Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $30 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
OLN
Olin Corp

Basic Materials
Q1 2022 Filed on May 13, 2022
5,588
$44.61 - $56.21 $249K - $314K
FTXR
First Tr ETF Vi Nasdaq Transn

ETFs
Q1 2022 Filed on May 13, 2022
14,101
$29.48 - $35.94 $416K - $507K
BHG
Bright Health Group Inc.

Healthcare
Q1 2022 Filed on May 13, 2022
23,737
$1.79 - $3.82 $42.5K - $90.7K
ECOM
Channeladvisor Corp

Technology
Q1 2022 Filed on May 13, 2022
11,869
$15.74 - $24.27 $187K - $288K
W
Wayfair Inc.

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
1,154
$104.81 - $195.77 $121K - $226K
FPI
Farmland Partners Inc.

Real Estate
Q1 2022 Filed on May 13, 2022
20,868
$10.79 - $14.12 $225K - $295K
PTEN
Patterson Uti Energy Inc

Energy
Q1 2022 Filed on May 13, 2022
13,622
$9.02 - $16.13 $123K - $220K
Blackrock Tcp Capital Corp
Q1 2022 Filed on May 13, 2022
15,000
N/A
Pimco Dynamic Cr Income Fd
Q4 2021 Filed on Feb 14, 2022
54,718
N/A
WEA
Western Asset Premier Bond Fund

Financial Services
Q4 2021 Filed on Feb 14, 2022
109,677
$13.7 - $14.35 $1.5M - $1.57M
Osi ETF Tr
Q4 2021 Filed on Feb 14, 2022
37,368
N/A
CLVS
Clovis Oncology, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
72,135
$2.7 - $4.76 $195K - $343K
QGEN
Qiagen N.V.

Healthcare
Q4 2021 Filed on Feb 14, 2022
8,544
$50.62 - $56.47 $432K - $482K
LMND
Lemonade, Inc.

Financial Services
Q4 2021 Filed on Feb 14, 2022
4,386
$39.64 - $72.06 $174K - $316K
NCR
Ncr Corp

Technology
Q4 2021 Filed on Feb 14, 2022
5,294
$37.35 - $44.19 $198K - $234K
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Feb 14, 2022
98,745
N/A
HCSG
Healthcare Services Group Inc

Healthcare
Q4 2021 Filed on Feb 14, 2022
13,611
$16.48 - $25.44 $224K - $346K
KSU
Kansas City Southern

Industrials
Q4 2021 Filed on Feb 14, 2022
1,068
N/A
SPB
Spectrum Brands Holdings, Inc.

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
3,309
$91.86 - $106.37 $304K - $352K
OSTK
Overstock.Com, Inc

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
2,776
$59.01 - $108.3 $164K - $301K
BKYI
Bio Key International Inc

Industrials
Q4 2021 Filed on Feb 14, 2022
30,510
$2.15 - $3.56 $65.6K - $109K
ETON
Eton Pharmaceuticals, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
11,500
$3.66 - $6.59 $42.1K - $75.8K
EBIX
Ebix Inc

Technology
Q4 2021 Filed on Feb 14, 2022
8,957
$27.05 - $38.83 $242K - $348K
Pimco Income Opportunity Fd
Q4 2021 Filed on Feb 14, 2022
20,227
N/A
Innovator Etfs Tr Ii
Q4 2021 Filed on Feb 14, 2022
32,687
N/A
INSG
Inseego Corp.

Technology
Q4 2021 Filed on Feb 14, 2022
10,883
$5.44 - $7.77 $59.2K - $84.6K
Vereit Inc
Q4 2021 Filed on Feb 14, 2022
8,584
N/A
Ishares Tr
Q4 2021 Filed on Feb 14, 2022
10,150
N/A
AWAY
ETF Managers Tr Etfmg Travel T

ETFs
Q4 2021 Filed on Feb 14, 2022
10,538
$22.88 - $29.39 $241K - $310K
Nuveen Diversified Divid & I
Q4 2021 Filed on Feb 14, 2022
15,278
N/A
Cree Inc
Q4 2021 Filed on Feb 14, 2022
4,183
N/A
Nuance Communications Inc
Q4 2021 Filed on Feb 14, 2022
4,074
N/A
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

Financial Services
Q4 2021 Filed on Feb 14, 2022
34,712
$23.2 - $24.43 $805K - $848K
Cimarex Energy CO
Q4 2021 Filed on Feb 14, 2022
15,415
N/A
RNG
Ring Central, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
1,773
$177.8 - $281.64 $315K - $499K
Nuveen Tax Advantaged Divid
Q4 2021 Filed on Feb 14, 2022
18,849
N/A
Baudax Bio Inc
Q4 2021 Filed on Feb 14, 2022
56,000
N/A
Meridian Bancorp Inc Md
Q4 2021 Filed on Feb 14, 2022
10,264
N/A
CXDC
China Xd Plastics CO LTD

Basic Materials
Q4 2021 Filed on Feb 14, 2022
40,000
$0.03 - $0.93 $1.2K - $37.2K
JMIA
Jumia Technologies Ag

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
26,968
$10.75 - $20.24 $290K - $546K
Cyrusone Inc
Q4 2021 Filed on Feb 14, 2022
3,118
N/A
XWEB
Spdr Ser Tr S&P Internet ETF

ETFs
Q4 2021 Filed on Feb 14, 2022
2,267
N/A
HYLD
Exchange Listed Funds Trust

ETFs
Q4 2021 Filed on Feb 14, 2022
8,108
$31.41 - $32.18 $255K - $261K
Firstcash Inc
Q4 2021 Filed on Feb 14, 2022
2,676
N/A
HYLN
Hyliion Holdings Corp.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
11,753
$5.82 - $9.07 $68.4K - $107K
EJUL
Innovator Etfs Tr Emerging Mkt

ETFs
Q4 2021 Filed on Feb 14, 2022
8,000
$25.24 - $26.29 $202K - $210K
RXN
Zurn Water Solutions Corporation

Industrials
Q4 2021 Filed on Feb 14, 2022
3,501
N/A
VSH
Vishay Intertechnology Inc

Technology
Q4 2021 Filed on Feb 14, 2022
12,376
$19.01 - $22.55 $235K - $279K
TWOU
2 U, Inc.

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
8,724
$20.0 - $34.34 $174K - $300K
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