Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $30 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
BTO
John Hancock Financial Opportunities Fund

Financial Services
Q4 2018 Filed on Feb 14, 2019
15,419
$26.17 - $37.63 $404K - $580K
JPUS
Jpmorgan Diversified Return Us

ETFs
Q4 2018 Filed on Feb 14, 2019
4,609
N/A
CEQP
Crestwood Equity Partners LP

Energy
Q4 2018 Filed on Feb 14, 2019
5,820
$26.94 - $38.88 $157K - $226K
Credit Suisse Nassau Brh
Q4 2018 Filed on Feb 14, 2019
767
N/A
AGIO
Agios Pharmaceuticals, Inc.

Healthcare
Q4 2018 Filed on Feb 14, 2019
3,303
$42.73 - $76.53 $141K - $253K
Bemis Inc
Q4 2018 Filed on Feb 14, 2019
4,789
N/A
Biotelemetry Inc
Q4 2018 Filed on Feb 14, 2019
3,566
N/A
BME
Black Rock Health Sciences Trust

Financial Services
Q4 2018 Filed on Feb 14, 2019
25,700
$32.3 - $43.99 $830K - $1.13M
Blackrock Ny Mun Income Tr I
Q4 2018 Filed on Feb 14, 2019
12,932
N/A
BOKF
Bok Financial Corp

Financial Services
Q4 2018 Filed on Feb 14, 2019
2,071
$70.59 - $97.5 $146K - $202K
Centerstate Bk Corp
Q4 2018 Filed on Feb 14, 2019
7,471
N/A
NUS
Nu Skin Enterprises, Inc.

Consumer Defensive
Q4 2018 Filed on Feb 14, 2019
3,974
$56.44 - $81.77 $224K - $325K
GEM
Goldman Sachs ETF Tr Actvebeta

ETFs
Q4 2018 Filed on Feb 14, 2019
25,275
$28.94 - $32.79 $731K - $829K
Energy Transfer Partners LP
Q4 2018 Filed on Feb 14, 2019
27,489
N/A
Ctrip Com Intl LTD
Q4 2018 Filed on Feb 14, 2019
10,561
N/A
Eldorado Resorts Inc
Q4 2018 Filed on Feb 14, 2019
16,847
N/A
Maxwell Technologies Inc
Q4 2018 Filed on Feb 14, 2019
12,500
N/A
Navios Maritime Partners L P
Q4 2018 Filed on Feb 14, 2019
16,655
N/A
Reality Shs ETF Tr
Q4 2018 Filed on Feb 14, 2019
7,474
N/A
ROIC
Retail Opportunity Investments Corp

Real Estate
Q4 2018 Filed on Feb 14, 2019
10,549
$15.46 - $18.65 $163K - $197K
Retail Pptys Amer Inc
Q4 2018 Filed on Feb 14, 2019
10,566
N/A
Penney J C Inc
Q4 2018 Filed on Feb 14, 2019
17,490
N/A
Texas Pac Ld Tr
Q4 2018 Filed on Feb 14, 2019
259
N/A
Thomson Reuters Corp
Q4 2018 Filed on Feb 14, 2019
6,279
N/A
TRIP
Trip Advisor, Inc.

Consumer Cyclical
Q4 2018 Filed on Feb 14, 2019
14,326
$44.2 - $66.93 $633K - $959K
Synergy Pharmaceuticals Del
Q4 2018 Filed on Feb 14, 2019
11,145
N/A
Morgan Stanley Asia Pac Fd I
Q4 2018 Filed on Feb 14, 2019
18,058
N/A
ASG
Liberty All Star Growth Fund Inc.

Financial Services
Q4 2018 Filed on Feb 14, 2019
155,696
$4.06 - $6.5 $632K - $1.01M
EWO
Ishares Inc Msci Austria ETF

ETFs
Q4 2018 Filed on Feb 14, 2019
11,313
$17.5 - $22.99 $198K - $260K
COHR
Ii Vi Inc

Technology
Q4 2018 Filed on Feb 14, 2019
2,521
$94.23 - $179.03 $238K - $451K
Carbonite Inc
Q4 2018 Filed on Feb 14, 2019
7,911
N/A
MFIN
Medallion Financial Corp

Financial Services
Q4 2018 Filed on Feb 14, 2019
15,821
$4.16 - $7.23 $65.8K - $114K
Cigna Corporation
Q4 2018 Filed on Feb 14, 2019
6,279
N/A
LPSN
Liveperson Inc

Technology
Q4 2018 Filed on Feb 14, 2019
31,788
$17.17 - $25.12 $546K - $799K
MITK
Mitek Systems Inc

Technology
Q4 2018 Filed on Feb 14, 2019
14,177
$6.52 - $10.81 $92.4K - $153K
Midsouth Bancorp Inc
Q4 2018 Filed on Feb 14, 2019
11,112
N/A
Misonix Inc
Q4 2018 Filed on Feb 14, 2019
14,650
N/A
UIS
Unisys Corp

Technology
Q4 2018 Filed on Feb 14, 2019
15,204
$10.69 - $20.11 $163K - $306K
Nvidia Corp
Q3 2018 Filed on Nov 07, 2018
4,000
N/A
Rti Intl Metals Inc
Q3 2018 Filed on Nov 07, 2018
4,000
N/A
Union Bankshares Corp New
Q3 2018 Filed on Nov 07, 2018
28,366
N/A
Intel Corp
Q3 2018 Filed on Nov 07, 2018
3,000
N/A
Rpm Intl Inc
Q3 2018 Filed on Nov 07, 2018
3,000
N/A
AADR
Advisorshares Dorsey Wright Ad

ETFs
Q3 2018 Filed on Nov 07, 2018
63,001
N/A
Caesars Entmt Corp
Q3 2018 Filed on Nov 07, 2018
1,180
N/A
Janus Henderson Group PLC
Q3 2018 Filed on Nov 07, 2018
2,000
N/A
BCX
Black Rock Resources & Commodities Strategy Trust

Financial Services
Q3 2018 Filed on Nov 07, 2018
23,436
$8.61 - $9.32 $202K - $218K
Jarden Corp
Q3 2018 Filed on Nov 07, 2018
3,000
N/A
Valeant Pharmaceuticals Intl
Q3 2018 Filed on Nov 07, 2018
16,424
N/A
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