Purchases and Sales Made in Q3 2021 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
10.9MNew |
$507M - $545M
|
10.9M
$655M
|
|
|
Nov 15, 2021
Q3 2021
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
3.06M+ 1100.71% |
$142M - $153M
|
3.34M
$201M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.74M+ 26.32% |
$80.6M - $86.6M
|
8.33M
$500M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
974K+ 28.66% |
$45.2M - $48.6M
|
4.37M
$262M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
806K+ 41.97% |
$37.4M - $40.2M
|
2.73M
$164M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
774K+ 14.72% |
$36M - $38.6M
|
6.03M
$362M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
721K+ 24.52% |
$33.5M - $36M
|
3.66M
$220M
|
|
|
Oct 29, 2021
Q3 2021
|
O Donnell Financial Services, LLC
|
BUY
|
- |
662KNew |
$30.7M - $33M
|
662K
$39.7M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
437K+ 74.92% |
$20.3M - $21.8M
|
1.02M
$61.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
421K+ 11.08% |
$19.5M - $21M
|
4.22M
$253M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
415K+ 28.65% |
$19.3M - $20.7M
|
1.86M
$112M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
399K+ 12.64% |
$18.5M - $19.9M
|
3.55M
$213M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
352K+ 30.34% |
$16.3M - $17.6M
|
1.51M
$90.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
315K+ 18.98% |
$14.6M - $15.7M
|
1.98M
$119M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
304K+ 62.23% |
$14.1M - $15.2M
|
793K
$47.6M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
232K+ 13.95% |
$10.8M - $11.6M
|
1.9M
$114M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
212K+ 17.06% |
$9.85M - $10.6M
|
1.46M
$87.5M
|
|
|
Nov 10, 2021
Q3 2021
|
Invst, LLC
Indianapolis, IN |
BUY
|
- |
191KNew |
$8.87M - $9.54M
|
191K
$11.5M
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
171KNew |
$7.96M - $8.55M
|
171K
$10.3M
|
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
143K+ 1407.72% |
$6.66M - $7.16M
|
154K
$9.22M
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
140KNew |
$6.5M - $6.99M
|
140K
$8.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
130K+ 19.85% |
$6.01M - $6.46M
|
782K
$47M
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
127K+ 27.34% |
$5.89M - $6.33M
|
591K
$35.5M
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
124K+ 67.13% |
$5.78M - $6.21M
|
310K
$18.6M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
124K+ 29.98% |
$5.77M - $6.21M
|
539K
$32.4M
|
|
|
Oct 12, 2021
Q3 2021
|
Ewg Elevate Inc.
|
BUY
|
- |
118KNew |
$5.49M - $5.9M
|
118K
$7.1M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
115KNew |
$5.35M - $5.75M
|
115K
$6.92M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
114K+ 21.16% |
$5.3M - $5.7M
|
654K
$39.3M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
111K+ 21.29% |
$5.15M - $5.54M
|
632K
$38M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
105KNew |
$4.89M - $5.26M
|
105K
$6.32M
|
|
|
Oct 29, 2021
Q3 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
103K+ 69.47% |
$4.77M - $5.13M
|
251K
$15M
|
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
101K+ 38.45% |
$4.69M - $5.04M
|
363K
$21.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
96.8K+ 49.92% |
$4.49M - $4.83M
|
291K
$17.4M
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
93.2K+ 48.17% |
$4.33M - $4.65M
|
287K
$17.2M
|
|
|
Nov 04, 2021
Q3 2021
|
Prw Wealth Management LLC
|
BUY
|
- |
93.1KNew |
$4.32M - $4.64M
|
93.1K
$5.59M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
77K+ 14.89% |
$3.57M - $3.84M
|
594K
$35.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
66.1KNew |
$3.07M - $3.3M
|
66.1K
$3.97M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
66K+ 41.65% |
$3.06M - $3.29M
|
224K
$13.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
65.9K+ 14.46% |
$3.06M - $3.29M
|
522K
$31.3M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
60.4K+ 1035.54% |
$2.8M - $3.01M
|
66.2K
$3.98M
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
58.2K+ 147.82% |
$2.7M - $2.9M
|
97.6K
$5.86M
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
56.8K+ 621.51% |
$2.63M - $2.83M
|
65.9K
$3.96M
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
54K+ 46.87% |
$2.51M - $2.7M
|
169K
$10.2M
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
48.4K+ 297.29% |
$2.25M - $2.42M
|
64.7K
$3.89M
|
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
46.4K+ 41.13% |
$2.15M - $2.32M
|
159K
$9.56M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
43.6K+ 12.47% |
$2.02M - $2.17M
|
393K
$23.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
43.4K+ 52.99% |
$2.02M - $2.17M
|
125K
$7.52M
|
|
|
Oct 21, 2021
Q3 2021
|
Fifth Third Securities, Inc.
|
BUY
|
- |
41.9K+ 12.04% |
$1.94M - $2.09M
|
390K
$23.4M
|
|
|
Oct 22, 2021
Q3 2021
|
Echo Wealth Management, LLC
|
BUY
|
- |
40.9K+ 38.59% |
$1.9M - $2.04M
|
147K
$8.81M
|
|
|
Nov 16, 2021
Q3 2021
|
Triumph Capital Management
|
BUY
|
- |
40.7KNew |
$1.89M - $2.03M
|
40.7K
$2.44M
|