Purchases and Sales Made in Q3 2021 in Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD) during Q3 2021. The information is specifically focused on institutions that hold shares of Pioneer Floating Rate Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
192KNew |
$2.13M - $2.3M
|
192K
$1.87M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
130K+ 1042.29% |
$1.44M - $1.56M
|
142K
$1.39M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
58.6K+ 11.59% |
$650K - $705K
|
564K
$5.52M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
38.9K+ 247.94% |
$432K - $468K
|
54.6K
$534K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
25.7K+ 52.6% |
$285K - $309K
|
74.5K
$729K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
19.4K+ 9.98% |
$216K - $234K
|
214K
$2.09M
|
|
|
Oct 07, 2021
Q3 2021
|
Lake Street Financial LLC
|
BUY
|
- |
18.4K+ 6.43% |
$205K - $222K
|
305K
$2.98M
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
17.3KNew |
$192K - $208K
|
17.3K
$169K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.76K+ 35.54% |
$63.9K - $69.3K
|
22K
$215K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.12K+ 2.94% |
$34.6K - $37.5K
|
109K
$1.07M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.62KNew |
$17.9K - $19.5K
|
1.62K
$15.8K
|
|
|
Oct 29, 2021
Q3 2021
|
Round Table Services, LLC
|
BUY
|
- |
1.32K+ 8.19% |
$14.6K - $15.8K
|
17.4K
$170K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
1K+ 8.12% |
$11.1K - $12K
|
13.3K
$130K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-67- 0.27% |
$744 - $806
|
25.2K
$246K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-200Closed |
$2.22K - $2.41K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-245- 1.74% |
$2.72K - $2.95K
|
13.8K
$135K
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-402- 0.96% |
$4.46K - $4.84K
|
41.4K
$405K
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-1.31KClosed |
$14.5K - $15.7K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-1.98K- 1.43% |
$22K - $23.9K
|
137K
$1.34M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.21K- 11.39% |
$24.5K - $26.6K
|
17.2K
$168K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-4.01K- 0.83% |
$44.5K - $48.2K
|
480K
$4.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-9.3K- 46.01% |
$103K - $112K
|
10.9K
$107K
|
|
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-21.1KClosed |
$234K - $254K
|
0
$0
|