Purchases and Sales Made in Q3 2023 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q3 2023. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
82.4K+ 68.61% |
$866K - $948K
|
202K
$2.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Mangrove Partners
New York, NY |
BUY
|
- |
53.7K+ 14.15% |
$564K - $618K
|
433K
$5.35M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
29.7K+ 41.66% |
$312K - $341K
|
101K
$1.25M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
19.4K+ 31.28% |
$204K - $223K
|
81.4K
$1.01M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
18.5K+ 1.19% |
$194K - $213K
|
1.58M
$19.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
16.2K+ 19.84% |
$171K - $187K
|
98K
$1.21M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
15.8K+ 6.27% |
$166K - $182K
|
267K
$3.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
14.2K+ 10.48% |
$149K - $163K
|
150K
$1.85M
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
11.8KNew |
$124K - $136K
|
11.8K
$146K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
9.07K+ 52.73% |
$95.3K - $104K
|
26.3K
$324K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
4.92K+ 14.37% |
$51.7K - $56.7K
|
39.2K
$484K
|
|
|
Nov 13, 2023
Q3 2023
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
4.37K+ 14.3% |
$45.9K - $50.3K
|
34.9K
$431K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.46K+ 1.9% |
$36.4K - $39.8K
|
186K
$2.29M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
2KNew |
$21K - $23K
|
2K
$24.7K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.29K+ 3.99% |
$13.6K - $14.9K
|
33.7K
$416K
|
|
|
Oct 24, 2023
Q3 2023
|
Channel Wealth LLC
Santa Barbara, CA |
BUY
|
- |
1.08K+ 4.27% |
$11.4K - $12.4K
|
26.4K
$326K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.04KNew |
$10.9K - $11.9K
|
1.04K
$12.8K
|
|
|
Oct 13, 2023
Q3 2023
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
749+ 1.09% |
$7.87K - $8.62K
|
69.5K
$858K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
539+ 1.72% |
$5.66K - $6.2K
|
31.8K
$393K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
467+ 1.64% |
$4.91K - $5.38K
|
28.9K
$357K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
183+ 0.44% |
$1.92K - $2.11K
|
42.1K
$521K
|
|
|
Oct 31, 2023
Q3 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
42New |
$441 - $483
|
42
$519
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-223- 38.38% |
$2.34K - $2.57K
|
358
$4.42K
|
|
|
Oct 12, 2023
Q3 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-906- 2.74% |
$9.52K - $10.4K
|
32.2K
$397K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.66K- 9.67% |
$17.5K - $19.1K
|
15.5K
$192K
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-3.1K- 8.45% |
$32.6K - $35.7K
|
33.6K
$415K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.63K- 9.78% |
$59.1K - $64.7K
|
51.9K
$641K
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-8.07K- 10.4% |
$84.8K - $92.9K
|
69.5K
$859K
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-15.9K- 52.39% |
$168K - $183K
|
14.5K
$179K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-43.5K- 18.35% |
$457K - $501K
|
193K
$2.39M
|
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-89K- 25.93% |
$936K - $1.02M
|
254K
$3.14M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-112K- 69.84% |
$1.18M - $1.29M
|
48.5K
$599K
|