Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

$29 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Mdc Partners Inc	Q3 2018 Filed on Nov 07, 2018	10,123	N/A
Rti Intl Metals Inc	Q3 2018 Filed on Nov 07, 2018	4,000	N/A
Dr Pepper Snapple Group Inc	Q3 2018 Filed on Nov 07, 2018	2,857	N/A
Valeant Pharmaceuticals Intl	Q3 2018 Filed on Nov 07, 2018	16,424	N/A
EDD Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. Financial Services	Q3 2018 Filed on Nov 07, 2018	27,036	$6.5 - $6.96 $176K - $188K
Shutterfly Inc	Q3 2018 Filed on Nov 07, 2018	4,368	N/A
Royal Gold Inc	Q3 2018 Filed on Nov 07, 2018	7,000	N/A
Rpm Intl Inc	Q3 2018 Filed on Nov 07, 2018	3,000	N/A
Kkr & CO L P Del	Q3 2018 Filed on Nov 07, 2018	16,232	N/A
Janus Henderson Group PLC	Q3 2018 Filed on Nov 07, 2018	2,000	N/A
Investors Bancorp Inc New	Q3 2018 Filed on Nov 07, 2018	10,302	N/A
Intel Corp	Q3 2018 Filed on Nov 07, 2018	3,000	N/A
BOE Black Rock Enhanced Global Dividend Trust Financial Services	Q3 2018 Filed on Nov 07, 2018	13,363	$10.96 - $11.3 $146K - $151K
Scorpio Tankers Inc	Q3 2018 Filed on Nov 07, 2018	47,750	N/A
Servicenow Inc	Q3 2018 Filed on Nov 07, 2018	4,000	N/A
Southcross Energy Partners L	Q3 2018 Filed on Nov 07, 2018	11,253	N/A
Mercadolibre Inc	Q3 2018 Filed on Nov 07, 2018	3,000	N/A
OPP River North/Double Line Strategic Opportunity Fund, Inc. Financial Services	Q3 2018 Filed on Nov 07, 2018	10,834	$16.94 - $17.96 $184K - $195K
Iec Electrs Corp New	Q3 2018 Filed on Nov 07, 2018	17,087	N/A
Union Bankshares Corp New	Q3 2018 Filed on Nov 07, 2018	28,366	N/A
Sodastream International LTD	Q3 2018 Filed on Nov 07, 2018	2,879	N/A
Syntel Inc	Q3 2018 Filed on Nov 07, 2018	10,910	N/A
Caesars Entmt Corp	Q3 2018 Filed on Nov 07, 2018	1,180	N/A
Sierra Oncology Inc	Q3 2018 Filed on Nov 07, 2018	18,000	N/A
AADR Advisorshares Dorsey Wright Ad ETFs	Q3 2018 Filed on Nov 07, 2018	63,001	N/A
BCX Black Rock Resources & Commodities Strategy Trust Financial Services	Q3 2018 Filed on Nov 07, 2018	23,436	$8.61 - $9.32 $202K - $218K
NORW Global X Msci Norway ETF ETFs	Q3 2018 Filed on Nov 07, 2018	10,122	$21.53 - $23.18 $218K - $235K
Global X Fds	Q3 2018 Filed on Nov 07, 2018	15,152	N/A
Jarden Corp	Q3 2018 Filed on Nov 07, 2018	3,000	N/A
Envision Healthcare Corp	Q3 2018 Filed on Nov 07, 2018	5,140	N/A
Bank Of The Ozarks	Q3 2018 Filed on Nov 07, 2018	8,539	N/A
Radisys Corp	Q3 2018 Filed on Nov 07, 2018	12,065	N/A
Nrg Yield Inc	Q3 2018 Filed on Nov 07, 2018	12,194	N/A
Nvidia Corp	Q3 2018 Filed on Nov 07, 2018	4,000	N/A
FCT First Trust Senior Floating Rate Income Fund Ii Financial Services	Q3 2018 Filed on Nov 07, 2018	10,876	$12.58 - $12.91 $137K - $140K
MXE Mexico Equity & Income Fund Inc Financial Services	Q3 2018 Filed on Nov 07, 2018	11,856	$10.16 - $12.28 $120K - $146K
Hertz Global Hldgs Inc	Q3 2018 Filed on Nov 07, 2018	11,025	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	346,245	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	52,900	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	73,117	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	86,238	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	978,590	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	30,567	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	10,114	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	2,908	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 13, 2018	528,231	N/A
Navidea Biopharmaceuticals I	Q2 2018 Filed on Aug 13, 2018	14,000	N/A
Novellus Sys Inc	Q2 2018 Filed on Aug 13, 2018	1,000	N/A
Nuveen Connecticut Qlty Mun	Q2 2018 Filed on Aug 13, 2018	42,705	N/A
AGO Assured Guaranty LTD Financial Services	Q2 2018 Filed on Aug 13, 2018	32,537	$34.99 - $38.18 $1.14M - $1.24M

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