Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $29 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
TWO
Two Harbors Investment Corp.

Real Estate
Q1 2022 Filed on May 13, 2022
14,052
$5.0 - $5.96 $70.3K - $83.7K
IEUS
Ishares Msci Europe Small Cap

ETFs
Q1 2022 Filed on May 13, 2022
3,759
$53.16 - $70.12 $200K - $264K
VSCO
Victoria'S Secret & Co.

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
4,125
$42.34 - $62.92 $175K - $260K
Federal Rlty Invt Tr
Q1 2022 Filed on May 13, 2022
11,014
N/A
WTER
Alkaline Water CO Inc

Consumer Defensive
Q1 2022 Filed on May 13, 2022
19,785
$0.76 - $1.23 $15K - $24.3K
GIGB
Goldman Sachs ETF Access Invt
Q1 2022 Filed on May 13, 2022
47,039
N/A
CRNC
Cerence Inc.

Technology
Q1 2022 Filed on May 13, 2022
5,834
$29.9 - $82.92 $174K - $484K
Royal Dutch Shell PLC
Q1 2022 Filed on May 13, 2022
27,943
N/A
GLO
Clough Global Opportunities Fund

Financial Services
Q1 2022 Filed on May 13, 2022
10,000
$8.86 - $11.01 $88.6K - $110K
RDS-A
Shell PLC

Energy
Q1 2022 Filed on May 13, 2022
21,393
$44.64 - $55.71 $955K - $1.19M
CXDC
China Xd Plastics CO LTD

Basic Materials
Q4 2021 Filed on Feb 14, 2022
40,000
$0.03 - $0.93 $1.2K - $37.2K
Nuance Communications Inc
Q4 2021 Filed on Feb 14, 2022
4,074
N/A
LMND
Lemonade, Inc.

Financial Services
Q4 2021 Filed on Feb 14, 2022
4,386
$39.64 - $72.06 $174K - $316K
KSU
Kansas City Southern

Industrials
Q4 2021 Filed on Feb 14, 2022
1,068
N/A
Osi ETF Tr
Q4 2021 Filed on Feb 14, 2022
37,368
N/A
QGEN
Qiagen N.V.

Healthcare
Q4 2021 Filed on Feb 14, 2022
8,544
$50.62 - $56.47 $432K - $482K
Pimco Income Opportunity Fd
Q4 2021 Filed on Feb 14, 2022
20,227
N/A
NCR
Ncr Corp

Technology
Q4 2021 Filed on Feb 14, 2022
5,294
$37.35 - $44.19 $198K - $234K
CLVS
Clovis Oncology, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
72,135
$2.7 - $4.76 $195K - $343K
RNG
Ring Central, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
1,773
$177.8 - $281.64 $315K - $499K
Vereit Inc
Q4 2021 Filed on Feb 14, 2022
8,584
N/A
SPB
Spectrum Brands Holdings, Inc.

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
3,309
$91.86 - $106.37 $304K - $352K
HCSG
Healthcare Services Group Inc

Healthcare
Q4 2021 Filed on Feb 14, 2022
13,611
$16.48 - $25.44 $224K - $346K
Innovator Etfs Tr Ii
Q4 2021 Filed on Feb 14, 2022
32,687
N/A
BIG
Big Lots Inc

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
4,764
$41.52 - $51.03 $198K - $243K
Baudax Bio Inc
Q4 2021 Filed on Feb 14, 2022
56,000
N/A
AIV
Apartment Investment & Management CO

Real Estate
Q4 2021 Filed on Feb 14, 2022
11,824
$7.08 - $8.14 $83.7K - $96.2K
INSG
Inseego Corp.

Technology
Q4 2021 Filed on Feb 14, 2022
10,883
$5.44 - $7.77 $59.2K - $84.6K
HIBB
Hibbett Inc

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
2,914
$65.34 - $99.69 $190K - $290K
JMIA
Jumia Technologies Ag

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
26,968
$10.75 - $20.24 $290K - $546K
HYLD
Exchange Listed Funds Trust

ETFs
Q4 2021 Filed on Feb 14, 2022
8,108
$31.41 - $32.18 $255K - $261K
Cimarex Energy CO
Q4 2021 Filed on Feb 14, 2022
15,415
N/A
Ishares Tr
Q4 2021 Filed on Feb 14, 2022
21,515
N/A
ASAN
Asana, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
10,810
$64.2 - $142.68 $694K - $1.54M
JTKWY
Just Eat Takeaway.Com N.V.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
23,704
$10.22 - $16.68 $242K - $395K
AWAY
ETF Managers Tr Etfmg Travel T

ETFs
Q4 2021 Filed on Feb 14, 2022
10,538
$22.88 - $29.39 $241K - $310K
Firstcash Inc
Q4 2021 Filed on Feb 14, 2022
2,676
N/A
HYLN
Hyliion Holdings Corp.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
11,753
$5.82 - $9.07 $68.4K - $107K
TWOU
2 U, Inc.

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
8,724
$20.0 - $34.34 $174K - $300K
BKYI
Bio Key International Inc

Industrials
Q4 2021 Filed on Feb 14, 2022
30,510
$2.15 - $3.56 $65.6K - $109K
VSH
Vishay Intertechnology Inc

Technology
Q4 2021 Filed on Feb 14, 2022
12,376
$19.01 - $22.55 $235K - $279K
CSTL
Castle Biosciences Inc

Healthcare
Q4 2021 Filed on Feb 14, 2022
3,712
$39.06 - $67.58 $145K - $251K
Nuveen Diversified Divid & I
Q4 2021 Filed on Feb 14, 2022
15,278
N/A
Ishares Tr
Q4 2021 Filed on Feb 14, 2022
10,150
N/A
RXN
Zurn Water Solutions Corporation

Industrials
Q4 2021 Filed on Feb 14, 2022
3,501
N/A
EJUL
Innovator Etfs Tr Emerging Mkt

ETFs
Q4 2021 Filed on Feb 14, 2022
8,000
$25.24 - $26.29 $202K - $210K
EBIX
Ebix Inc

Technology
Q4 2021 Filed on Feb 14, 2022
8,957
$27.05 - $38.83 $242K - $348K
DCT
Duck Creek Technologies, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
4,657
$27.74 - $46.23 $129K - $215K
Cree Inc
Q4 2021 Filed on Feb 14, 2022
4,183
N/A
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