Purchases and Sales Made in Q3 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
9.66K+ 4.85% |
$144K - $174K
|
209K
$3.87M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
8.47KNew |
$126K - $153K
|
8.47K
$157K
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
8.07K+ 61.15% |
$120K - $145K
|
21.3K
$394K
|
|
|
Nov 13, 2023
Q3 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
7.22K+ 7.98% |
$107K - $130K
|
97.6K
$1.81M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.9K+ 17.29% |
$103K - $124K
|
46.8K
$869K
|
|
|
Nov 15, 2023
Q3 2023
|
Essex Financial Services, Inc.
|
BUY
|
- |
6.8K+ 19.64% |
$101K - $123K
|
41.4K
$769K
|
|
|
Nov 08, 2023
Q3 2023
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
BUY
|
- |
6.71KNew |
$99.6K - $121K
|
6.71K
$124K
|
|
|
Oct 23, 2023
Q3 2023
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
6.26K+ 2.14% |
$93K - $113K
|
298K
$5.53M
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
5.86K+ 33.21% |
$87.1K - $106K
|
23.5K
$436K
|
|
|
Nov 14, 2023
Q3 2023
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
BUY
|
- |
5.8KNew |
$86.2K - $105K
|
5.8K
$108K
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
5.41K+ 40.27% |
$80.4K - $97.5K
|
18.8K
$350K
|
|
|
Oct 30, 2023
Q3 2023
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
5.4K+ 22.66% |
$80.2K - $97.3K
|
29.2K
$543K
|
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
5.36K+ 4.23% |
$79.6K - $96.5K
|
132K
$2.45M
|
|
|
Nov 14, 2023
Q3 2023
|
Natixis
Paris, I0 |
BUY
|
- |
4.9K+ 9.27% |
$72.8K - $88.3K
|
57.8K
$1.07M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.81K+ 4.7% |
$71.4K - $86.6K
|
107K
$1.99M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.64K+ 0.43% |
$68.9K - $83.5K
|
1.09M
$20.2M
|
|
|
Oct 16, 2023
Q3 2023
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
4.1K+ 6.98% |
$60.9K - $73.9K
|
62.8K
$1.17M
|
|
|
Nov 15, 2023
Q3 2023
|
Orion Capital Management LLC
|
BUY
|
- |
4KNew |
$59.4K - $72.1K
|
4K
$74.2K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.84K+ 6.91% |
$57.1K - $69.3K
|
59.5K
$1.1M
|
|
|
Oct 30, 2023
Q3 2023
|
Polaris Capital Management, LLC
Boston, MA |
BUY
|
- |
3.46K+ 2.92% |
$51.4K - $62.4K
|
122K
$2.26M
|
|
|
Nov 15, 2023
Q3 2023
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
3.43K+ 6.44% |
$51K - $61.8K
|
56.7K
$1.05M
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
3.15K+ 26225.0% |
$46.8K - $56.7K
|
3.16K
$58.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
3.12K+ 1677.42% |
$46.4K - $56.2K
|
3.31K
$61.4K
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
2.23K+ 6.14% |
$33.2K - $40.2K
|
38.6K
$716K
|
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
2.16K+ 133.42% |
$32.2K - $39K
|
3.79K
$70.3K
|
|
|
Nov 14, 2023
Q3 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
1.84K+ 166.25% |
$27.4K - $33.2K
|
2.95K
$54.8K
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
1.73K+ 3.45% |
$25.6K - $31.1K
|
51.7K
$960K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.72K+ 7.02% |
$25.5K - $30.9K
|
26.2K
$486K
|
|
|
Oct 05, 2023
Q3 2023
|
Mirador Capital Partners LP
|
BUY
|
- |
1.63K+ 3.5% |
$24.3K - $29.4K
|
48.3K
$896K
|
|
|
Nov 07, 2023
Q3 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
1.49K+ 2.96% |
$22.2K - $26.9K
|
52K
$965K
|
|
|
Oct 25, 2023
Q3 2023
|
Taylor Frigon Capital Management LLC
|
BUY
|
- |
1.45K+ 1.3% |
$21.6K - $26.2K
|
113K
$2.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.44K+ 7.35% |
$21.5K - $26K
|
21.1K
$392K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.27K+ 2.38% |
$18.9K - $23K
|
54.8K
$1.02M
|
|
|
Oct 31, 2023
Q3 2023
|
Golden Green, Inc.
|
BUY
|
- |
1.19K+ 0.87% |
$17.7K - $21.4K
|
138K
$2.57M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.13K+ 3.16% |
$16.8K - $20.3K
|
36.8K
$683K
|
|
|
Nov 06, 2023
Q3 2023
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
1.09K+ 7.44% |
$16.2K - $19.7K
|
15.8K
$293K
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1.08K+ 1.3% |
$16K - $19.4K
|
84.1K
$1.56M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1.07K+ 7.45% |
$15.9K - $19.3K
|
15.5K
$287K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.03KNew |
$15.3K - $18.6K
|
1.03K
$19.1K
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
BUY
|
- |
1.03K+ 924.32% |
$15.2K - $18.5K
|
1.14K
$21.1K
|
|
|
Oct 23, 2023
Q3 2023
|
Financial Advisory Service, Inc.
|
BUY
|
- |
922+ 0.42% |
$13.7K - $16.6K
|
222K
$4.12M
|
|
|
Oct 26, 2023
Q3 2023
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
816+ 2.92% |
$12.1K - $14.7K
|
28.7K
$533K
|
|
|
Oct 23, 2023
Q3 2023
|
Rmr Wealth Builders
|
BUY
|
- |
770+ 5.23% |
$11.4K - $13.9K
|
15.5K
$287K
|
|
|
Oct 10, 2023
Q3 2023
|
Penbrook Management LLC
|
BUY
|
- |
650+ 3.5% |
$9.66K - $11.7K
|
19.2K
$356K
|
|
|
Oct 26, 2023
Q3 2023
|
Macroview Investment Management LLC
|
BUY
|
- |
564+ 49.96% |
$8.38K - $10.2K
|
1.69K
$31.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
550+ 0.19% |
$8.17K - $9.91K
|
291K
$5.41M
|
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
546+ 26.67% |
$8.11K - $9.84K
|
2.59K
$48.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
525+ 4.33% |
$7.8K - $9.46K
|
12.6K
$235K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
448+ 0.17% |
$6.66K - $8.07K
|
261K
$4.85M
|
|
|
Nov 13, 2023
Q3 2023
|
Left Brain Wealth Management, LLC
Naperville, IL |
BUY
|
- |
425+ 0.25% |
$6.32K - $7.66K
|
174K
$3.23M
|