Purchases and Sales Made in Q4 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
3.19KNew |
$48.2K - $54.1K
|
3.19K
$61.5K
|
|
|
Feb 07, 2024
Q4 2023
|
Core Wealth Partners LLC
Santa Rosa, CA |
BUY
|
- |
3.15K+ 15.0% |
$47.5K - $53.3K
|
24.2K
$465K
|
|
|
Feb 05, 2024
Q4 2023
|
Essex Financial Services, Inc.
|
BUY
|
- |
3.04K+ 7.34% |
$45.9K - $51.5K
|
44.5K
$856K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
3.04K+ 91.92% |
$45.9K - $51.5K
|
6.35K
$122K
|
|
|
Jan 24, 2024
Q4 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
3K+ 5.8% |
$45.3K - $50.8K
|
54.7K
$1.05M
|
|
|
Feb 12, 2024
Q4 2023
|
Blair William & CO
Chicago, IL |
BUY
|
- |
3K+ 2.18% |
$45.3K - $50.8K
|
140K
$2.7M
|
|
|
Jan 19, 2024
Q4 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
2.58K+ 133.11% |
$38.9K - $43.7K
|
4.52K
$87K
|
|
|
Feb 14, 2024
Q4 2023
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
2.58K+ 4.54% |
$38.9K - $43.6K
|
59.3K
$1.14M
|
|
|
Feb 02, 2024
Q4 2023
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
2.43K+ 19.75% |
$36.7K - $41.2K
|
14.7K
$284K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.31K+ 4.22% |
$34.9K - $39.1K
|
57.1K
$1.1M
|
|
|
Sep 04, 2024
Q4 2023
|
Mas Advisors LLC
Miami, FL |
BUY
|
- |
2.3K+ 22.39% |
$34.6K - $38.9K
|
12.5K
$241K
|
|
|
Feb 07, 2024
Q4 2023
|
Mas Advisors LLC
Miami, FL |
BUY
|
- |
2.3K+ 22.39% |
$34.6K - $38.9K
|
12.5K
$241K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.1K+ 121.25% |
$31.7K - $35.6K
|
3.83K
$73.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
1.76K+ 9.15% |
$26.6K - $29.8K
|
21K
$405K
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
1.73K+ 13.71% |
$26.1K - $29.3K
|
14.4K
$276K
|
|
|
Aug 14, 2024
Q4 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
1.73K+ 94.43% |
$26.1K - $29.3K
|
3.56K
$68.5K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.72K+ 2.51% |
$26K - $29.2K
|
70.4K
$1.35M
|
|
|
Feb 14, 2024
Q4 2023
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
1.6KNew |
$24.1K - $27K
|
1.6K
$30.7K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
1.6K+ 4.12% |
$24.1K - $27K
|
40.3K
$776K
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1.53K+ 1.82% |
$23.1K - $25.9K
|
85.6K
$1.65M
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
1.4K+ 9.78% |
$21.1K - $23.6K
|
15.7K
$302K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.28K+ 0.49% |
$19.3K - $21.6K
|
263K
$5.05M
|
|
|
Jan 09, 2024
Q4 2023
|
Triad Investment Management
|
BUY
|
- |
1.27K+ 1.21% |
$19.2K - $21.6K
|
106K
$2.04M
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.26K+ 8.23% |
$19K - $21.3K
|
16.6K
$319K
|
|
|
Feb 09, 2024
Q4 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
1.19K+ 4.93% |
$17.9K - $20.1K
|
25.3K
$486K
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
1.11K+ 2.48% |
$16.8K - $18.8K
|
45.9K
$883K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
1.08K+ 3.91% |
$16.4K - $18.4K
|
28.8K
$554K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.08K+ 4.13% |
$16.3K - $18.3K
|
27.3K
$525K
|
|
|
Feb 13, 2024
Q4 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
1.04K+ 33.43% |
$15.7K - $17.6K
|
4.16K
$79.9K
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1K+ 4.72% |
$15.2K - $17K
|
22.3K
$428K
|
|
|
Feb 02, 2024
Q4 2023
|
Community Bank, N.A.
|
BUY
|
- |
875New |
$13.2K - $14.8K
|
875
$16.8K
|
|
|
Jan 31, 2024
Q4 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
789+ 30.43% |
$11.9K - $13.4K
|
3.38K
$65.1K
|
|
|
Jul 31, 2024
Q4 2023
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
650+ 76.47% |
$9.81K - $11K
|
1.5K
$28.9K
|
|
|
Apr 03, 2024
Q4 2023
|
Wealth Collab, LLC
Bellevue, WA |
BUY
|
- |
641New |
$9.67K - $10.9K
|
641
$12.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
617+ 2.92% |
$9.31K - $10.4K
|
21.7K
$418K
|
|
|
Feb 05, 2024
Q4 2023
|
Hexagon Capital Partners LLC
|
BUY
|
- |
549+ 24.47% |
$8.28K - $9.29K
|
2.79K
$53.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
534+ 3.54% |
$8.06K - $9.04K
|
15.6K
$300K
|
|
|
Feb 12, 2024
Q4 2023
|
Keebeck Alpha, LP
Stamford, CT |
BUY
|
- |
534+ 3.54% |
$8.06K - $9.04K
|
15.6K
$300K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
526+ 4.53% |
$7.94K - $8.91K
|
12.1K
$234K
|
|
|
Feb 06, 2024
Q4 2023
|
Rmr Wealth Builders
|
BUY
|
- |
421+ 2.72% |
$6.35K - $7.13K
|
15.9K
$306K
|
|
|
Jan 30, 2024
Q4 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
402+ 2.36% |
$6.07K - $6.81K
|
17.4K
$335K
|
|
|
Feb 14, 2024
Q4 2023
|
Alps Advisors Inc
Denver, CO |
BUY
|
- |
400+ 1.03% |
$6.04K - $6.77K
|
39.1K
$752K
|
|
|
Jan 31, 2024
Q4 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
396+ 2.89% |
$5.98K - $6.7K
|
14.1K
$271K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
373+ 4.41% |
$5.63K - $6.31K
|
8.84K
$170K
|
|
|
Jan 11, 2024
Q4 2023
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
300+ 0.48% |
$4.53K - $5.08K
|
63.1K
$1.21M
|
|
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
300+ 46.88% |
$4.53K - $5.08K
|
940
$18.1K
|
|
|
Jan 02, 2024
Q4 2023
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
197New |
$2.97K - $3.34K
|
197
$3.79K
|
|
|
Jan 09, 2024
Q4 2023
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
178+ 0.06% |
$2.69K - $3.01K
|
279K
$5.37M
|
|
|
Jan 19, 2024
Q4 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
118+ 6.99% |
$1.78K - $2K
|
1.81K
$34.7K
|
|
|
Aug 08, 2024
Q4 2023
|
Abound Wealth Management
Franklin, TN |
BUY
|
- |
90New |
$1.36K - $1.52K
|
90
$1.73K
|