Purchases and Sales Made in Q4 2021 in Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD) during Q4 2021. The information is specifically focused on institutions that hold shares of Pioneer Floating Rate Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
59.7K+ 109.33% |
$684K - $726K
|
114K
$1.12M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
45.9K+ 331.77% |
$526K - $558K
|
59.8K
$587K
|
|
|
Feb 04, 2022
Q4 2021
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
41.8KNew |
$478K - $508K
|
41.8K
$410K
|
|
|
Jan 24, 2022
Q4 2021
|
Lake Street Financial LLC
|
BUY
|
- |
20.6K+ 6.74% |
$235K - $250K
|
326K
$3.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
20.1KNew |
$230K - $244K
|
20.1K
$197K
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
15.2KNew |
$174K - $185K
|
15.2K
$149K
|
|
|
Aug 11, 2022
Q4 2021
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
14.6KNew |
$167K - $177K
|
14.6K
$143K
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
12.4KNew |
$142K - $151K
|
12.4K
$122K
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
10KNew |
$115K - $122K
|
10K
$98.2K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
8.02K+ 10.76% |
$91.8K - $97.5K
|
82.5K
$810K
|
|
|
May 10, 2023
Q4 2021
|
Invesco Senior Secured Management Inc
New York, NY |
BUY
|
- |
6.99KNew |
$80K - $84.9K
|
6.99K
$68.6K
|
|
|
Jan 21, 2022
Q4 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
4.58K+ 3.35% |
$52.5K - $55.7K
|
141K
$1.39M
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
2.5K+ 18.79% |
$28.6K - $30.4K
|
15.8K
$155K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.26K+ 1.06% |
$25.9K - $27.5K
|
216K
$2.12M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2K+ 16.67% |
$22.9K - $24.3K
|
14K
$137K
|
|
|
Feb 22, 2022
Q4 2021
|
Byrne Asset Management LLC
|
BUY
|
- |
1.65KNew |
$18.9K - $20.1K
|
1.65K
$16.2K
|
|
|
Feb 08, 2022
Q4 2021
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
937+ 2.73% |
$10.7K - $11.4K
|
35.3K
$347K
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
254+ 1.01% |
$2.91K - $3.09K
|
25.4K
$250K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-11- 68.75% |
$126 - $134
|
5
$49.1
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.17KClosed |
$13.3K - $14.2K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.62KClosed |
$18.5K - $19.7K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.59K- 2.37% |
$29.7K - $31.5K
|
107K
$1.05M
|
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-4.65K- 3.37% |
$53.2K - $56.5K
|
134K
$1.31M
|
|
|
Feb 14, 2022
Q4 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-6.73K- 16.23% |
$77K - $81.8K
|
34.7K
$341K
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-12.4KClosed |
$142K - $151K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-12.5K- 6.53% |
$143K - $152K
|
179K
$1.76M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-17.2KClosed |
$197K - $209K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-17.3KClosed |
$198K - $210K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-51.8K- 9.18% |
$593K - $630K
|
512K
$5.03M
|
|
|
Feb 09, 2022
Q4 2021
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-60.8K- 54.74% |
$696K - $739K
|
50.2K
$493K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-87.5K- 61.62% |
$1M - $1.06M
|
54.5K
$535K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-158K- 32.84% |
$1.81M - $1.92M
|
322K
$3.17M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Senior Secured Management Inc
New York, NY |
SELL
|
- |
-606K- 98.86% |
$6.94M - $7.37M
|
6.99K
$68.6K
|