Purchases and Sales Made in Q4 2023 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q4 2023. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
140KNew |
$1.36M - $1.58M
|
140K
$1.75M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
115KNew |
$1.11M - $1.29M
|
115K
$1.43M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
73.4K+ 506.67% |
$710K - $826K
|
87.9K
$1.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Mangrove Partners
New York, NY |
BUY
|
- |
72.2K+ 16.67% |
$698K - $812K
|
505K
$6.31M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
65.4K+ 31.74% |
$632K - $735K
|
271K
$3.39M
|
|
|
Feb 14, 2024
Q4 2023
|
Quarry LP
New York, NY |
BUY
|
- |
58.7KNew |
$568K - $660K
|
58.7K
$733K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
34.9K+ 3371.21% |
$337K - $393K
|
35.9K
$448K
|
|
|
Feb 09, 2024
Q4 2023
|
Black Diamond Wealth Management Inc.
|
BUY
|
- |
28.9KNew |
$280K - $326K
|
28.9K
$361K
|
|
|
Jan 29, 2024
Q4 2023
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
26K+ 37.4% |
$251K - $292K
|
95.5K
$1.19M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
24.7KNew |
$239K - $278K
|
24.7K
$309K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
24.5KNew |
$237K - $276K
|
24.5K
$306K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
19.1K+ 23.5% |
$185K - $215K
|
101K
$1.26M
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
18.9K+ 27.23% |
$183K - $213K
|
88.5K
$1.1M
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
18.2K+ 9.42% |
$176K - $205K
|
212K
$2.64M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
16.3KNew |
$157K - $183K
|
16.3K
$203K
|
|
|
Feb 05, 2024
Q4 2023
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
15.2K+ 43.59% |
$147K - $171K
|
50.2K
$626K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
13.7K+ 13.61% |
$133K - $154K
|
115K
$1.43M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
12.5K+ 39.33% |
$121K - $141K
|
44.3K
$553K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
12.2KNew |
$118K - $138K
|
12.2K
$153K
|
|
|
Jan 30, 2024
Q4 2023
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
12.1KNew |
$117K - $137K
|
12.1K
$152K
|
|
|
Feb 05, 2024
Q4 2023
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
12.1KNew |
$117K - $136K
|
12.1K
$150K
|
|
|
Feb 08, 2024
Q4 2023
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
9.5K+ 40.43% |
$91.9K - $107K
|
33K
$412K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
8.66K+ 5.78% |
$83.7K - $97.4K
|
158K
$1.98M
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
7.08KNew |
$68.5K - $79.7K
|
7.08K
$88.4K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
4.49KNew |
$43.4K - $50.5K
|
4.49K
$56K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
4.16K+ 26.81% |
$40.2K - $46.8K
|
19.7K
$246K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.1K+ 5.98% |
$30K - $34.9K
|
55K
$686K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2.91KNew |
$28.1K - $32.7K
|
2.91K
$36.3K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
2.81K+ 10.69% |
$27.2K - $31.6K
|
29.1K
$363K
|
|
|
Feb 06, 2024
Q4 2023
|
National Bank Of Canada
|
BUY
|
- |
2.64KNew |
$25.5K - $29.7K
|
2.64K
$32.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.89K+ 1.93% |
$18.3K - $21.3K
|
99.9K
$1.25M
|
|
|
Jan 12, 2024
Q4 2023
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.6K+ 14.78% |
$15.5K - $18K
|
12.4K
$155K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.05K+ 2.69% |
$10.2K - $11.8K
|
40.2K
$502K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
886+ 0.33% |
$8.57K - $9.97K
|
268K
$3.35M
|
|
|
Feb 14, 2024
Q4 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
824+ 2.5% |
$7.97K - $9.27K
|
33.8K
$422K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
514+ 1.78% |
$4.97K - $5.78K
|
29.4K
$367K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.98K- 8.85% |
$28.9K - $33.6K
|
30.7K
$383K
|
|
|
Feb 06, 2024
Q4 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-3.79K- 11.26% |
$36.6K - $42.6K
|
29.8K
$372K
|
|
|
Jan 08, 2024
Q4 2023
|
Channel Wealth LLC
Santa Barbara, CA |
SELL
|
- |
-4.28K- 16.2% |
$41.3K - $48.1K
|
22.1K
$276K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.53K- 4.6% |
$82.5K - $96K
|
177K
$2.21M
|
|
|
Jan 18, 2024
Q4 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-9.71K- 30.2% |
$93.9K - $109K
|
22.4K
$280K
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-15.3K- 31.61% |
$148K - $172K
|
33.2K
$414K
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-18.8K- 44.64% |
$182K - $212K
|
23.3K
$291K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-58.3K- 3.7% |
$564K - $656K
|
1.52M
$18.9M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-75K- 37.05% |
$725K - $844K
|
127K
$1.59M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-133K- 8.03% |
$1.28M - $1.49M
|
1.52M
$18.9M
|