Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

$30 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Sierra Oncology Inc	Q3 2018 Filed on Nov 07, 2018	18,000	N/A
Danaher Corp Del	Q3 2018 Filed on Nov 07, 2018	2,000	N/A
FCT First Trust Senior Floating Rate Income Fund Ii Financial Services	Q3 2018 Filed on Nov 07, 2018	10,876	$12.58 - $12.91 $137K - $140K
Electronics For Imaging Inc	Q3 2018 Filed on Nov 07, 2018	4,000	N/A
EDD Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. Financial Services	Q3 2018 Filed on Nov 07, 2018	27,036	$6.5 - $6.96 $176K - $188K
Royal Gold Inc	Q3 2018 Filed on Nov 07, 2018	7,000	N/A
OPP River North/Double Line Strategic Opportunity Fund, Inc. Financial Services	Q3 2018 Filed on Nov 07, 2018	10,834	$16.94 - $17.96 $184K - $195K
Investors Bancorp Inc New	Q3 2018 Filed on Nov 07, 2018	10,302	N/A
Dr Pepper Snapple Group Inc	Q3 2018 Filed on Nov 07, 2018	2,857	N/A
Kkr & CO L P Del	Q3 2018 Filed on Nov 07, 2018	16,232	N/A
MXE Mexico Equity & Income Fund Inc Financial Services	Q3 2018 Filed on Nov 07, 2018	11,856	$10.16 - $12.28 $120K - $146K
Hertz Global Hldgs Inc	Q3 2018 Filed on Nov 07, 2018	11,025	N/A
Global X Fds	Q3 2018 Filed on Nov 07, 2018	15,152	N/A
Envision Healthcare Corp	Q3 2018 Filed on Nov 07, 2018	5,140	N/A
Iec Electrs Corp New	Q3 2018 Filed on Nov 07, 2018	17,087	N/A
PXI Invesco Exchange Traded Fd Tr ETFs	Q3 2018 Filed on Nov 07, 2018	5,509	N/A
Mdc Partners Inc	Q3 2018 Filed on Nov 07, 2018	10,123	N/A
Shutterfly Inc	Q3 2018 Filed on Nov 07, 2018	4,368	N/A
Syntel Inc	Q3 2018 Filed on Nov 07, 2018	10,910	N/A
Sodastream International LTD	Q3 2018 Filed on Nov 07, 2018	2,879	N/A
Nrg Yield Inc	Q3 2018 Filed on Nov 07, 2018	12,194	N/A
Southcross Energy Partners L	Q3 2018 Filed on Nov 07, 2018	11,253	N/A
Radisys Corp	Q3 2018 Filed on Nov 07, 2018	12,065	N/A
Bank Of The Ozarks	Q3 2018 Filed on Nov 07, 2018	8,539	N/A
Servicenow Inc	Q3 2018 Filed on Nov 07, 2018	4,000	N/A
BOE Black Rock Enhanced Global Dividend Trust Financial Services	Q3 2018 Filed on Nov 07, 2018	13,363	$10.96 - $11.3 $146K - $151K
Mercadolibre Inc	Q3 2018 Filed on Nov 07, 2018	3,000	N/A
Scorpio Tankers Inc	Q3 2018 Filed on Nov 07, 2018	47,750	N/A
NORW Global X Msci Norway ETF ETFs	Q3 2018 Filed on Nov 07, 2018	10,122	$21.53 - $23.18 $218K - $235K
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	1,071,158	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	2,908	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	67,200	N/A
PCYG Park City Group Inc Technology	Q2 2018 Filed on Aug 13, 2018	10,317	$6.9 - $9.5 $71.2K - $98K
Aberdeen Emerging Mkts Small	Q2 2018 Filed on Aug 13, 2018	12,463	N/A
Nuveen Connecticut Qlty Mun	Q2 2018 Filed on Aug 13, 2018	42,705	N/A
Novellus Sys Inc	Q2 2018 Filed on Aug 13, 2018	1,000	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	3,734	N/A
Powershares Active Mng ETF T	Q2 2018 Filed on Aug 13, 2018	9,776	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	7,332	N/A
Powershares ETF Trust	Q2 2018 Filed on Aug 13, 2018	734,941	N/A
Powershares ETF Trust	Q2 2018 Filed on Aug 13, 2018	18,430	N/A
Powershares ETF Trust	Q2 2018 Filed on Aug 13, 2018	157,106	N/A
Powershares ETF Trust	Q2 2018 Filed on Aug 13, 2018	40,379	N/A
Powershares ETF Trust	Q2 2018 Filed on Aug 13, 2018	71,525	N/A
Powershares ETF Trust	Q2 2018 Filed on Aug 13, 2018	5,841	N/A
Powershares ETF Trust	Q2 2018 Filed on Aug 13, 2018	147,227	N/A
Powershares ETF Trust	Q2 2018 Filed on Aug 13, 2018	23,191	N/A
Powershares ETF Trust	Q2 2018 Filed on Aug 13, 2018	25,701	N/A
Powershares ETF Trust	Q2 2018 Filed on Aug 13, 2018	51,870	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	441,407	N/A

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