Purchases and Sales Made in Q4 2021 in Swiss Helvetia Fund, Inc. (SWZ)
This table provides information about the institutional ownership of Swiss Helvetia Fund, Inc. (SWZ) during Q4 2021. The information is specifically focused on institutions that hold shares of SWISS HELVETIA FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
1.17MNew |
$10.6M - $11.6M
|
1.17M
$9.56M
|
|
|
Feb 11, 2022
Q4 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
111K+ 88.06% |
$1.01M - $1.11M
|
237K
$1.94M
|
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
33.4K+ 4.85% |
$304K - $332K
|
721K
$5.91M
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
28.8K+ 20.06% |
$262K - $286K
|
172K
$1.41M
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
10.8K+ 12.48% |
$98.2K - $107K
|
97.1K
$796K
|
|
|
May 11, 2022
Q4 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
7.23K+ 8.14% |
$65.8K - $71.8K
|
96K
$786K
|
|
|
Feb 10, 2022
Q4 2021
|
Tom Russo
Gardner Russo & Quinn LLC
|
BUY
|
- |
3.89K+ 1.69% |
$35.4K - $38.7K
|
235K
$1.92M
|
|
|
Jan 26, 2022
Q4 2021
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
3.43K+ 3.21% |
$31.2K - $34.1K
|
110K
$902K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.9K+ 3.93% |
$17.3K - $18.9K
|
50.2K
$411K
|
|
|
Jan 26, 2022
Q4 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.32K+ 11.57% |
$12K - $13.1K
|
12.7K
$104K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
882+ 4.16% |
$8.04K - $8.77K
|
22.1K
$181K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
851+ 1.16% |
$7.75K - $8.46K
|
74.1K
$607K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
41+ 0.27% |
$374 - $408
|
15.1K
$124K
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
1New |
$9.11 - $9.94
|
1
$8.19
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Css LLC
Chicago, IL |
SELL
|
- |
-1- -0.0% |
$9.11 - $9.94
|
353K
$2.89M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-160- 0.1% |
$1.46K - $1.59K
|
156K
$1.27M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-358- 4.39% |
$3.26K - $3.56K
|
7.79K
$63.8K
|
|
|
Feb 09, 2022
Q4 2021
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-528- 0.07% |
$4.81K - $5.25K
|
803K
$6.58M
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.37KClosed |
$12.5K - $13.6K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-2.91KClosed |
$26.5K - $28.9K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-4.42K- 1.32% |
$40.3K - $43.9K
|
331K
$2.71M
|
|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
SELL
|
- |
-292KClosed |
$2.66M - $2.9M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.13M- 91.28% |
$10.3M - $11.3M
|
108K
$886K
|