Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

$29 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
NAK Northern Dynasty Minerals LTD Basic Materials	Q1 2018 Filed on May 11, 2018	25,000	$0.84 - $1.85 $21K - $46.3K
Och Ziff Cap Mgmt Group	Q1 2018 Filed on May 11, 2018	12,303	N/A
Gulf Resources Inc	Q1 2018 Filed on May 11, 2018	22,927	N/A
First Tr Exch Trd Alpha Fd I	Q1 2018 Filed on May 11, 2018	6,422	N/A
Vaneck Vectors ETF Tr	Q1 2018 Filed on May 11, 2018	30,710	N/A
FAN First Tr Exchange Traded Fd Ii	Q1 2018 Filed on May 11, 2018	12,012	N/A
Oclaro Inc	Q1 2018 Filed on May 11, 2018	31,331	N/A
FTDS First Trust Dividend Strength ETFs	Q1 2018 Filed on May 11, 2018	7,259	N/A
TRQ.TO Turquoise Hill Resources Ltd. Basic Materials	Q1 2018 Filed on May 11, 2018	10,752	N/A
EVG Eaton Vance Short Duration Diversified Income Fund Financial Services	Q1 2018 Filed on May 11, 2018	25,251	$13.38 - $14.35 $338K - $362K
Powershares ETF Tr Ii	Q1 2018 Filed on May 11, 2018	4,511	N/A
Stonemor Partners L P	Q1 2018 Filed on May 11, 2018	12,659	N/A
Atwood Oceanics Inc	Q4 2017 Filed on Feb 13, 2018	108,759	N/A
Powershares ETF Trust Ii	Q4 2017 Filed on Feb 13, 2018	13,634	N/A
EHI Western Asset Global High Income Fund Inc. Financial Services	Q4 2017 Filed on Feb 13, 2018	10,107	$9.86 - $10.39 $99.7K - $105K
Nuveen Global High Income Fd	Q4 2017 Filed on Feb 13, 2018	10,701	N/A
DAN Dana Inc Consumer Cyclical	Q4 2017 Filed on Feb 13, 2018	7,450	$28.08 - $33.04 $209K - $246K
Nuveen Energy Mlp Totl Rtrnf	Q4 2017 Filed on Feb 13, 2018	11,760	N/A
GABC German American Bancorp, Inc. Financial Services	Q4 2017 Filed on Feb 13, 2018	5,474	$34.48 - $38.75 $189K - $212K
AAOI Applied Optoelectronics, Inc. Technology	Q4 2017 Filed on Feb 13, 2018	8,719	$37.8 - $64.52 $330K - $563K
Coach Inc	Q4 2017 Filed on Feb 13, 2018	8,531	N/A
OPK Opko Health, Inc. Healthcare	Q4 2017 Filed on Feb 13, 2018	10,279	$4.61 - $7.04 $47.4K - $72.4K
ENFR Alerian Energy Infrastructure ETFs	Q4 2017 Filed on Feb 13, 2018	12,192	$21.75 - $23.55 $265K - $287K
PBI Pitney Bowes Inc Industrials	Q4 2017 Filed on Feb 13, 2018	11,746	$9.64 - $14.24 $113K - $167K
AMG Affiliated Managers Group, Inc. Financial Services	Q4 2017 Filed on Feb 13, 2018	1,155	$182.86 - $206.51 $211K - $239K
Potash Corp Sask Inc	Q4 2017 Filed on Feb 13, 2018	10,718	N/A
Bard C R Inc	Q4 2017 Filed on Feb 13, 2018	628	N/A
Cytrx Corp	Q4 2017 Filed on Feb 13, 2018	10,000	N/A
Spdr Series Trust	Q4 2017 Filed on Feb 13, 2018	13,747	N/A
HOMB Home Bancshares Inc Financial Services	Q4 2017 Filed on Feb 13, 2018	12,677	$21.39 - $25.8 $271K - $327K
Fortress Investment Group Ll	Q4 2017 Filed on Feb 13, 2018	16,523	N/A
Intel Corp	Q4 2017 Filed on Feb 13, 2018	60,000	N/A
Syngenta Ag	Q4 2017 Filed on Feb 13, 2018	2,237	N/A
Delphi Automotive PLC	Q4 2017 Filed on Feb 13, 2018	23,843	N/A
Claymore Exchange Trd Fd Tr	Q4 2017 Filed on Feb 13, 2018	23,025	N/A
Quintiles Ims Holdings Inc	Q4 2017 Filed on Feb 13, 2018	6,698	N/A
Tsakos Energy Navigation LTD	Q4 2017 Filed on Feb 13, 2018	12,855	N/A
UCTT Ultra Clean Holdings, Inc. Technology	Q4 2017 Filed on Feb 13, 2018	8,751	$20.22 - $34.51 $177K - $302K
Whiting Pete Corp New	Q4 2017 Filed on Feb 13, 2018	24,912	N/A
Pengrowth Energy Corp	Q4 2017 Filed on Feb 13, 2018	13,590	N/A
MUI Blackrock Municipal Income Fund, Inc. Financial Services	Q4 2017 Filed on Feb 13, 2018	12,010	$13.71 - $14.37 $165K - $173K
NRO Neuberger Berman Real Estate Securities Income Fund Inc Financial Services	Q4 2017 Filed on Feb 13, 2018	17,600	$5.36 - $5.65 $94.3K - $99.4K
TEO Telecom Argentina Sa Communication Services	Q4 2017 Filed on Feb 13, 2018	6,755	$30.43 - $39.7 $206K - $268K
Spdr Series Trust	Q4 2017 Filed on Feb 13, 2018	20,711	N/A

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