Purchases and Sales Made in Q3 2024 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2024. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-4.65K- 1.81% |
$82.4K - $101K
|
253K
$4.7M
|
|
|
Nov 04, 2024
Q3 2024
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-4.82K- 4.92% |
$85.4K - $105K
|
93.2K
$1.73M
|
|
|
Nov 08, 2024
Q3 2024
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-5.13K- 95.35% |
$90.9K - $111K
|
250
$4.64K
|
|
|
Oct 30, 2024
Q3 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-5.19K- 13.85% |
$92K - $113K
|
32.3K
$599K
|
|
|
Nov 14, 2024
Q3 2024
|
Ae Wealth Management LLC
|
SELL
|
- |
-6.08K- 19.99% |
$108K - $132K
|
24.3K
$451K
|
|
|
Nov 14, 2024
Q3 2024
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-6.4K- 19.22% |
$113K - $139K
|
26.9K
$499K
|
|
|
Nov 07, 2024
Q3 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-6.79K- 27.79% |
$120K - $147K
|
17.6K
$327K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-8.17K- 2.47% |
$145K - $177K
|
322K
$5.99M
|
|
|
Nov 14, 2024
Q3 2024
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-8.37K- 11.06% |
$148K - $181K
|
67.3K
$1.25M
|
|
|
Feb 04, 2025
Q3 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-8.43K- 45.83% |
$149K - $183K
|
9.97K
$185K
|
|
|
Nov 13, 2024
Q3 2024
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-8.83K- 20.68% |
$156K - $191K
|
33.9K
$628K
|
|
|
Nov 14, 2024
Q3 2024
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-9.17K- 18.5% |
$162K - $199K
|
40.4K
$750K
|
|
|
Feb 14, 2025
Q3 2024
|
Triumph Capital Management
|
SELL
|
- |
-9.8K- 38.74% |
$174K - $212K
|
15.5K
$288K
|
|
|
Oct 10, 2024
Q3 2024
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-9.96K- 1.64% |
$176K - $216K
|
598K
$11.1M
|
|
|
Oct 23, 2024
Q3 2024
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-10.6K- 7.43% |
$188K - $230K
|
132K
$2.45M
|
|
|
Nov 14, 2024
Q3 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-10.9K- 32.88% |
$192K - $235K
|
22.2K
$412K
|
|
|
Oct 16, 2024
Q3 2024
|
Big Sur Wealth Management LLC
Miami, FL |
SELL
|
- |
-11.7K- 31.58% |
$207K - $253K
|
25.3K
$470K
|
|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-14.8K- 6.22% |
$262K - $320K
|
223K
$4.13M
|
|
|
Nov 12, 2024
Q3 2024
|
Centaurus Financial, Inc.
|
SELL
|
- |
-14.9K- 6.27% |
$263K - $322K
|
222K
$4.13M
|
|
|
Nov 14, 2024
Q3 2024
|
Waterloo Capital, L.P.
Austin, TX |
SELL
|
- |
-16.3K- 10.84% |
$289K - $354K
|
134K
$2.49M
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-17K- 4.37% |
$302K - $369K
|
373K
$6.92M
|
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-17.8K- 40.13% |
$315K - $386K
|
26.6K
$493K
|
|
|
Nov 05, 2024
Q3 2024
|
Accredited Investors Inc.
|
SELL
|
- |
-18.5K- 80.41% |
$328K - $401K
|
4.51K
$83.6K
|
|
|
Oct 22, 2024
Q3 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-20K- 15.14% |
$355K - $434K
|
112K
$2.09M
|
|
|
Feb 10, 2025
Q3 2024
|
Delphi Management Inc /Ma/
Boston, MA |
SELL
|
- |
-21.7K- 22.45% |
$385K - $471K
|
75.1K
$1.39M
|
|
|
Nov 13, 2024
Q3 2024
|
S&T Bank
Indiana, PA |
SELL
|
- |
-30K- 7.76% |
$532K - $651K
|
357K
$6.63M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-33.7K- 4.22% |
$596K - $729K
|
765K
$14.2M
|
|
|
Oct 15, 2024
Q3 2024
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-54K- 15.86% |
$957K - $1.17M
|
287K
$5.32M
|
|
|
Nov 14, 2024
Q3 2024
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
- |
-62.1K- 97.81% |
$1.1M - $1.35M
|
1.39K
$25.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-82.9K- 6.61% |
$1.47M - $1.8M
|
1.17M
$21.7M
|
|
|
Nov 14, 2024
Q3 2024
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-86K- 78.78% |
$1.52M - $1.86M
|
23.2K
$430K
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-89.8K- 23.21% |
$1.59M - $1.95M
|
297K
$5.51M
|
|
|
Nov 12, 2024
Q3 2024
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-99.8K- 89.71% |
$1.77M - $2.16M
|
11.4K
$212K
|
|
|
Dec 26, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-111K- 27.49% |
$1.97M - $2.41M
|
293K
$5.44M
|
|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-111K- 27.49% |
$1.97M - $2.41M
|
293K
$5.44M
|
|
|
Nov 14, 2024
Q3 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-114K- 49.67% |
$2.02M - $2.48M
|
116K
$2.15M
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-128K- 21.91% |
$2.27M - $2.78M
|
458K
$8.49M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-148K- 54.39% |
$2.63M - $3.22M
|
124K
$2.31M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-283K- 46.7% |
$5.01M - $6.13M
|
323K
$5.99M
|
|
|
Nov 12, 2024
Q3 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-337K- 95.39% |
$5.97M - $7.3M
|
16.3K
$303K
|
|
|
Nov 14, 2024
Q3 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-376K- 44.99% |
$6.67M - $8.16M
|
460K
$8.54M
|