Purchases and Sales Made in Q2 2022 in High Income Securities Fund (PCF)
This table provides information about the institutional ownership of High Income Securities Fund (PCF) during Q2 2022. The information is specifically focused on institutions that hold shares of HIGH INCOME SECURITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 12, 2022
Q2 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
20.3K+ 72.62% |
$146K - $164K
|
48.2K
$320K
|
|
|
Aug 10, 2022
Q2 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
19.1K+ 2.26% |
$137K - $155K
|
864K
$5.75M
|
|
|
Aug 15, 2022
Q2 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
17.9K+ 154.28% |
$129K - $145K
|
29.5K
$196K
|
|
|
Aug 05, 2022
Q2 2022
|
Ctc Capital Management, LLC
|
BUY
|
- |
17KNew |
$122K - $138K
|
17K
$113K
|
|
|
Aug 10, 2022
Q2 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
17K+ 33.19% |
$122K - $137K
|
68.1K
$453K
|
|
|
Aug 12, 2022
Q2 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.4K+ 10.82% |
$81.6K - $92K
|
116K
$773K
|
|
|
Aug 08, 2022
Q2 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
6.05K+ 4.55% |
$43.5K - $49K
|
139K
$923K
|
|
|
Apr 06, 2023
Q2 2022
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
4.4K+ 15.41% |
$31.6K - $35.6K
|
33K
$219K
|
|
|
Aug 11, 2022
Q2 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
3.43KNew |
$24.6K - $27.7K
|
3.43K
$22.8K
|
|
|
Jul 27, 2022
Q2 2022
|
Detalus Advisors, LLC
|
BUY
|
- |
2K+ 16.82% |
$14.4K - $16.2K
|
13.9K
$92.4K
|
|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.97K+ 5.64% |
$14.1K - $15.9K
|
36.8K
$245K
|
|
|
Aug 15, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.97K+ 5.64% |
$14.1K - $15.9K
|
36.8K
$245K
|
|
|
Aug 12, 2022
Q2 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.46K+ 6.94% |
$10.5K - $11.8K
|
22.4K
$149K
|
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
692+ 0.6% |
$4.98K - $5.61K
|
116K
$773K
|
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
341+ 22.73% |
$2.45K - $2.76K
|
1.84K
$12.2K
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
211+ 0.57% |
$1.52K - $1.71K
|
37.5K
$249K
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
168+ 0.25% |
$1.21K - $1.36K
|
66.1K
$439K
|
|
|
Jul 28, 2022
Q2 2022
|
Cwm, LLC
|
BUY
|
- |
24+ 2.94% |
$173 - $194
|
839
$5.58K
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-110- 1.46% |
$791 - $891
|
7.42K
$49.4K
|
|
|
Aug 09, 2022
Q2 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-200- 0.16% |
$1.44K - $1.62K
|
124K
$825K
|
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
SELL
|
- |
-1.01K- 33.12% |
$7.23K - $8.14K
|
2.03K
$13.5K
|
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.53K- 7.52% |
$11K - $12.4K
|
18.7K
$125K
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.83K- 19.97% |
$20.4K - $22.9K
|
11.3K
$75.4K
|
|
|
Aug 11, 2022
Q2 2022
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
SELL
|
- |
-3.29KClosed |
$23.6K - $26.6K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-14.3K- 4.18% |
$103K - $116K
|
328K
$2.18M
|
|
|
Aug 03, 2022
Q2 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-17K- 8.09% |
$123K - $138K
|
194K
$1.29M
|
|
|
Aug 09, 2022
Q2 2022
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-17.9KClosed |
$128K - $145K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-18.5KClosed |
$133K - $150K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-26.9KClosed |
$193K - $218K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-45.6K- 4.51% |
$328K - $369K
|
966K
$6.42M
|
|
|
Aug 11, 2022
Q2 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-546KClosed |
$3.92M - $4.42M
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-571KClosed |
$4.11M - $4.63M
|
0
$0
|