Purchases and Sales Made in Q1 2023 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q1 2023. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
228KNew |
$2.49M - $2.86M
|
228K
$2.69M
|
|
|
May 15, 2023
Q1 2023
|
Mangrove Partners
New York, NY |
BUY
|
- |
192KNew |
$2.1M - $2.41M
|
192K
$2.27M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
88.2K+ 76.98% |
$963K - $1.11M
|
203K
$2.4M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
71.9K+ 5.13% |
$785K - $903K
|
1.47M
$17.4M
|
|
|
May 03, 2023
Q1 2023
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
67.2KNew |
$734K - $843K
|
67.2K
$793K
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
58.2K+ 566.86% |
$635K - $730K
|
68.4K
$808K
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
36.9KNew |
$403K - $463K
|
36.9K
$436K
|
|
|
Apr 27, 2023
Q1 2023
|
Channel Wealth LLC
Santa Barbara, CA |
BUY
|
- |
28.3KNew |
$309K - $355K
|
28.3K
$334K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
26.9K+ 20.9% |
$294K - $337K
|
156K
$1.84M
|
|
|
May 25, 2023
Q1 2023
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
22.7KNew |
$247K - $284K
|
22.7K
$268K
|
|
|
May 11, 2023
Q1 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
16.3KNew |
$178K - $205K
|
16.3K
$193K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
14KNew |
$153K - $175K
|
14K
$165K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
13.6K+ 31.47% |
$148K - $170K
|
56.6K
$669K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
12.3K+ 5.1% |
$134K - $154K
|
253K
$2.99M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.2K+ 10.9% |
$123K - $141K
|
114K
$1.35M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
11.2K+ 100.36% |
$122K - $141K
|
22.4K
$264K
|
|
|
May 15, 2023
Q1 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10KNew |
$109K - $126K
|
10K
$118K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.26K+ 6.96% |
$79.2K - $91.1K
|
112K
$1.32M
|
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
5.61K+ 8.09% |
$61.2K - $70.4K
|
74.9K
$884K
|
|
|
May 15, 2023
Q1 2023
|
Quarry LP
New York, NY |
BUY
|
- |
5.6KNew |
$61.2K - $70.3K
|
5.6K
$66.1K
|
|
|
Apr 17, 2023
Q1 2023
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
4.17K+ 6.85% |
$45.5K - $52.3K
|
65K
$768K
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
3.49K+ 15.49% |
$38.1K - $43.7K
|
26K
$307K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.14K+ 1.4% |
$34.3K - $39.4K
|
227K
$2.68M
|
|
|
May 01, 2023
Q1 2023
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
3K+ 14.63% |
$32.8K - $37.7K
|
23.5K
$278K
|
|
|
May 11, 2023
Q1 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.39K+ 7.9% |
$26.1K - $30K
|
32.6K
$386K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.18KNew |
$23.8K - $27.3K
|
2.18K
$25.7K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1.88K+ 12.32% |
$20.6K - $23.6K
|
17.2K
$203K
|
|
|
Jun 20, 2023
Q1 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
1.4K+ 140.0% |
$15.3K - $17.6K
|
2.4K
$28.3K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
1.19K+ 5.52% |
$13K - $14.9K
|
22.7K
$268K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
600+ 1.05% |
$6.55K - $7.53K
|
57.7K
$681K
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
539+ 1.31% |
$5.89K - $6.76K
|
41.8K
$493K
|
|
|
May 15, 2023
Q1 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
324+ 1.02% |
$3.54K - $4.07K
|
32K
$378K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
267New |
$2.92K - $3.35K
|
267
$3.15K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
252+ 0.75% |
$2.75K - $3.16K
|
33.7K
$398K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
200New |
$2.18K - $2.51K
|
200
$2.36K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.08K- 3.32% |
$11.8K - $13.6K
|
31.5K
$372K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-6.55K- 38.27% |
$71.5K - $82.2K
|
10.6K
$125K
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-6.99K- 54.28% |
$76.4K - $87.8K
|
5.89K
$69.6K
|
|
|
May 11, 2023
Q1 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-7.32K- 20.39% |
$79.9K - $91.8K
|
28.6K
$337K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-17.2K- 44.49% |
$187K - $215K
|
21.4K
$253K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-26.2K- 90.31% |
$287K - $329K
|
2.82K
$33.3K
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-464K- 44.04% |
$5.07M - $5.82M
|
590K
$6.96M
|