Purchases and Sales Made in Q4 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
SELL
|
- |
-9.43K- 31.73% |
$142K - $160K
|
20.3K
$419K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-11.3K- 5.43% |
$171K - $192K
|
197K
$4.08M
|
|
|
Feb 09, 2024
Q4 2023
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-11.8K- 32.28% |
$178K - $200K
|
24.8K
$512K
|
|
|
Feb 13, 2024
Q4 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-12.4K- 9.17% |
$187K - $210K
|
123K
$2.54M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-12.6K- 21.26% |
$191K - $214K
|
46.8K
$968K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-13.5K- 4.52% |
$203K - $228K
|
284K
$5.87M
|
|
|
Jan 19, 2024
Q4 2023
|
Mirador Capital Partners LP
|
SELL
|
- |
-15K- 31.1% |
$227K - $254K
|
33.3K
$688K
|
|
|
Jan 10, 2024
Q4 2023
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-17.1K- 2.72% |
$257K - $289K
|
609K
$12.6M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-18.1K- 80.08% |
$273K - $307K
|
4.51K
$93.1K
|
|
|
Feb 12, 2024
Q4 2023
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-22K- 13.64% |
$331K - $372K
|
139K
$2.87M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-23.3K- 4.34% |
$351K - $394K
|
513K
$10.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-23.8K- 18.07% |
$360K - $404K
|
108K
$2.23M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-24.3K- 30.1% |
$367K - $412K
|
56.5K
$1.17M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-28K- 9.01% |
$422K - $474K
|
283K
$5.84M
|
|
|
Feb 14, 2024
Q4 2023
|
S&T Bank
Indiana, PA |
SELL
|
- |
-28.8K- 4.77% |
$435K - $488K
|
575K
$11.9M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-32.5K- 3.65% |
$490K - $550K
|
858K
$17.7M
|
|
|
Feb 14, 2024
Q4 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-32.9K- 4.38% |
$496K - $557K
|
719K
$14.9M
|
|
|
Feb 09, 2024
Q4 2023
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-38.4K- 57.53% |
$580K - $651K
|
28.4K
$586K
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-39.2K- 9.65% |
$592K - $664K
|
367K
$7.59M
|
|
|
Feb 14, 2024
Q4 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-39.2K- 66.78% |
$592K - $664K
|
19.5K
$404K
|
|
|
Feb 14, 2024
Q4 2023
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-42.3K- 36.8% |
$638K - $716K
|
72.6K
$1.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-59K- 79.55% |
$890K - $999K
|
15.2K
$314K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-61.8K- 5.69% |
$933K - $1.05M
|
1.02M
$21.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-76.8K- 7.63% |
$1.16M - $1.3M
|
929K
$19.2M
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-80.5K- 47.71% |
$1.22M - $1.36M
|
88.3K
$1.82M
|
|
|
Feb 26, 2024
Q4 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-88.2K- 26.5% |
$1.33M - $1.49M
|
245K
$5.06M
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-98.8K- 20.0% |
$1.49M - $1.67M
|
395K
$8.17M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-105K- 38.09% |
$1.59M - $1.79M
|
171K
$3.54M
|
|
|
Jan 26, 2024
Q4 2023
|
Miller Howard Investments Inc
|
SELL
|
- |
-130K- 32.5% |
$1.96M - $2.2M
|
270K
$5.58M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-156K- 13.25% |
$2.36M - $2.65M
|
1.02M
$21.2M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.27M- 94.0% |
$19.1M - $21.4M
|
80.7K
$1.67M
|