Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $30 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
NTLA
Intellia Therapeutics, Inc.

Healthcare
Q1 2022 Filed on May 13, 2022
8,205
$58.27 - $118.99 $478K - $976K
SII
Sprott Inc.

Financial Services
Q1 2022 Filed on May 13, 2022
14,236
$33.96 - $50.81 $483K - $723K
VSCO
Victoria'S Secret & Co.

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
4,125
$42.34 - $62.92 $175K - $260K
CGW
Invesco ETF Tr Ii S&P Global W

ETFs
Q1 2022 Filed on May 13, 2022
5,663
$49.1 - $60.21 $278K - $341K
EAF
Graftech International LTD

Industrials
Q1 2022 Filed on May 13, 2022
28,919
$9.2 - $12.14 $266K - $351K
HISF
First Tr Exc Traded Fd Iv High

ETFs
Q1 2022 Filed on May 13, 2022
10,427
$47.81 - $51.15 $499K - $533K
MDIV
First Trust Multi Asset Divers

ETFs
Q1 2022 Filed on May 13, 2022
10,761
$16.21 - $17.08 $174K - $184K
GLO
Clough Global Opportunities Fund

Financial Services
Q1 2022 Filed on May 13, 2022
10,000
$8.86 - $11.01 $88.6K - $110K
KRNT
Kornit Digital Ltd.

Industrials
Q1 2022 Filed on May 13, 2022
2,200
$71.54 - $149.64 $157K - $329K
COLM
Columbia Sportswear CO

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
2,913
$83.72 - $100.35 $244K - $292K
QAI
Iq Hedge Multi Strategy Compos

ETFs
Q1 2022 Filed on May 13, 2022
6,589
$30.01 - $31.8 $198K - $210K
IDNA
Ishares Tr Genomics Immunology

ETFs
Q1 2022 Filed on May 13, 2022
4,603
$31.36 - $43.88 $144K - $202K
CSB
Victory Portf Ii Shs Us Small

ETFs
Q1 2022 Filed on May 13, 2022
4,094
$57.24 - $62.65 $234K - $256K
Apollo Global Mgmt Inc
Q1 2022 Filed on May 13, 2022
7,952
N/A
CRON
Cronos Group Inc.

Healthcare
Q1 2022 Filed on May 13, 2022
14,051
$3.0 - $4.25 $42.2K - $59.7K
NMTR
9 Meters Biopharma, Inc.

Healthcare
Q1 2022 Filed on May 13, 2022
20,500
$0.52 - $1.0 $10.7K - $20.5K
Bryn Mawr Bk Corp
Q1 2022 Filed on May 13, 2022
5,827
N/A
WIX
Wix.Com Ltd.

Technology
Q1 2022 Filed on May 13, 2022
1,465
$73.51 - $160.48 $108K - $235K
PEGA
Pegasystems Inc

Technology
Q1 2022 Filed on May 13, 2022
2,175
$72.27 - $110.25 $157K - $240K
FLO
Flowers Foods Inc

Consumer Defensive
Q1 2022 Filed on May 13, 2022
23,368
$24.33 - $29.07 $569K - $679K
IEUS
Ishares Msci Europe Small Cap

ETFs
Q1 2022 Filed on May 13, 2022
3,759
$53.16 - $70.12 $200K - $264K
MANU
Manchester United PLC

Communication Services
Q1 2022 Filed on May 13, 2022
25,099
$12.22 - $14.88 $307K - $373K
PAWZ
Proshares Tr Pet Care ETF

ETFs
Q1 2022 Filed on May 13, 2022
2,593
$61.84 - $78.2 $160K - $203K
OLPX
Olaplex Holdings, Inc.

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
7,976
$13.41 - $29.41 $107K - $235K
Sterling Bancorp Del
Q1 2022 Filed on May 13, 2022
18,088
N/A
WTER
Alkaline Water CO Inc

Consumer Defensive
Q1 2022 Filed on May 13, 2022
19,785
$0.76 - $1.23 $15K - $24.3K
RH
Rh

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
2,952
$325.08 - $538.32 $960K - $1.59M
GSAT
Globalstar, Inc.

Communication Services
Q1 2022 Filed on May 13, 2022
11,875
$0.96 - $1.52 $11.4K - $18.1K
Bottomline Tech Del Inc
Q1 2022 Filed on May 13, 2022
3,813
N/A
Ihs Markit LTD
Q1 2022 Filed on May 13, 2022
23,915
N/A
TWO
Two Harbors Investment Corp.

Real Estate
Q1 2022 Filed on May 13, 2022
14,052
$5.0 - $5.96 $70.3K - $83.7K
DFEN
Direxion Shs ETF Tr Daily Aero

ETFs
Q1 2022 Filed on May 13, 2022
18,559
$16.47 - $23.98 $306K - $445K
BBN
Black Rock Taxable Municipal Bond Trust

Financial Services
Q1 2022 Filed on May 13, 2022
18,837
$20.63 - $25.93 $389K - $488K
World Gold Tr
Q1 2022 Filed on May 13, 2022
134,129
N/A
Quidel Corp
Q1 2022 Filed on May 13, 2022
3,317
N/A
NOVT
Novanta Inc

Technology
Q1 2022 Filed on May 13, 2022
1,379
$123.74 - $174.82 $171K - $241K
Goldman Sachs Bdc Inc
Q1 2022 Filed on May 13, 2022
86,000
N/A
SHYF
Shyft Group, Inc.

Industrials
Q1 2022 Filed on May 13, 2022
5,457
$36.11 - $51.08 $197K - $279K
RDS-A
Shell PLC

Energy
Q1 2022 Filed on May 13, 2022
21,393
$44.64 - $55.71 $955K - $1.19M
Royal Dutch Shell PLC
Q1 2022 Filed on May 13, 2022
27,943
N/A
VXRT
Vaxart, Inc.

Healthcare
Q1 2022 Filed on May 13, 2022
11,500
$4.29 - $6.64 $49.3K - $76.4K
Federal Rlty Invt Tr
Q1 2022 Filed on May 13, 2022
11,014
N/A
EQX
Equinox Gold Corp.

Basic Materials
Q1 2022 Filed on May 13, 2022
38,385
$5.56 - $8.74 $213K - $335K
CXSE
Wisdomtree Tr China Ex State O

ETFs
Q1 2022 Filed on May 13, 2022
4,212
$34.53 - $50.7 $145K - $214K
Xilinx Inc
Q1 2022 Filed on May 13, 2022
13,456
N/A
Wisdomtree Tr
Q1 2022 Filed on May 13, 2022
76,908
N/A
TPVG
Triple Point Venture Growth Bdc Corp.

Financial Services
Q1 2022 Filed on May 13, 2022
11,531
$15.8 - $18.07 $182K - $208K
DFE
Wisdomtree Tr Europe Smallcap

ETFs
Q1 2022 Filed on May 13, 2022
3,055
$58.39 - $75.24 $178K - $230K
TAIL
Cambria ETF Tr Tail Risk ETF

ETFs
Q1 2022 Filed on May 13, 2022
31,474
$16.43 - $18.55 $517K - $584K
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