Purchases and Sales Made in Q3 2024 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2024. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 17, 2024
Q3 2024
|
Wr Wealth Planners, LLC
Columbia, MO |
BUY
|
- |
5+ 2.1% |
$88.6 - $108
|
243
$4.52K
|
|
|
Nov 15, 2024
Q3 2024
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
5+ 2.24% |
$88.6 - $108
|
228
$4.24K
|
|
|
Oct 21, 2024
Q3 2024
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
3+ 0.08% |
$53.1 - $65
|
3.56K
$66.1K
|
|
|
Nov 06, 2024
Q3 2024
|
Archer Investment Corp
|
BUY
|
- |
3+ 0.58% |
$53.1 - $65
|
522
$9.71K
|
|
|
Nov 13, 2024
Q3 2024
|
Horizon Financial Services, LLC
|
BUY
|
- |
2+ 2.56% |
$35.4 - $43.3
|
80
$1.49K
|
|
|
Nov 13, 2024
Q3 2024
|
Townsquare Capital LLC
|
BUY
|
- |
2+ 0.01% |
$35.4 - $43.3
|
18.4K
$342K
|
|
|
Nov 05, 2024
Q3 2024
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-67- 0.56% |
$1.19K - $1.45K
|
11.9K
$222K
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-76- 0.96% |
$1.35K - $1.65K
|
7.8K
$145K
|
|
|
Nov 14, 2024
Q3 2024
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-95- 0.64% |
$1.68K - $2.06K
|
14.8K
$276K
|
|
|
Oct 25, 2024
Q3 2024
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-114- 0.36% |
$2.02K - $2.47K
|
31.6K
$588K
|
|
|
Nov 13, 2024
Q3 2024
|
Principle Wealth Partners LLC
|
SELL
|
- |
-125- 0.76% |
$2.21K - $2.71K
|
16.3K
$303K
|
|
|
Nov 14, 2024
Q3 2024
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-144- 10.33% |
$2.55K - $3.12K
|
1.25K
$23.3K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
SELL
|
- |
-195- 7.26% |
$3.45K - $4.23K
|
2.49K
$46.3K
|
|
|
Oct 25, 2024
Q3 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-200- 4.74% |
$3.54K - $4.33K
|
4.02K
$74.7K
|
|
|
Oct 29, 2024
Q3 2024
|
Latitude Advisors, LLC
|
SELL
|
- |
-227- 2.14% |
$4.02K - $4.92K
|
10.4K
$193K
|
|
|
Oct 16, 2024
Q3 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-247- 10.76% |
$4.37K - $5.35K
|
2.05K
$38.1K
|
|
|
Oct 15, 2024
Q3 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-320- 12.2% |
$5.67K - $6.93K
|
2.3K
$42.9K
|
|
|
Oct 25, 2024
Q3 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-334- 12.5% |
$5.92K - $7.24K
|
2.34K
$43.5K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-384- 0.29% |
$6.8K - $8.32K
|
132K
$2.46M
|
|
|
Oct 08, 2024
Q3 2024
|
Brookstone Capital Management
|
SELL
|
- |
-399- 3.62% |
$7.07K - $8.65K
|
10.6K
$198K
|
|
|
Oct 24, 2024
Q3 2024
|
Old Port Advisors
|
SELL
|
- |
-432- 4.02% |
$7.65K - $9.36K
|
10.3K
$192K
|
|
|
Nov 12, 2024
Q3 2024
|
Sand Hill Global Advisors, LLC
Palo Alto, CA |
SELL
|
- |
-436- 1.6% |
$7.72K - $9.45K
|
26.8K
$498K
|
|
|
Feb 03, 2025
Q3 2024
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-464- 95.87% |
$8.22K - $10.1K
|
20
$372
|
|
|
Nov 13, 2024
Q3 2024
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-540- 12.92% |
$9.56K - $11.7K
|
3.64K
$67.7K
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-542- 1.87% |
$9.6K - $11.7K
|
28.5K
$529K
|
|
|
Nov 13, 2024
Q3 2024
|
Pro Share Advisors LLC
|
SELL
|
- |
-775- 3.26% |
$13.7K - $16.8K
|
23K
$428K
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
SELL
|
- |
-840- 2.57% |
$14.9K - $18.2K
|
31.8K
$591K
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-859- 0.29% |
$15.2K - $18.6K
|
295K
$5.48M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-920- 3.74% |
$16.3K - $19.9K
|
23.7K
$440K
|
|
|
Nov 12, 2024
Q3 2024
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-1.01K- 6.45% |
$17.9K - $21.8K
|
14.6K
$272K
|
|
|
Oct 17, 2024
Q3 2024
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-1.06K- 0.51% |
$18.7K - $22.9K
|
207K
$3.85M
|
|
|
Oct 08, 2024
Q3 2024
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-1.09K- 21.81% |
$19.3K - $23.6K
|
3.91K
$72.6K
|
|
|
Oct 15, 2024
Q3 2024
|
Monument Capital Management
|
SELL
|
- |
-1.11K- 6.02% |
$19.6K - $24K
|
17.3K
$322K
|
|
|
Nov 14, 2024
Q3 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-1.13K- 6.19% |
$20K - $24.5K
|
17.1K
$318K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-1.16K- 8.25% |
$20.5K - $25K
|
12.8K
$239K
|
|
|
Nov 13, 2024
Q3 2024
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.16K- 6.92% |
$20.5K - $25.1K
|
15.6K
$290K
|
|
|
Nov 14, 2024
Q3 2024
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-1.25K- 1.53% |
$22.1K - $27.1K
|
80.4K
$1.49M
|
|
|
Nov 08, 2024
Q3 2024
|
Wall Street Access Asset Management, LLC
New York, NY |
SELL
|
- |
-1.29K- 10.51% |
$22.8K - $27.8K
|
10.9K
$204K
|
|
|
Oct 15, 2024
Q3 2024
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-1.5K- 44.83% |
$26.6K - $32.5K
|
1.85K
$34.3K
|
|
|
Oct 15, 2024
Q3 2024
|
Spire Wealth Management
|
SELL
|
- |
-1.53K- 53.17% |
$27.1K - $33.2K
|
1.35K
$25.1K
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
SELL
|
- |
-1.57K- 3.48% |
$27.8K - $34K
|
43.4K
$808K
|
|
|
Oct 17, 2024
Q3 2024
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-2.1K- 10.12% |
$37.3K - $45.6K
|
18.7K
$348K
|
|
|
Oct 23, 2024
Q3 2024
|
Dakota Wealth Management
|
SELL
|
- |
-2.4K- 5.75% |
$42.5K - $52.1K
|
39.4K
$732K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.81K- 0.43% |
$49.7K - $60.8K
|
655K
$12.2M
|
|
|
Nov 18, 2024
Q3 2024
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-3.63K- 20.02% |
$64.3K - $78.7K
|
14.5K
$270K
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4.49K- 6.71% |
$79.5K - $97.3K
|
62.4K
$1.16M
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-4.65K- 1.81% |
$82.4K - $101K
|
253K
$4.71M
|
|
|
Nov 04, 2024
Q3 2024
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-4.82K- 4.92% |
$85.4K - $105K
|
93.2K
$1.73M
|
|
|
Nov 08, 2024
Q3 2024
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-5.13K- 95.35% |
$90.9K - $111K
|
250
$4.65K
|
|
|
Oct 30, 2024
Q3 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-5.19K- 13.85% |
$92K - $113K
|
32.3K
$601K
|