Purchases and Sales Made in Q2 2021 in Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD) during Q2 2021. The information is specifically focused on institutions that hold shares of Pioneer Floating Rate Fund, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
195KNew |
$2.14M - $2.32M
|
195K
$1.88M
|
|
Jul 30, 2021
Q2 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
139KNew |
$1.52M - $1.66M
|
139K
$1.34M
|
|
Aug 13, 2021
Q2 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
90.7K+ 21.86% |
$997K - $1.08M
|
506K
$4.88M
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
48.8KNew |
$537K - $583K
|
48.8K
$472K
|
|
Jul 14, 2021
Q2 2021
|
Lake Street Financial LLC
|
BUY
|
- |
41.4K+ 16.89% |
$455K - $495K
|
287K
$2.77M
|
|
Aug 17, 2021
Q2 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
38.6K+ 8.66% |
$424K - $461K
|
484K
$4.68M
|
|
Jul 26, 2021
Q2 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
15.7KNew |
$173K - $187K
|
15.7K
$152K
|
|
Aug 10, 2021
Q2 2021
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
13K+ 45.05% |
$143K - $155K
|
41.8K
$404K
|
|
Aug 11, 2021
Q2 2021
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
8.98K+ 35.36% |
$98.6K - $107K
|
34.4K
$332K
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
4.88K+ 4.82% |
$53.7K - $58.3K
|
106K
$1.03M
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
400+ 2.53% |
$4.4K - $4.78K
|
16.2K
$157K
|
|
Aug 12, 2021
Q2 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
200New |
$2.2K - $2.39K
|
200
$1.93K
|
|
Jul 28, 2021
Q2 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
43+ 0.22% |
$473 - $513
|
19.4K
$187K
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
27New |
$297 - $322
|
27
$261
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-693- 34.65% |
$7.62K - $8.27K
|
1.31K
$12.6K
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1K- 7.69% |
$11K - $11.9K
|
12K
$116K
|
|
Aug 11, 2021
Q2 2021
|
Prentice Wealth Management LLC
|
SELL
|
- |
-1.2KClosed |
$13.2K - $14.3K
|
0
$0
|
|
Aug 17, 2021
Q2 2021
|
Logan Capital Management Inc
Newtown Square, PA |
SELL
|
- |
-1.4KClosed |
$15.4K - $16.7K
|
0
$0
|
|
Jul 14, 2021
Q2 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.66KClosed |
$18.2K - $19.8K
|
0
$0
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.72KClosed |
$18.9K - $20.5K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.85K- 11.62% |
$20.4K - $22.1K
|
14.1K
$136K
|
|
Jul 26, 2021
Q2 2021
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-3.8K- 2.68% |
$41.8K - $45.4K
|
138K
$1.33M
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-7.02KClosed |
$77.1K - $83.8K
|
0
$0
|
|
Aug 04, 2021
Q2 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-32K- 72.03% |
$352K - $382K
|
12.4K
$120K
|
|
Aug 03, 2021
Q2 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-33.6KClosed |
$369K - $401K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-39.3K- 84.5% |
$431K - $469K
|
7.2K
$69.5K
|
|
Jul 14, 2021
Q2 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-429K- 94.44% |
$4.71M - $5.12M
|
25.2K
$244K
|