Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $34.2 Billion
  • Q3 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Pimco Dynamic Cr Income Fd
Q4 2021 Filed on Feb 14, 2022
54,718
N/A
Vereit Inc
Q4 2021 Filed on Feb 14, 2022
8,584
N/A
SPB
Spectrum Brands Holdings, Inc.

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
3,309
$91.86 - $106.37 $304K - $352K
NCR
Ncr Corp

Technology
Q4 2021 Filed on Feb 14, 2022
5,294
$37.35 - $44.19 $198K - $234K
KSU
Kansas City Southern

Industrials
Q4 2021 Filed on Feb 14, 2022
1,068
N/A
JMIA
Jumia Technologies Ag

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
26,968
$10.75 - $20.24 $290K - $546K
Ishares Tr
Q4 2021 Filed on Feb 14, 2022
10,150
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Feb 14, 2022
34,656
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Feb 14, 2022
98,745
N/A
Meridian Bancorp Inc Md
Q4 2021 Filed on Feb 14, 2022
10,264
N/A
Nuance Communications Inc
Q4 2021 Filed on Feb 14, 2022
4,074
N/A
CLVS
Clovis Oncology, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
72,135
$2.7 - $4.76 $195K - $343K
Nuveen Tax Advantaged Divid
Q4 2021 Filed on Feb 14, 2022
18,849
N/A
OSTK
Overstock.Com, Inc

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
2,776
$59.01 - $108.3 $164K - $301K
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

Financial Services
Q4 2021 Filed on Feb 14, 2022
34,712
$23.2 - $24.43 $805K - $848K
Nuveen Diversified Divid & I
Q4 2021 Filed on Feb 14, 2022
15,278
N/A
DBP
Invesco Db Precious Metals Fund

ETFs
Q4 2021 Filed on Feb 14, 2022
7,895
$47.19 - $50.77 $373K - $401K
EBIX
Ebix Inc

Technology
Q4 2021 Filed on Feb 14, 2022
8,957
$27.05 - $38.83 $242K - $348K
Ishares Tr
Q4 2021 Filed on Feb 14, 2022
21,515
N/A
Cimarex Energy CO
Q4 2021 Filed on Feb 14, 2022
15,415
N/A
NTNX
Nutanix, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
8,037
$29.96 - $39.04 $241K - $314K
Cyrusone Inc
Q4 2021 Filed on Feb 14, 2022
3,118
N/A
ETON
Eton Pharmaceuticals, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
11,500
$3.66 - $6.59 $42.1K - $75.8K
Pimco Income Opportunity Fd
Q4 2021 Filed on Feb 14, 2022
20,227
N/A
Innovator Etfs Tr Ii
Q4 2021 Filed on Feb 14, 2022
32,687
N/A
BKYI
Bio Key International Inc

Industrials
Q4 2021 Filed on Feb 14, 2022
30,510
$2.15 - $3.56 $65.6K - $109K
DCT
Duck Creek Technologies, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
4,657
$27.74 - $46.23 $129K - $215K
RXN
Zurn Water Solutions Corporation

Industrials
Q4 2021 Filed on Feb 14, 2022
3,501
N/A
XWEB
Spdr Ser Tr S&P Internet ETF

ETFs
Q4 2021 Filed on Feb 14, 2022
2,267
N/A
CXDC
China Xd Plastics CO LTD

Basic Materials
Q4 2021 Filed on Feb 14, 2022
40,000
$0.03 - $0.93 $1.2K - $37.2K
VSH
Vishay Intertechnology Inc

Technology
Q4 2021 Filed on Feb 14, 2022
12,376
$19.01 - $22.55 $235K - $279K
Cree Inc
Q4 2021 Filed on Feb 14, 2022
4,183
N/A
TWOU
2 U, Inc.

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
8,724
$20.0 - $34.34 $174K - $300K
VMEO
Vimeo, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
7,497
$17.53 - $35.02 $131K - $263K
ASAN
Asana, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
10,810
$64.2 - $142.68 $694K - $1.54M
HYLN
Hyliion Holdings Corp.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
11,753
$5.82 - $9.07 $68.4K - $107K
Firstcash Inc
Q4 2021 Filed on Feb 14, 2022
2,676
N/A
INSG
Inseego Corp.

Technology
Q4 2021 Filed on Feb 14, 2022
10,883
$5.44 - $7.77 $59.2K - $84.6K
AMEH
Apollo Medical Holdings, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
2,324
$66.48 - $119.45 $154K - $278K
HYLD
Exchange Listed Funds Trust

ETFs
Q4 2021 Filed on Feb 14, 2022
8,108
$31.41 - $32.18 $255K - $261K
AIV
Apartment Investment & Management CO

Real Estate
Q4 2021 Filed on Feb 14, 2022
11,824
$7.08 - $8.14 $83.7K - $96.2K
QGEN
Qiagen N.V.

Healthcare
Q4 2021 Filed on Feb 14, 2022
8,544
$50.62 - $56.47 $432K - $482K
Osi ETF Tr
Q4 2021 Filed on Feb 14, 2022
37,368
N/A
LMND
Lemonade, Inc.

Financial Services
Q4 2021 Filed on Feb 14, 2022
4,386
$39.64 - $72.06 $174K - $316K
WEA
Western Asset Premier Bond Fund

Financial Services
Q4 2021 Filed on Feb 14, 2022
109,677
$13.7 - $14.35 $1.5M - $1.57M
CCD
Calamos Dynamic Convertible & Income Fund

Financial Services
Q4 2021 Filed on Feb 14, 2022
6,792
$29.4 - $33.4 $200K - $227K
BIG
Big Lots Inc

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
4,764
$41.52 - $51.03 $198K - $243K
HIBB
Hibbett Inc

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
2,914
$65.34 - $99.69 $190K - $290K
JTKWY
Just Eat Takeaway.Com N.V.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
23,704
$10.22 - $16.68 $242K - $395K
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