Purchases and Sales Made in Q4 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
81+ 2.98% |
$1.22K - $1.37K
|
2.8K
$56.3K
|
|
|
Jan 31, 2024
Q4 2023
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
81+ 2.53% |
$1.22K - $1.37K
|
3.28K
$65.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
67+ 0.42% |
$1.01K - $1.13K
|
16K
$321K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
57+ 2.57% |
$860 - $965
|
2.27K
$45.7K
|
|
|
Jul 17, 2024
Q4 2023
|
Kelly Financial Services LLC
Braintree, MA |
BUY
|
- |
56+ 3.08% |
$845 - $948
|
1.87K
$37.6K
|
|
|
Jan 12, 2024
Q4 2023
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
55+ 0.36% |
$830 - $931
|
15.2K
$306K
|
|
|
Jan 17, 2024
Q4 2023
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
53+ 2.54% |
$800 - $897
|
2.14K
$42.9K
|
|
|
Jan 30, 2024
Q4 2023
|
Macroview Investment Management LLC
|
BUY
|
- |
43+ 2.54% |
$649 - $728
|
1.74K
$34.9K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
32+ 0.18% |
$483 - $542
|
17.7K
$356K
|
|
|
Jan 10, 2024
Q4 2023
|
Diligent Investors, LLC
|
BUY
|
- |
22+ 0.06% |
$332 - $372
|
34.3K
$690K
|
|
|
Feb 06, 2024
Q4 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
21+ 0.13% |
$317 - $356
|
16.8K
$337K
|
|
|
Feb 14, 2024
Q4 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
15New |
$226 - $254
|
15
$301
|
|
|
Feb 08, 2024
Q4 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
4+ 0.02% |
$60.4 - $67.7
|
18.9K
$379K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
BUY
|
- |
4+ 1.19% |
$60.4 - $67.7
|
339
$6.81K
|
|
|
Jan 30, 2024
Q4 2023
|
Archer Investment Corp
|
BUY
|
- |
3+ 0.01% |
$45.3 - $50.8
|
32.5K
$653K
|
|
|
Jun 26, 2024
Q4 2023
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-3- 60.0% |
$45.3 - $50.8
|
2
$40.2
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-93- 0.75% |
$1.4K - $1.57K
|
12.3K
$247K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-127- 0.84% |
$1.92K - $2.15K
|
15K
$302K
|
|
|
Jun 26, 2024
Q4 2023
|
Old Port Advisors
|
SELL
|
- |
-318- 2.66% |
$4.8K - $5.38K
|
11.6K
$234K
|
|
|
Nov 14, 2024
Q4 2023
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-409- 1.63% |
$6.17K - $6.92K
|
24.8K
$497K
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-456- 2.43% |
$6.88K - $7.72K
|
18.3K
$369K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
SELL
|
- |
-577- 15.71% |
$8.71K - $9.77K
|
3.1K
$62.2K
|
|
|
Mar 05, 2024
Q4 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-600- 4.8% |
$9.05K - $10.2K
|
11.9K
$239K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-735- 4.76% |
$11.1K - $12.4K
|
14.7K
$296K
|
|
|
Feb 14, 2024
Q4 2023
|
Pro Share Advisors LLC
|
SELL
|
- |
-905- 4.76% |
$13.7K - $15.3K
|
18.1K
$364K
|
|
|
Jan 10, 2024
Q4 2023
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-906- 2.19% |
$13.7K - $15.3K
|
40.4K
$811K
|
|
|
Jan 17, 2024
Q4 2023
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-985- 6.25% |
$14.9K - $16.7K
|
14.8K
$297K
|
|
|
Feb 09, 2024
Q4 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.44K- 7.89% |
$21.7K - $24.3K
|
16.7K
$336K
|
|
|
Jan 18, 2024
Q4 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-1.5K- 8.37% |
$22.6K - $25.4K
|
16.4K
$330K
|
|
|
Feb 13, 2024
Q4 2023
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-1.58K- 8.58% |
$23.8K - $26.7K
|
16.8K
$337K
|
|
|
Feb 09, 2024
Q4 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-1.8K- 11.98% |
$27.1K - $30.4K
|
13.2K
$266K
|
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-2K- 9.66% |
$30.1K - $33.8K
|
18.7K
$375K
|
|
|
Jan 29, 2024
Q4 2023
|
Taylor Frigon Capital Management LLC
|
SELL
|
- |
-2.14K- 1.9% |
$32.3K - $36.3K
|
111K
$2.23M
|
|
|
Jan 24, 2024
Q4 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-3.06K- 11.31% |
$46.2K - $51.9K
|
24K
$482K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-3.07K- 2.23% |
$46.3K - $52K
|
135K
$2.71M
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-3.15K- 99.62% |
$47.5K - $53.3K
|
12
$241
|
|
|
Jan 23, 2024
Q4 2023
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-3.45K- 1.55% |
$52.1K - $58.4K
|
219K
$4.39M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-3.59K- 8.87% |
$54.2K - $60.8K
|
36.9K
$741K
|
|
|
Jan 04, 2024
Q4 2023
|
Fulton Bank, N.A.
|
SELL
|
- |
-4K- 15.14% |
$60.4K - $67.7K
|
22.4K
$450K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-4.09K- 8.96% |
$61.7K - $69.2K
|
41.5K
$834K
|
|
|
Feb 09, 2024
Q4 2023
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-5.48K- 15.39% |
$82.6K - $92.7K
|
30.1K
$605K
|
|
|
Jan 18, 2024
Q4 2023
|
Caprock Group, Inc.
|
SELL
|
- |
-5.5K- 32.35% |
$83K - $93.1K
|
11.5K
$231K
|
|
|
Jan 24, 2024
Q4 2023
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-6.01K- 20.91% |
$90.6K - $102K
|
22.7K
$456K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-6.24K- 6.44% |
$94.1K - $106K
|
90.6K
$1.82M
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-6.24K- 17.95% |
$94.1K - $106K
|
28.5K
$573K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-6.88K- 18.77% |
$104K - $116K
|
29.8K
$598K
|
|
|
Feb 14, 2024
Q4 2023
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-7.07K- 23.39% |
$107K - $120K
|
23.1K
$465K
|
|
|
Jan 30, 2024
Q4 2023
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-7.57K- 10.21% |
$114K - $128K
|
66.6K
$1.34M
|
|
|
Feb 14, 2024
Q4 2023
|
Left Brain Wealth Management, LLC
Naperville, IL |
SELL
|
- |
-8.98K- 5.17% |
$136K - $152K
|
165K
$3.31M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-9.09K- 2.37% |
$137K - $154K
|
374K
$7.51M
|