Purchases and Sales Made in Q2 2023 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q2 2023. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Mangrove Partners
New York, NY |
BUY
|
- |
187K+ 97.61% |
$2.04M - $2.17M
|
379K
$4.48M
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
83K+ 5.63% |
$904K - $963K
|
1.56M
$18.4M
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
71.2KNew |
$775K - $826K
|
71.2K
$841K
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
40.6K+ 189.69% |
$442K - $471K
|
62K
$733K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
26.6K+ 17.12% |
$290K - $309K
|
182K
$2.15M
|
|
|
Aug 11, 2023
Q2 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
25.5KNew |
$277K - $295K
|
25.5K
$301K
|
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
25.2K+ 44.46% |
$274K - $292K
|
81.8K
$966K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
24K+ 21.51% |
$261K - $278K
|
136K
$1.6M
|
|
|
Aug 14, 2023
Q2 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
16.5KNew |
$180K - $191K
|
16.5K
$195K
|
|
|
Aug 06, 2024
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
11.6KNew |
$126K - $134K
|
11.6K
$137K
|
|
|
Nov 21, 2023
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
11.6KNew |
$126K - $134K
|
11.6K
$137K
|
|
|
Aug 14, 2023
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
11.6KNew |
$126K - $134K
|
11.6K
$137K
|
|
|
Aug 14, 2023
Q2 2023
|
Quarry LP
New York, NY |
BUY
|
- |
10.9K+ 194.7% |
$119K - $126K
|
16.5K
$195K
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
9.95K+ 4.38% |
$108K - $115K
|
237K
$2.8M
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
8.28K+ 31.86% |
$90.1K - $96K
|
34.3K
$405K
|
|
|
Aug 04, 2023
Q2 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
8.15K+ 28.54% |
$88.7K - $94.5K
|
36.7K
$433K
|
|
|
Aug 01, 2023
Q2 2023
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
7.9K+ 34.86% |
$86K - $91.7K
|
30.6K
$361K
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
5.73K+ 25.26% |
$62.4K - $66.5K
|
28.4K
$336K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.67K+ 4.96% |
$61.7K - $65.7K
|
120K
$1.42M
|
|
|
Jul 17, 2023
Q2 2023
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
3.75K+ 5.76% |
$40.8K - $43.5K
|
68.8K
$812K
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.14K+ 1.55% |
$34.2K - $36.4K
|
206K
$2.43M
|
|
|
Aug 14, 2023
Q2 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
2.7K+ 3.6% |
$29.4K - $31.3K
|
77.6K
$916K
|
|
|
Aug 14, 2023
Q2 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
1K+ 3.13% |
$10.9K - $11.6K
|
33K
$390K
|
|
|
Aug 15, 2023
Q2 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
929+ 15.77% |
$10.1K - $10.8K
|
6.82K
$80.5K
|
|
|
Jul 14, 2023
Q2 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
418+ 1.28% |
$4.55K - $4.85K
|
33.1K
$390K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
314+ 117.6% |
$3.42K - $3.64K
|
581
$6.86K
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
179+ 0.43% |
$1.95K - $2.08K
|
42K
$496K
|
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
BUY
|
- |
23+ 0.13% |
$250 - $267
|
17.2K
$203K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-194- 0.62% |
$2.11K - $2.25K
|
31.3K
$369K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-200- 0.35% |
$2.18K - $2.32K
|
57.5K
$679K
|
|
|
Jan 12, 2024
Q2 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-1K- 8.46% |
$10.9K - $11.6K
|
10.8K
$128K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.25K- 3.7% |
$13.6K - $14.5K
|
32.4K
$383K
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.73K- 0.68% |
$18.8K - $20K
|
252K
$2.97M
|
|
|
Jul 26, 2023
Q2 2023
|
Channel Wealth LLC
Santa Barbara, CA |
SELL
|
- |
-3K- 10.59% |
$32.7K - $34.8K
|
25.3K
$299K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-5.21K- 23.28% |
$56.8K - $60.5K
|
17.2K
$203K
|
|
|
Aug 11, 2023
Q2 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-38K- 55.54% |
$414K - $441K
|
30.4K
$359K
|
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-67K- 29.43% |
$730K - $778K
|
161K
$1.9M
|
|
|
Aug 10, 2023
Q2 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-246K- 41.77% |
$2.68M - $2.86M
|
343K
$4.05M
|