Purchases and Sales Made in Q3 2023 in Hercules Capital, Inc. (HTGC)

HTGC Quotes by TradingView

This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 01, 2023 Q3 2023
Beaumont Financial Advisors, LLC

Needham, DE
BUY
 -
369
+ 2.77%
$5.48K - $6.65K
13.7K $254K
Nov 13, 2023 Q3 2023
Founders Financial Alliance, LLC

Raleigh, NC
BUY
 -
294
+ 1.24%
$4.37K - $5.3K
24.1K $447K
Oct 19, 2023 Q3 2023
Kovack Advisors, Inc.

BUY
 -
276
+ 1.05%
$4.1K - $4.97K
26.5K $493K
Oct 25, 2023 Q3 2023
Concourse Financial Group Securities, Inc.

Birmingham, AL
BUY
 -
255
+ 1.69%
$3.79K - $4.6K
15.3K $284K
Oct 23, 2023 Q3 2023
Hexagon Capital Partners LLC

BUY
 -
243
+ 12.14%
$3.61K - $4.38K
2.24K $41.6K
Oct 24, 2023 Q3 2023
Legacy Financial Group LLC

BUY
 -
200
New
$2.97K - $3.6K
200 $3.71K
Nov 13, 2023 Q3 2023
Evermay Wealth Management LLC

Arlington, VA
BUY
 -
180
New
$2.67K - $3.24K
180 $3.34K
Oct 19, 2023 Q3 2023
Lineweaver Wealth Advisors, LLC

BUY
 -
170
+ 1.35%
$2.53K - $3.06K
12.7K $236K
Oct 10, 2023 Q3 2023
Confluence Investment Management LLC

BUY
 -
149
+ 0.04%
$2.21K - $2.68K
387K $7.19M
Nov 09, 2023 Q3 2023
Deutsche Bank Ag\

Frankfurt Am Main, 2M
BUY
 -
76
+ 2.88%
$1.13K - $1.37K
2.72K $50.5K
Nov 15, 2023 Q3 2023
Harbour Investments, Inc.

Madison, WI
BUY
 -
53
+ 2.45%
$788 - $955
2.22K $41.1K
Jul 17, 2024 Q3 2023
Kelly Financial Services LLC

Braintree, MA
BUY
 -
51
+ 2.89%
$758 - $919
1.82K $33.7K
Nov 06, 2023 Q3 2023
Global Wealth Management Investment Advisory, Inc.

Fort Lauderdale, FL
BUY
 -
50
+ 12.76%
$743 - $901
442 $8.2K
Oct 13, 2023 Q3 2023
Register Financial Advisors LLC

Atlanta, GA
BUY
 -
49
+ 0.32%
$728 - $883
15.2K $281K
Oct 17, 2023 Q3 2023
Kozak & Associates, Inc.

Highlands Ranch, CO
BUY
 -
49
+ 2.41%
$728 - $883
2.08K $38.7K
Nov 08, 2023 Q3 2023
Sowell Financial Services LLC

North Little Rock, AR
BUY
 -
46
+ 0.17%
$684 - $829
27.1K $503K
Oct 10, 2023 Q3 2023
Zrc Wealth Management, LLC

Santa Rosa, CA
BUY
 -
43
+ 2.4%
$639 - $775
1.83K $34K
Oct 11, 2023 Q3 2023
Geneos Wealth Management Inc.

BUY
 -
22
+ 0.1%
$327 - $396
22.6K $420K
Nov 03, 2023 Q3 2023
Diligent Investors, LLC

BUY
 -
21
+ 0.06%
$312 - $378
34.3K $637K
Nov 08, 2023 Q3 2023
Spire Wealth Management

BUY
 -
4
+ 1.21%
$59.4 - $72.1
335 $6.22K
Nov 08, 2023 Q3 2023
Archer Investment Corp

BUY
 -
3
+ 0.01%
$44.6 - $54.1
32.5K $603K
Nov 13, 2023 Q3 2023
C M Bidwell & Associates LTD

Honolulu, HI
SELL
 -
-5
- 0.18%
$74.3 - $90.1
2.73K $50.7K
Nov 13, 2023 Q3 2023
Continuum Advisory, LLC

Eagle, ID
SELL
 -
-13
- 0.07%
$193 - $234
18.2K $338K
Oct 23, 2023 Q3 2023
Svb Wealth LLC

Boston, MA
SELL
 -
-96
- 0.13%
$1.43K - $1.73K
74.1K $1.38M
Nov 14, 2023 Q3 2023
Captrust Financial Advisors

Raleigh, NC
SELL
 -
-132
- 0.36%
$1.96K - $2.38K
36.6K $680K
Nov 14, 2023 Q3 2023
Old Port Advisors

SELL
 -
-138
- 1.14%
$2.05K - $2.49K
11.9K $222K
Nov 09, 2023 Q3 2023
1620 Investment Advisors, Inc.

Plymouth, MA
SELL
 -
-200
- 0.56%
$2.97K - $3.6K
35.6K $660K
Nov 13, 2023 Q3 2023
Advisory Research Inc

Chicago, IL
SELL
 -
-211
- 0.28%
$3.14K - $3.8K
74.2K $1.38M
Nov 09, 2023 Q3 2023
Kestra Advisory Services, LLC

SELL
 -
-390
- 2.39%
$5.8K - $7.03K
15.9K $295K
Oct 26, 2023 Q3 2023
Inspire Advisors, LLC

Meridian, ID
SELL
 -
-660
- 3.51%
$9.81K - $11.9K
18.1K $337K
Nov 14, 2023 Q3 2023
Rockefeller Capital Management L.P.

New York, NY
SELL
 -
-686
- 0.5%
$10.2K - $12.4K
138K $2.56M
Nov 14, 2023 Q3 2023
Advisory Services Network, LLC

SELL
 -
-756
- 1.63%
$11.2K - $13.6K
45.6K $847K
Oct 31, 2023 Q3 2023
Alpha Mark Advisors, LLC

Ft. Wright, KY
SELL
 -
-771
- 31.37%
$11.5K - $13.9K
1.69K $31.3K
Oct 24, 2023 Q3 2023
Channel Wealth LLC

Santa Barbara, CA
SELL
 -
-809
- 6.22%
$12K - $14.6K
12.2K $227K
Nov 14, 2023 Q3 2023
Guggenheim Capital LLC

Chicago, IL
SELL
 -
-833
- 2.92%
$12.4K - $15K
27.7K $515K
Oct 11, 2023 Q3 2023
Cwm, LLC

SELL
 -
-966
- 20.82%
$14.4K - $17.4K
3.67K $68.2K
Oct 06, 2023 Q3 2023
Wiley Bros. Aintree Capital, LLC

SELL
 -
-1.08K
- 8.76%
$16K - $19.4K
11.2K $208K
Nov 03, 2023 Q3 2023
Us Bancorp \De\

SELL
 -
-1.08K
- 2.7%
$16K - $19.4K
38.7K $719K
Nov 14, 2023 Q3 2023
Creegan & Nassoura Financial Group, LLC

Portsmouth, NH
SELL
 -
-1.2K
- 1.43%
$17.8K - $21.6K
82.6K $1.53M
Oct 11, 2023 Q3 2023
Armstrong Advisory Group, Inc

Needham, MA
SELL
 -
-1.3K
- 41.94%
$19.3K - $23.4K
1.8K $33.4K
Oct 12, 2023 Q3 2023
Ifp Advisors, Inc

SELL
 -
-1.37K
- 7.19%
$20.4K - $24.7K
17.7K $328K
Dec 01, 2023 Q3 2023
National Asset Management, Inc.

Boca Raton, FL
SELL
 -
-1.97K
- 11.48%
$29.2K - $35.4K
15.2K $281K
Jan 25, 2024 Q3 2023
Delphi Management Inc /Ma/

Boston, MA
SELL
 -
-1.99K
- 2.24%
$29.5K - $35.8K
86.8K $1.61M
Nov 14, 2023 Q3 2023
New Edge Advisors, LLC

New Orleans, LA
SELL
 -
-2K
- 14.68%
$29.7K - $36K
11.6K $216K
Nov 13, 2023 Q3 2023
Four Thought Financial Partners, LLC

Venice, FL
SELL
 -
-2.01K
- 10.7%
$29.8K - $36.1K
16.7K $311K
Nov 14, 2023 Q3 2023
Truist Financial Corp

SELL
 -
-2.03K
- 4.77%
$30.1K - $36.5K
40.5K $751K
Dec 11, 2023 Q3 2023
Sunbelt Securities, Inc.

Houston, TX
SELL
 -
-2.57K
- 11.08%
$38.2K - $46.4K
20.6K $383K
May 20, 2024 Q3 2023
Parallel Advisors, LLC

SELL
 -
-2.7K
- 12.95%
$40.2K - $48.7K
18.2K $337K
Nov 13, 2023 Q3 2023
Parallel Advisors, LLC

SELL
 -
-2.7K
- 12.95%
$40.2K - $48.7K
18.2K $337K

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