Purchases and Sales Made in Q3 2024 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2024. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.85K+ 7.5% |
$32.8K - $40.1K
|
26.5K
$492K
|
|
|
Oct 21, 2024
Q3 2024
|
Rmr Wealth Builders
|
BUY
|
- |
1.7K+ 10.01% |
$30.1K - $36.9K
|
18.7K
$347K
|
|
|
Oct 11, 2024
Q3 2024
|
Kathleen S. Wright Associates Inc.
|
BUY
|
- |
1.58KNew |
$28K - $34.2K
|
1.58K
$29.3K
|
|
|
Oct 22, 2024
Q3 2024
|
Grimes & Company, Inc.
|
BUY
|
- |
1.44K+ 8.01% |
$25.6K - $31.3K
|
19.5K
$361K
|
|
|
Oct 04, 2024
Q3 2024
|
Ridgewood Investments LLC
|
BUY
|
- |
1.4KNew |
$24.8K - $30.3K
|
1.4K
$26K
|
|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
1.29K+ 1.14% |
$22.8K - $28K
|
114K
$2.12M
|
|
|
Nov 15, 2024
Q3 2024
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
1.28K+ 45.56% |
$22.7K - $27.7K
|
4.09K
$75.8K
|
|
|
Oct 16, 2024
Q3 2024
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
1.27K+ 6.81% |
$22.4K - $27.5K
|
19.9K
$369K
|
|
|
Oct 22, 2024
Q3 2024
|
Taylor Frigon Capital Management LLC
|
BUY
|
- |
1.12K+ 0.98% |
$19.8K - $24.3K
|
116K
$2.15M
|
|
|
Oct 25, 2024
Q3 2024
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
1.12K+ 3.94% |
$19.8K - $24.2K
|
29.5K
$548K
|
|
|
Nov 13, 2024
Q3 2024
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
1.1K+ 2.79% |
$19.5K - $23.8K
|
40.5K
$752K
|
|
|
Oct 16, 2024
Q3 2024
|
Bleakley Financial Group, LLC
Fairfield, NJ |
BUY
|
- |
1.06K+ 2.65% |
$18.8K - $23K
|
41.2K
$765K
|
|
|
Oct 22, 2024
Q3 2024
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
1.03K+ 6.13% |
$18.2K - $22.3K
|
17.8K
$330K
|
|
|
Oct 31, 2024
Q3 2024
|
Confluence Investment Management LLC
|
BUY
|
- |
904+ 0.24% |
$16K - $19.6K
|
380K
$7.06M
|
|
|
Oct 24, 2024
Q3 2024
|
Arkadios Wealth Advisors
|
BUY
|
- |
900+ 1.64% |
$15.9K - $19.5K
|
55.8K
$1.04M
|
|
|
Nov 05, 2024
Q3 2024
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
866New |
$15.3K - $18.8K
|
866
$16.1K
|
|
|
Nov 13, 2024
Q3 2024
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
847+ 2.68% |
$15K - $18.4K
|
32.5K
$603K
|
|
|
Nov 14, 2024
Q3 2024
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
763+ 3.73% |
$13.5K - $16.5K
|
21.2K
$394K
|
|
|
Oct 23, 2024
Q3 2024
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
711+ 2.67% |
$12.6K - $15.4K
|
27.3K
$507K
|
|
|
Nov 01, 2024
Q3 2024
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
673+ 2.4% |
$11.9K - $14.6K
|
28.7K
$533K
|
|
|
Nov 14, 2024
Q3 2024
|
Morse Asset Management, Inc
Darien, CT |
BUY
|
- |
600+ 1.75% |
$10.6K - $13K
|
34.9K
$648K
|
|
|
Nov 13, 2024
Q3 2024
|
Estabrook Capital Management
New York, NY |
BUY
|
- |
554New |
$9.81K - $12K
|
554
$10.3K
|
|
|
Nov 01, 2024
Q3 2024
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
519+ 1.2% |
$9.19K - $11.2K
|
43.7K
$811K
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
500+ 12.48% |
$8.86K - $10.8K
|
4.51K
$83.6K
|
|
|
Oct 15, 2024
Q3 2024
|
Advisor Net Financial, Inc
|
BUY
|
- |
500New |
$8.86K - $10.8K
|
500
$9.28K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
422+ 2.47% |
$7.47K - $9.14K
|
17.5K
$325K
|
|
|
Oct 15, 2024
Q3 2024
|
Penbrook Management LLC
|
BUY
|
- |
405+ 1.7% |
$7.17K - $8.78K
|
24.2K
$449K
|
|
|
Oct 29, 2024
Q3 2024
|
Prossimo Advisors, LLC
San Luis Obispo, CA |
BUY
|
- |
355+ 2.09% |
$6.29K - $7.69K
|
17.3K
$321K
|
|
|
Nov 06, 2024
Q3 2024
|
Planning Capital Management Corp
Paoli, PA |
BUY
|
- |
347New |
$6.15K - $7.52K
|
347
$6.44K
|
|
|
Oct 30, 2024
Q3 2024
|
Jnba Financial Advisors
|
BUY
|
- |
329New |
$5.83K - $7.13K
|
329
$6.11K
|
|
|
Oct 11, 2024
Q3 2024
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
315New |
$5.58K - $6.83K
|
315
$5.85K
|
|
|
Nov 13, 2024
Q3 2024
|
Russell Investments Group, Ltd.
|
BUY
|
- |
300New |
$5.31K - $6.5K
|
300
$5.57K
|
|
|
Oct 15, 2024
Q3 2024
|
Accel Wealth Management
|
BUY
|
- |
271+ 1.74% |
$4.8K - $5.87K
|
15.8K
$294K
|
|
|
Oct 15, 2024
Q3 2024
|
Hb Wealth Management, LLC
|
BUY
|
- |
202+ 1.97% |
$3.58K - $4.38K
|
10.5K
$194K
|
|
|
Nov 14, 2024
Q3 2024
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
86+ 5.39% |
$1.52K - $1.86K
|
1.68K
$31.2K
|
|
|
Nov 13, 2024
Q3 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
78+ 2.65% |
$1.38K - $1.69K
|
3.02K
$56.1K
|
|
|
Oct 16, 2024
Q3 2024
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
75+ 2.19% |
$1.33K - $1.63K
|
3.5K
$64.9K
|
|
|
Nov 12, 2024
Q3 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
61+ 4.74% |
$1.08K - $1.32K
|
1.35K
$25K
|
|
|
Oct 23, 2024
Q3 2024
|
Allworth Financial LP
|
BUY
|
- |
58+ 6.41% |
$1.03K - $1.26K
|
963
$17.9K
|
|
|
Oct 17, 2024
Q3 2024
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
57+ 2.16% |
$1.01K - $1.24K
|
2.7K
$50.1K
|
|
|
Nov 05, 2024
Q3 2024
|
Modern Wealth Management, LLC
Lenexa, KS |
BUY
|
- |
57+ 0.44% |
$1.01K - $1.24K
|
13K
$241K
|
|
|
Oct 21, 2024
Q3 2024
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
54+ 2.16% |
$956 - $1.17K
|
2.55K
$47.4K
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
52+ 2.19% |
$921 - $1.13K
|
2.42K
$45K
|
|
|
Oct 15, 2024
Q3 2024
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
49+ 0.32% |
$868 - $1.06K
|
15.4K
$285K
|
|
|
Oct 04, 2024
Q3 2024
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
38+ 2.2% |
$673 - $823
|
1.77K
$32.8K
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
BUY
|
- |
38+ 0.24% |
$673 - $823
|
15.7K
$292K
|
|
|
Oct 18, 2024
Q3 2024
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
34New |
$602 - $737
|
34
$631
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
30New |
$531 - $650
|
30
$557
|
|
|
Oct 24, 2024
Q3 2024
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
30+ 0.05% |
$531 - $650
|
61.7K
$1.14M
|
|
|
Oct 31, 2024
Q3 2024
|
Diligent Investors, LLC
|
BUY
|
- |
20+ 0.08% |
$354 - $433
|
24.4K
$454K
|