
Nov 04, 2022
Q3 2022
|
Taylor Frigon Capital Management LLC
|
BUY
|
- |
2.01K+ 2.52% |
$23K - $51.2K
|
81.9K
$1.58M
|
|
|
Oct 20, 2022
Q3 2022
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
1.99K+ 3.16% |
$22.7K - $50.6K
|
64.8K
$1.25M
|
|
|
Oct 31, 2022
Q3 2022
|
Abundance Wealth Counselors
|
BUY
|
- |
1.97K+ 5.36% |
$22.5K - $50.1K
|
38.7K
$748K
|
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
1.93K+ 9.07% |
$22.1K - $49.1K
|
23.2K
$447K
|
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
1.92KNew |
$22K - $48.9K
|
1.92K
$37.1K
|
|
|
Jan 10, 2025
Q3 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
1.68K+ 206.4% |
$19.2K - $42.7K
|
2.49K
$48.1K
|
|
|
Nov 10, 2022
Q3 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
1.68K+ 206.4% |
$19.2K - $42.7K
|
2.49K
$48.1K
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.66K+ 8.98% |
$19K - $42.3K
|
20.1K
$389K
|
|
|
Nov 22, 2022
Q3 2022
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
1.54K+ 8.92% |
$17.6K - $39.2K
|
18.8K
$363K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
1.43K+ 7.71% |
$16.3K - $36.3K
|
19.9K
$385K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.33K+ 3.28% |
$15.2K - $33.7K
|
41.7K
$805K
|
|
|
Oct 27, 2022
Q3 2022
|
Bristlecone Advisors, LLC
|
BUY
|
- |
1.09K+ 3.49% |
$12.4K - $27.7K
|
32.2K
$623K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.01K+ 9.38% |
$11.5K - $25.6K
|
11.7K
$227K
|
|
|
Nov 14, 2022
Q3 2022
|
Kovack Advisors, Inc.
|
BUY
|
- |
1K+ 3.34% |
$11.5K - $25.5K
|
31K
$599K
|
|
|
Nov 07, 2022
Q3 2022
|
Caprock Group, Inc.
|
BUY
|
- |
1K+ 6.25% |
$11.5K - $25.5K
|
17K
$328K
|
|
|
Oct 26, 2022
Q3 2022
|
Orion Capital Management LLC
|
BUY
|
- |
1K+ 25.0% |
$11.5K - $25.5K
|
5K
$96.6K
|
|
|
Nov 09, 2022
Q3 2022
|
Blair William & CO
Chicago, IL |
BUY
|
- |
950+ 0.68% |
$10.9K - $24.2K
|
140K
$2.71M
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
920+ 10.7% |
$10.5K - $23.4K
|
9.52K
$184K
|
|
|
Nov 23, 2022
Q3 2022
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
873+ 2.0% |
$10K - $22.2K
|
44.5K
$860K
|
|
|
Nov 14, 2022
Q3 2022
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
850+ 3.22% |
$9.73K - $21.6K
|
27.3K
$526K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
707+ 0.88% |
$8.1K - $18K
|
81.1K
$1.57M
|
|
|
Nov 14, 2022
Q3 2022
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
678+ 3.19% |
$7.76K - $17.3K
|
21.9K
$424K
|
|
|
Oct 12, 2022
Q3 2022
|
City Holding CO
|
BUY
|
- |
651New |
$7.45K - $16.6K
|
651
$12.6K
|
|
|
Oct 26, 2022
Q3 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
650New |
$7.44K - $16.6K
|
650
$12.6K
|
|
|
Nov 08, 2022
Q3 2022
|
Wms Partners, LLC
|
BUY
|
- |
632+ 4.21% |
$7.24K - $16.1K
|
15.6K
$302K
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
539+ 1.0% |
$6.17K - $13.7K
|
54.3K
$1.05M
|
|
|
Nov 30, 2023
Q3 2022
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
413New |
$4.73K - $10.5K
|
413
$7.98K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
407+ 3.18% |
$4.66K - $10.4K
|
13.2K
$255K
|