Purchases and Sales Made in Q4 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
14.7KNew |
$221K - $248K
|
14.7K
$282K
|
|
|
Jan 12, 2024
Q4 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
14.6KNew |
$221K - $248K
|
14.6K
$282K
|
|
|
Feb 14, 2024
Q4 2023
|
Atom Investors LP
Austin, TX |
BUY
|
- |
12.8KNew |
$193K - $216K
|
12.8K
$246K
|
|
|
Feb 12, 2024
Q4 2023
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
12.7KNew |
$191K - $215K
|
12.7K
$244K
|
|
|
Feb 13, 2024
Q4 2023
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
12.5KNew |
$189K - $212K
|
12.5K
$241K
|
|
|
Feb 06, 2024
Q4 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
12.5KNew |
$188K - $211K
|
12.5K
$240K
|
|
|
Jan 30, 2024
Q4 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
12.2K+ 3.41% |
$184K - $207K
|
371K
$7.14M
|
|
|
Feb 13, 2024
Q4 2023
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
12.2K+ 7.82% |
$184K - $206K
|
168K
$3.23M
|
|
|
Feb 12, 2024
Q4 2023
|
Big Sur Wealth Management LLC
Miami, FL |
BUY
|
- |
12KNew |
$181K - $203K
|
12K
$231K
|
|
|
Feb 14, 2024
Q4 2023
|
Lm Advisors LLC
San Diego, CA |
BUY
|
- |
11.9KNew |
$180K - $201K
|
11.9K
$229K
|
|
|
Jan 12, 2024
Q4 2023
|
Iam Advisory, LLC
|
BUY
|
- |
11.8KNew |
$178K - $199K
|
11.8K
$227K
|
|
|
Jan 16, 2024
Q4 2023
|
Hb Wealth Management, LLC
|
BUY
|
- |
11.3KNew |
$171K - $192K
|
11.3K
$218K
|
|
|
Feb 14, 2024
Q4 2023
|
Engineers Gate Manager LP
New York, NY |
BUY
|
- |
11.1KNew |
$168K - $189K
|
11.1K
$215K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
11K+ 1.87% |
$166K - $186K
|
601K
$11.6M
|
|
|
Feb 08, 2024
Q4 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
11KNew |
$166K - $186K
|
11K
$211K
|
|
|
Feb 12, 2024
Q4 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
10.9K+ 11.21% |
$165K - $185K
|
109K
$2.09M
|
|
|
Jan 25, 2024
Q4 2023
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
10.9KNew |
$165K - $185K
|
10.9K
$210K
|
|
|
Feb 14, 2024
Q4 2023
|
Modern Wealth Management, LLC
Lenexa, KS |
BUY
|
- |
10.7KNew |
$161K - $180K
|
10.7K
$205K
|
|
|
Feb 13, 2024
Q4 2023
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
10.4KNew |
$157K - $176K
|
10.4K
$200K
|
|
|
Jan 30, 2024
Q4 2023
|
Latitude Advisors, LLC
|
BUY
|
- |
10.2KNew |
$154K - $173K
|
10.2K
$197K
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
9.67K+ 42.2% |
$146K - $164K
|
32.6K
$627K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
8.02K+ 21.81% |
$121K - $136K
|
44.8K
$862K
|
|
|
Feb 05, 2024
Q4 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
7.2K+ 7.79% |
$109K - $122K
|
99.7K
$1.92M
|
|
|
Nov 05, 2024
Q4 2023
|
Confluence Investment Management LLC
|
BUY
|
- |
6.97K+ 1.83% |
$105K - $118K
|
387K
$7.45M
|
|
|
Feb 14, 2024
Q4 2023
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
6.91K+ 1.86% |
$104K - $117K
|
378K
$7.28M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
6.29K+ 16.31% |
$94.9K - $107K
|
44.9K
$863K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
6.28KNew |
$94.8K - $106K
|
6.28K
$121K
|
|
|
Feb 13, 2024
Q4 2023
|
Natixis
Paris, I0 |
BUY
|
- |
5.72K+ 9.9% |
$86.3K - $96.8K
|
63.5K
$1.22M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
5.37K+ 1.84% |
$81K - $90.9K
|
297K
$5.71M
|
|
|
Mar 04, 2024
Q4 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
5.2K+ 921.81% |
$78.5K - $88K
|
5.76K
$111K
|
|
|
May 20, 2024
Q4 2023
|
Delphi Management Inc /Ma/
Boston, MA |
BUY
|
- |
5.14K+ 5.92% |
$77.6K - $87K
|
92K
$1.77M
|
|
|
Jan 11, 2024
Q4 2023
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
5KNew |
$75.5K - $84.7K
|
5K
$96.2K
|
|
|
Feb 13, 2024
Q4 2023
|
First Manhattan CO
New York, NY |
BUY
|
- |
5K+ 606.06% |
$75.5K - $84.7K
|
5.83K
$112K
|
|
|
Jan 03, 2024
Q4 2023
|
Massmutual Trust CO Fsb
|
BUY
|
- |
4.9KNew |
$73.9K - $83K
|
4.9K
$94.3K
|
|
|
Jan 17, 2024
Q4 2023
|
Abundance Wealth Counselors
|
BUY
|
- |
4.89K+ 11.56% |
$73.8K - $82.8K
|
47.2K
$909K
|
|
|
Jan 16, 2024
Q4 2023
|
Penbrook Management LLC
|
BUY
|
- |
4.71K+ 24.51% |
$71K - $79.7K
|
23.9K
$460K
|
|
|
Feb 12, 2024
Q4 2023
|
Mcdonald Partners LLC
|
BUY
|
- |
4.5K+ 10.34% |
$67.9K - $76.2K
|
48K
$924K
|
|
|
Feb 12, 2024
Q4 2023
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
4.1K+ 18.94% |
$61.9K - $69.4K
|
25.7K
$495K
|
|
|
Jan 18, 2024
Q4 2023
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
4.02KNew |
$60.6K - $68K
|
4.02K
$77.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Security National Bank
|
BUY
|
- |
4KNew |
$60.4K - $67.8K
|
4K
$77K
|
|
|
Jan 29, 2024
Q4 2023
|
Graypoint LLC
|
BUY
|
- |
3.85K+ 3.05% |
$58.1K - $65.2K
|
130K
$2.5M
|
|
|
Jun 28, 2024
Q4 2023
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
BUY
|
- |
3.81KNew |
$57.5K - $64.5K
|
3.81K
$73.3K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.7K+ 3.46% |
$55.8K - $62.7K
|
111K
$2.13M
|
|
|
Feb 07, 2024
Q4 2023
|
Polaris Capital Management, LLC
Boston, MA |
BUY
|
- |
3.69K+ 3.02% |
$55.6K - $62.4K
|
126K
$2.42M
|
|
|
Jan 23, 2024
Q4 2023
|
Colonial River Wealth Management, LLC
Midlothian, VA |
BUY
|
- |
3.64K+ 35.2% |
$54.9K - $61.6K
|
14K
$269K
|
|
|
Feb 12, 2024
Q4 2023
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
3.59K+ 19.76% |
$54.1K - $60.7K
|
21.7K
$418K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
3.57K+ 294.15% |
$53.9K - $60.5K
|
4.79K
$92.1K
|
|
|
Feb 13, 2024
Q4 2023
|
Black Rock Inc.
New York, NY |
BUY
|
- |
3.5K+ 0.55% |
$52.9K - $59.3K
|
642K
$12.4M
|
|
|
Feb 09, 2024
Q4 2023
|
Mckinley Capital Management LLC
|
BUY
|
- |
3.46K+ 0.99% |
$52.2K - $58.6K
|
352K
$6.78M
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
3.35KNew |
$50.5K - $56.7K
|
3.35K
$64.4K
|