Purchases and Sales Made in Q3 2024 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2024. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 13, 2024
Q3 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
12.2K+ 10.55% |
$215K - $263K
|
127K
$2.36M
|
|
Oct 25, 2024
Q3 2024
|
Imc Chicago, LLC
|
BUY
|
- |
11.9KNew |
$211K - $258K
|
11.9K
$221K
|
|
Nov 13, 2024
Q3 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
11.9K+ 14.23% |
$210K - $257K
|
95.2K
$1.77M
|
|
Nov 13, 2024
Q3 2024
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
11.5K+ 1.57% |
$204K - $250K
|
744K
$13.8M
|
|
Oct 16, 2024
Q3 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
11.5K+ 23.69% |
$203K - $248K
|
59.9K
$1.11M
|
|
Oct 09, 2024
Q3 2024
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
11.4KNew |
$202K - $247K
|
11.4K
$212K
|
|
Nov 13, 2024
Q3 2024
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
11.4KNew |
$202K - $247K
|
11.4K
$212K
|
|
Nov 04, 2024
Q3 2024
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
10.9KNew |
$193K - $237K
|
10.9K
$203K
|
|
Nov 14, 2024
Q3 2024
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
10.6KNew |
$188K - $231K
|
10.6K
$198K
|
|
Oct 16, 2024
Q3 2024
|
Naviter Wealth, LLC
|
BUY
|
- |
10.4K+ 8.14% |
$184K - $225K
|
138K
$2.56M
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
10KNew |
$178K - $217K
|
10K
$186K
|
|
Nov 20, 2024
Q3 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
9.52K+ 97.53% |
$169K - $206K
|
19.3K
$358K
|
|
Nov 14, 2024
Q3 2024
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
9.29K+ 0.98% |
$164K - $201K
|
956K
$17.7M
|
|
Oct 24, 2024
Q3 2024
|
Essex Financial Services, Inc.
|
BUY
|
- |
9.2K+ 17.15% |
$163K - $199K
|
62.8K
$1.17M
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
8.94K+ 12.09% |
$158K - $194K
|
82.8K
$1.54M
|
|
Nov 12, 2024
Q3 2024
|
Left Brain Wealth Management, LLC
Naperville, IL |
BUY
|
- |
8.58K+ 4.29% |
$152K - $186K
|
209K
$3.87M
|
|
Nov 13, 2024
Q3 2024
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
8.47K+ 64.97% |
$150K - $183K
|
21.5K
$399K
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
7.71KNew |
$137K - $167K
|
7.71K
$143K
|
|
Nov 14, 2024
Q3 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
7.18K+ 57.66% |
$127K - $156K
|
19.6K
$364K
|
|
Nov 12, 2024
Q3 2024
|
Alps Advisors Inc
Denver, CO |
BUY
|
- |
7.09K+ 14.69% |
$126K - $154K
|
55.4K
$1.03M
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
6.67K+ 2.24% |
$118K - $145K
|
304K
$5.64M
|
|
Nov 12, 2024
Q3 2024
|
Citigroup Inc
|
BUY
|
- |
6.59KNew |
$117K - $143K
|
6.59K
$122K
|
|
Nov 07, 2024
Q3 2024
|
Napa Wealth Management
Napa, CA |
BUY
|
- |
6.4K+ 5.62% |
$113K - $139K
|
120K
$2.23M
|
|
Oct 11, 2024
Q3 2024
|
Creative Planning
Overland Park, KS |
BUY
|
- |
6.05K+ 18.91% |
$107K - $131K
|
38K
$706K
|
|
Oct 24, 2024
Q3 2024
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
5.8KNew |
$103K - $126K
|
5.8K
$108K
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
5.72K+ 7.31% |
$101K - $124K
|
83.8K
$1.56M
|
|
Nov 14, 2024
Q3 2024
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
5.7K+ 8.08% |
$101K - $124K
|
76.3K
$1.42M
|
|
Nov 01, 2024
Q3 2024
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
4.98K+ 3.22% |
$88.2K - $108K
|
160K
$2.96M
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
4.85K+ 13.32% |
$85.9K - $105K
|
41.3K
$766K
|
|
Oct 17, 2024
Q3 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
4.66K+ 37.28% |
$82.5K - $101K
|
17.2K
$318K
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
4.34K+ 347.99% |
$76.8K - $94K
|
5.58K
$104K
|
|
Oct 24, 2024
Q3 2024
|
Autumn Glory Partners, LLC
|
BUY
|
- |
4K+ 38.1% |
$70.8K - $86.7K
|
14.5K
$269K
|
|
Oct 10, 2024
Q3 2024
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
3.76K+ 19.36% |
$66.6K - $81.5K
|
23.2K
$431K
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.7K+ 213.63% |
$65.5K - $80.2K
|
5.43K
$101K
|
|
Oct 11, 2024
Q3 2024
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
3.58K+ 198.89% |
$63.4K - $77.6K
|
5.38K
$99.9K
|
|
Oct 31, 2024
Q3 2024
|
Graypoint LLC
|
BUY
|
- |
3.53K+ 2.58% |
$62.6K - $76.6K
|
140K
$2.6M
|
|
Oct 30, 2024
Q3 2024
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
3.37K+ 6.92% |
$59.7K - $73K
|
52.1K
$967K
|
|
Nov 14, 2024
Q3 2024
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
3.31K+ 15.15% |
$58.7K - $71.8K
|
25.2K
$467K
|
|
Nov 14, 2024
Q3 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.24K+ 2.41% |
$57.4K - $70.2K
|
138K
$2.56M
|
|
Oct 21, 2024
Q3 2024
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
3.06K+ 29.02% |
$54.1K - $66.2K
|
13.6K
$252K
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.81K+ 21.33% |
$49.7K - $60.8K
|
16K
$296K
|
|
Nov 14, 2024
Q3 2024
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
2.79K+ 4.72% |
$49.4K - $60.4K
|
61.9K
$1.15M
|
|
Oct 23, 2024
Q3 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
2.68K+ 2.48% |
$47.4K - $58.1K
|
111K
$2.06M
|
|
Nov 04, 2024
Q3 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
2.57K+ 2.89% |
$45.5K - $55.7K
|
91.6K
$1.7M
|
|
Oct 07, 2024
Q3 2024
|
Axiom Advisory, LLC
San Diego, CA |
BUY
|
- |
2.57K+ 3.75% |
$45.4K - $55.6K
|
71K
$1.32M
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
2.39K+ 59650.0% |
$42.3K - $51.7K
|
2.39K
$44.4K
|
|
Oct 28, 2024
Q3 2024
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
2.1K+ 15.45% |
$37.2K - $45.5K
|
15.7K
$291K
|
|
Nov 14, 2024
Q3 2024
|
Optiver Holding B.V.
Amsterdam, P7 |
BUY
|
- |
2.02KNew |
$35.8K - $43.8K
|
2.02K
$37.5K
|
|
Oct 04, 2024
Q3 2024
|
Mirador Capital Partners LP
|
BUY
|
- |
2.01K+ 5.26% |
$35.6K - $43.5K
|
40.2K
$747K
|
|
Nov 13, 2024
Q3 2024
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
1.93K+ 1.44% |
$34.2K - $41.9K
|
136K
$2.53M
|