Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

$29 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Iac Interactivecorp New	Q2 2021 Filed on Aug 13, 2021	2,299	N/A
Inphi Corp	Q2 2021 Filed on Aug 13, 2021	1,965	N/A
Global X Fds	Q2 2021 Filed on Aug 13, 2021	42,413	N/A
AXDX Accelerate Diagnostics, Inc Healthcare	Q2 2021 Filed on Aug 13, 2021	11,188	$6.81 - $9.23 $76.2K - $103K
RARE Ultragenyx Pharmaceutical Inc. Healthcare	Q2 2021 Filed on Aug 13, 2021	2,112	$92.19 - $115.71 $195K - $244K
CVET Covetrus, Inc. Healthcare	Q2 2021 Filed on Aug 13, 2021	9,823	$25.24 - $30.86 $248K - $303K
BWG Brandywine Global Global Income Opportunities Fund Inc Financial Services	Q2 2021 Filed on Aug 13, 2021	10,671	$12.13 - $12.9 $129K - $138K
Qts Rlty Tr Inc	Q2 2021 Filed on Aug 13, 2021	4,175	N/A
J P Morgan Exchange Traded F	Q2 2021 Filed on Aug 13, 2021	13,496	N/A
Lightspeed Pos Inc	Q2 2021 Filed on Aug 13, 2021	6,032	N/A
FEMB First Tr ETF Emerging Markets ETFs	Q2 2021 Filed on Aug 13, 2021	7,203	$34.51 - $36.22 $249K - $261K
ASGN Asgn Inc Technology	Q2 2021 Filed on Aug 13, 2021	3,018	$93.18 - $109.4 $281K - $330K
ATHM Autohome Inc. Communication Services	Q2 2021 Filed on Aug 13, 2021	5,112	$62.37 - $96.85 $319K - $495K
Ishares Gold Tr	Q2 2021 Filed on Aug 13, 2021	1,383,477	N/A
PRNT Ark ETF Tr 3 D Printing ETF ETFs	Q2 2021 Filed on Aug 13, 2021	19,616	$35.39 - $40.24 $694K - $789K
YOLO Advisorshares Tr Pure Cannabis ETFs	Q2 2021 Filed on Aug 13, 2021	8,586	$18.9 - $23.98 $162K - $206K
AVK Advent Convertible & Income Fund Financial Services	Q2 2021 Filed on Aug 13, 2021	30,877	$17.74 - $19.72 $548K - $609K
YELP Yelp Inc Communication Services	Q2 2021 Filed on Aug 13, 2021	43,687	$37.13 - $42.28 $1.62M - $1.85M
Social Capital Hedosopha Hld	Q2 2021 Filed on Aug 13, 2021	43,225	N/A
Gw Pharmaceuticals PLC	Q2 2021 Filed on Aug 13, 2021	1,563	N/A
SMOG Vaneck ETF Tr Low Carbon Energ ETFs	Q2 2021 Filed on Aug 13, 2021	2,195	$135.64 - $162.39 $298K - $356K
Marvell Technology Group LTD	Q2 2021 Filed on Aug 13, 2021	53,817	N/A
VGR Vector Group LTD Consumer Defensive	Q2 2021 Filed on Aug 13, 2021	10,458	$12.98 - $14.85 $136K - $155K
BCOV Brightcove Inc Technology	Q2 2021 Filed on Aug 13, 2021	10,060	$13.23 - $22.22 $133K - $224K
DHT Dht Holdings, Inc. Energy	Q2 2021 Filed on Aug 13, 2021	10,010	$5.66 - $6.76 $56.7K - $67.7K
ERIE Erie Indemnity CO Financial Services	Q2 2021 Filed on Aug 13, 2021	929	$189.16 - $229.03 $176K - $213K
CSIQ Canadian Solar Inc. Technology	Q2 2021 Filed on Aug 13, 2021	9,106	$35.25 - $48.51 $321K - $442K
FHI Federated Hermes, Inc. Financial Services	Q2 2021 Filed on Aug 13, 2021	8,966	$28.8 - $34.62 $258K - $310K
BCRX Biocryst Pharmaceuticals Inc Healthcare	Q2 2021 Filed on Aug 13, 2021	10,000	$9.5 - $17.24 $95K - $172K
XELA Exela Technologies, Inc. Technology	Q2 2021 Filed on Aug 13, 2021	11,500	$25.6 - $47.8 $294K - $550K
WTRG Essential Utilities, Inc. Utilities	Q2 2021 Filed on Aug 13, 2021	5,550	$44.72 - $49.09 $248K - $272K
EFR Eaton Vance Senior Floating Rate Trust Financial Services	Q2 2021 Filed on Aug 13, 2021	11,320	$13.84 - $14.27 $157K - $162K
EGIO Edgio, Inc. Technology	Q2 2021 Filed on Aug 13, 2021	65,795	$2.98 - $3.83 $196K - $252K
FSLY Fastly, Inc. Technology	Q1 2021 Filed on May 14, 2021	5,708	$62.05 - $117.86 $354K - $673K
0HVP.L Lumen Technologies, Inc. Telecommunication	Q1 2021 Filed on May 14, 2021	101,919	N/A
Pra Health Sciences Inc	Q1 2021 Filed on May 14, 2021	1,687	N/A
FDUS Fidus Investment Corp Financial Services	Q1 2021 Filed on May 14, 2021	10,330	$12.78 - $15.67 $132K - $162K
Parsley Energy Inc	Q1 2021 Filed on May 14, 2021	19,097	N/A
INO Inovio Pharmaceuticals, Inc. Healthcare	Q1 2021 Filed on May 14, 2021	11,763	$8.81 - $16.96 $104K - $200K
WBND Legg Mason ETF Invt Tr Westn A ETFs	Q1 2021 Filed on May 14, 2021	11,490	$26.71 - $28.14 $307K - $323K
Proofpoint Inc	Q1 2021 Filed on May 14, 2021	7,324	N/A
IRBT Irobot Corp Consumer Cyclical	Q1 2021 Filed on May 14, 2021	7,208	$79.38 - $161.16 $572K - $1.16M
HLIT Harmonic Inc Technology	Q1 2021 Filed on May 14, 2021	10,000	$7.27 - $8.45 $72.7K - $84.5K
THS Tree House Foods, Inc. Consumer Defensive	Q1 2021 Filed on May 14, 2021	5,291	$38.24 - $54.94 $202K - $291K
SDC Smile Direct Club, Inc. Healthcare	Q1 2021 Filed on May 14, 2021	11,850	$10.06 - $14.99 $119K - $178K
Advisorshares Tr	Q1 2021 Filed on May 14, 2021	204,505	N/A
BUI Black Rock Utilities, Infrastructure & Power Opportunities Trust Financial Services	Q1 2021 Filed on May 14, 2021	10,422	$24.03 - $26.94 $250K - $281K
WIA Western Asset Inflation Linked Income Fund Financial Services	Q1 2021 Filed on May 14, 2021	11,664	$12.64 - $13.31 $147K - $155K
Eaton Vance Corp	Q1 2021 Filed on May 14, 2021	10,804	N/A
GME Game Stop Corp. Consumer Cyclical	Q1 2021 Filed on May 14, 2021	28,862	$4.31 - $86.88 $124K - $2.51M

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