Purchases and Sales Made in Q3 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.79K- 1.63% |
$41.5K - $50.3K
|
169K
$3.13M
|
|
|
Nov 01, 2023
Q3 2023
|
Principle Wealth Partners LLC
|
SELL
|
- |
-2.8K- 14.59% |
$41.6K - $50.5K
|
16.4K
$304K
|
|
|
Nov 16, 2023
Q3 2023
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-2.83K- 8.55% |
$42K - $50.9K
|
30.2K
$561K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-2.9K- 2.9% |
$43K - $52.2K
|
96.8K
$1.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-2.91K- 1.36% |
$43.3K - $52.5K
|
211K
$3.92M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-2.95K- 6.63% |
$43.8K - $53.1K
|
41.5K
$771K
|
|
|
Oct 26, 2023
Q3 2023
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-3.01K- 12.21% |
$44.7K - $54.2K
|
21.6K
$402K
|
|
|
Oct 11, 2023
Q3 2023
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-3.26K- 1.99% |
$48.5K - $58.8K
|
161K
$2.99M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.68K- 0.41% |
$54.6K - $66.2K
|
890K
$16.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-3.8K- 8.94% |
$56.5K - $68.5K
|
38.7K
$718K
|
|
|
Nov 06, 2023
Q3 2023
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-4.01K- 8.86% |
$59.6K - $72.3K
|
41.3K
$766K
|
|
|
Nov 13, 2023
Q3 2023
|
Pro Share Advisors LLC
|
SELL
|
- |
-4.28K- 18.38% |
$63.6K - $77.1K
|
19K
$353K
|
|
|
Nov 13, 2023
Q3 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-4.37K- 1.16% |
$65K - $78.8K
|
371K
$6.89M
|
|
|
Oct 30, 2023
Q3 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-5.72K- 1.57% |
$85K - $103K
|
359K
$6.66M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-6.91K- 33.49% |
$103K - $125K
|
13.7K
$255K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-7.31K- 2.3% |
$109K - $132K
|
311K
$5.76M
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-7.39K- 26.98% |
$110K - $133K
|
20K
$371K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-7.9K- 2.58% |
$117K - $142K
|
298K
$5.52M
|
|
|
Nov 14, 2023
Q3 2023
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
SELL
|
- |
-8.59K- 22.42% |
$128K - $155K
|
29.7K
$552K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-9.14K- 1.52% |
$136K - $165K
|
590K
$11M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-9.85K- 2.51% |
$146K - $178K
|
383K
$7.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-10.1K- 2.95% |
$150K - $182K
|
333K
$6.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-11.1K- 45.03% |
$166K - $201K
|
13.6K
$252K
|
|
|
Oct 13, 2023
Q3 2023
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-11.3K- 1.77% |
$168K - $204K
|
626K
$11.6M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-12.9K- 47.55% |
$192K - $233K
|
14.3K
$265K
|
|
|
Nov 14, 2023
Q3 2023
|
S&T Bank
Indiana, PA |
SELL
|
- |
-13.1K- 2.12% |
$195K - $236K
|
604K
$11.2M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-13.4K- 4.61% |
$199K - $241K
|
277K
$5.14M
|
|
|
Nov 13, 2023
Q3 2023
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-15.2K- 18.5% |
$225K - $273K
|
66.8K
$1.24M
|
|
|
Nov 07, 2023
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-22.3K- 16.27% |
$332K - $403K
|
115K
$2.13M
|
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-22.3K- 16.27% |
$332K - $403K
|
115K
$2.13M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-23K- 24.41% |
$342K - $415K
|
71.3K
$1.32M
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-24.1K- 7.96% |
$358K - $434K
|
279K
$5.18M
|
|
|
Nov 14, 2023
Q3 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-26.4K- 15.42% |
$393K - $477K
|
145K
$2.69M
|
|
|
Nov 14, 2023
Q3 2023
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-33.2K- 93.26% |
$493K - $598K
|
2.4K
$44.5K
|
|
|
Oct 25, 2023
Q3 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-35.9K- 67.89% |
$534K - $648K
|
17K
$316K
|
|
|
Nov 14, 2023
Q3 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-53.8K- 47.78% |
$799K - $969K
|
58.8K
$1.09M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-79.8K- 80.47% |
$1.19M - $1.44M
|
19.4K
$360K
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-86.3K- 14.87% |
$1.28M - $1.55M
|
494K
$9.17M
|
|
|
Nov 14, 2023
Q3 2023
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-95.7K- 71.42% |
$1.42M - $1.72M
|
38.3K
$711K
|
|
|
Nov 14, 2023
Q3 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-109K- 76.69% |
$1.62M - $1.96M
|
33.1K
$614K
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-152K- 19.18% |
$2.25M - $2.73M
|
639K
$11.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-196K- 73.81% |
$2.91M - $3.53M
|
69.6K
$1.29M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-204K- 83.08% |
$3.03M - $3.67M
|
41.5K
$771K
|