Purchases and Sales Made in Q3 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-3.55K- 82.7% |
$40.7K - $90.5K
|
743
$14.4K
|
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-4.04K- 4.01% |
$46.2K - $103K
|
96.7K
$1.87M
|
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-4.98K- 2.91% |
$57.1K - $127K
|
166K
$3.21M
|
|
|
Oct 13, 2022
Q3 2022
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-5K- 13.77% |
$57.3K - $127K
|
31.3K
$605K
|
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-5.97K- 34.39% |
$68.4K - $152K
|
11.4K
$220K
|
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-6.01K- 18.7% |
$68.9K - $153K
|
26.2K
$505K
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-7.42K- 27.34% |
$85K - $189K
|
19.7K
$381K
|
|
|
Oct 21, 2022
Q3 2022
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-7.5K- 1.17% |
$85.8K - $191K
|
634K
$12.2M
|
|
|
Nov 10, 2022
Q3 2022
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-8.38K- 46.18% |
$95.9K - $213K
|
9.76K
$189K
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-9.13K- 45.83% |
$105K - $233K
|
10.8K
$208K
|
|
|
Nov 10, 2022
Q3 2022
|
S&T Bank
Indiana, PA |
SELL
|
- |
-9.63K- 1.48% |
$110K - $245K
|
641K
$12.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-9.96K- 8.16% |
$114K - $254K
|
112K
$2.16M
|
|
|
Nov 14, 2022
Q3 2022
|
Mckinley Capital Management LLC
|
SELL
|
- |
-10K- 2.36% |
$115K - $256K
|
416K
$8.04M
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-10.1K- 14.18% |
$115K - $256K
|
60.9K
$1.18M
|
|
|
Nov 07, 2022
Q3 2022
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-11.2K- 3.84% |
$129K - $286K
|
281K
$5.44M
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-11.4K- 27.2% |
$131K - $291K
|
30.6K
$591K
|
|
|
Oct 07, 2022
Q3 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-11.8K- 18.88% |
$135K - $301K
|
50.7K
$980K
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-14.3K- 53.36% |
$164K - $365K
|
12.5K
$242K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-14.6K- 5.06% |
$167K - $372K
|
274K
$5.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-15.3K- 13.64% |
$175K - $389K
|
96.7K
$1.87M
|
|
|
Nov 14, 2022
Q3 2022
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-18.7K- 7.05% |
$214K - $476K
|
246K
$4.76M
|
|
|
Nov 15, 2022
Q3 2022
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-21.5K- 7.29% |
$246K - $548K
|
273K
$5.28M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-22.1K- 26.99% |
$253K - $564K
|
59.9K
$1.16M
|
|
|
Nov 10, 2022
Q3 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-23.9K- 76.53% |
$274K - $610K
|
7.34K
$142K
|
|
|
Nov 15, 2022
Q3 2022
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-27.3K- 49.14% |
$313K - $695K
|
28.3K
$546K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-28.5K- 4.17% |
$326K - $726K
|
655K
$12.7M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-28.6K- 5.0% |
$327K - $728K
|
544K
$10.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-38.7K- 45.0% |
$443K - $986K
|
47.3K
$914K
|
|
|
Nov 14, 2022
Q3 2022
|
Baker Avenue Asset Management, LP
|
SELL
|
- |
-42.7K- 49.38% |
$488K - $1.09M
|
43.7K
$845K
|
|
|
Oct 21, 2022
Q3 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-55.5K- 12.63% |
$635K - $1.41M
|
384K
$7.42M
|
|
|
Nov 14, 2022
Q3 2022
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-55.5K- 12.26% |
$635K - $1.41M
|
397K
$7.67M
|
|
|
Nov 14, 2022
Q3 2022
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
SELL
|
- |
-57.2K- 36.34% |
$655K - $1.46M
|
100K
$1.94M
|
|
|
Nov 14, 2022
Q3 2022
|
Pictet North America Advisors Sa
|
SELL
|
- |
-62.9K- 48.35% |
$720K - $1.6M
|
67.2K
$1.3M
|
|
|
Nov 10, 2022
Q3 2022
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-62.9K- 48.35% |
$720K - $1.6M
|
67.2K
$1.3M
|
|
|
Oct 27, 2022
Q3 2022
|
Van Eck Associates Corp
|
SELL
|
- |
-99K- 5.56% |
$1.13M - $2.52M
|
1.68M
$32.5M
|
|
|
Nov 10, 2022
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-148K- 52.05% |
$1.69M - $3.76M
|
136K
$2.63M
|
|
|
May 14, 2024
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-148K- 52.05% |
$1.69M - $3.76M
|
136K
$2.63M
|
|
|
Nov 14, 2022
Q3 2022
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-166K- 72.14% |
$1.9M - $4.22M
|
64.1K
$1.24M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-235K- 17.54% |
$2.69M - $5.98M
|
1.1M
$21.3M
|
|
|
Nov 14, 2022
Q3 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-289K- 23.38% |
$3.31M - $7.37M
|
948K
$18.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-723K- 95.7% |
$8.28M - $18.4M
|
32.5K
$628K
|