Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $29 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Celgene Corp
Q4 2019 Filed on Feb 11, 2020
16,372
N/A
DK
Delek Us Holdings, Inc.

Energy
Q4 2019 Filed on Feb 11, 2020
5,688
$32.97 - $40.7 $188K - $232K
Cbs Corp New
Q4 2019 Filed on Feb 11, 2020
8,795
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 11, 2020
39,075
N/A
Buckeye Partners L P
Q4 2019 Filed on Feb 11, 2020
9,308
N/A
Bb&T Corp
Q4 2019 Filed on Feb 11, 2020
29,349
N/A
Grubhub Inc
Q4 2019 Filed on Feb 11, 2020
7,462
N/A
VSAT
Viasat Inc

Technology
Q4 2019 Filed on Feb 11, 2020
3,482
$66.41 - $74.0 $231K - $258K
VAC
Marriott Vacations Worldwide Corp

Consumer Cyclical
Q4 2019 Filed on Feb 11, 2020
3,905
$100.21 - $130.56 $391K - $510K
Columbia Ppty Tr Inc
Q4 2019 Filed on Feb 11, 2020
9,615
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 11, 2020
69,450
N/A
CWH
Camping World Holdings, Inc.

Consumer Cyclical
Q4 2019 Filed on Feb 11, 2020
12,507
$7.86 - $14.83 $98.3K - $185K
Realpage Inc
Q4 2019 Filed on Feb 11, 2020
5,792
N/A
Flaherty & Crumrine Dyn Pfd
Q4 2019 Filed on Feb 11, 2020
11,162
N/A
Ship Finance International L
Q4 2019 Filed on Feb 11, 2020
19,722
N/A
Intelsat S A
Q4 2019 Filed on Feb 11, 2020
17,077
N/A
CVGW
Calavo Growers Inc

Consumer Defensive
Q4 2019 Filed on Feb 11, 2020
2,237
$84.07 - $94.92 $188K - $212K
Hcp Inc
Q4 2019 Filed on Feb 11, 2020
26,019
N/A
Suntrust Bks Inc
Q4 2019 Filed on Feb 11, 2020
9,377
N/A
Bhp Group PLC
Q4 2019 Filed on Feb 11, 2020
7,538
N/A
SOCL
Global X Fds Global X Social M

ETFs
Q4 2019 Filed on Feb 11, 2020
7,257
$31.17 - $34.86 $226K - $253K
Ishares Tr
Q4 2019 Filed on Feb 11, 2020
16,858
N/A
MSEX
Middlesex Water CO

Utilities
Q4 2019 Filed on Feb 11, 2020
4,046
$59.03 - $67.25 $239K - $272K
Medidata Solutions Inc
Q4 2019 Filed on Feb 11, 2020
8,978
N/A
Sprint Corporation
Q4 2019 Filed on Feb 11, 2020
14,548
N/A
CNBS
Amplify ETF Tr Seymour Cannabi

ETFs
Q4 2019 Filed on Feb 11, 2020
19,487
$12.62 - $17.97 $246K - $350K
SHBI
Shore Bancshares Inc

Financial Services
Q4 2019 Filed on Feb 11, 2020
10,112
$15.16 - $17.72 $153K - $179K
Sellas Life Sciences Group I
Q4 2019 Filed on Feb 11, 2020
66,000
N/A
Cbl & Assoc Pptys Inc
Q3 2019 Filed on Nov 14, 2019
25,290
N/A
VCV
Invesco California Value Municipal Income Trust

Financial Services
Q3 2019 Filed on Nov 14, 2019
12,140
$12.5 - $13.5 $152K - $164K
Abraxas Pete Corp
Q3 2019 Filed on Nov 14, 2019
10,000
N/A
Torchmark Corp
Q3 2019 Filed on Nov 14, 2019
2,831
N/A
DBD
Diebold Nixdorf, Inc

Technology
Q3 2019 Filed on Nov 14, 2019
18,905
$9.0 - $14.22 $170K - $269K
Hornbeck Offshore Svcs Inc N
Q3 2019 Filed on Nov 14, 2019
46,733
N/A
STK
Columbia Seligman Premium Technology Growth Fund, Inc.

Financial Services
Q3 2019 Filed on Nov 14, 2019
9,791
$19.85 - $22.1 $194K - $216K
Harris Corp Del
Q3 2019 Filed on Nov 14, 2019
2,138
N/A
CHIX
Global X

ETFs
Q3 2019 Filed on Nov 14, 2019
15,538
$14.37 - $16.66 $223K - $259K
SNPTY
China Petro&Chem Ads (100 Ord)
Q3 2019 Filed on Nov 14, 2019
3,156
N/A
FAD
First Tr Multi Cap Growth Alph

ETFs
Q3 2019 Filed on Nov 14, 2019
4,608
$72.15 - $76.9 $332K - $354K
Anadarko Pete Corp
Q3 2019 Filed on Nov 14, 2019
11,164
N/A
MYD
Blackrock Muniyield Fund, Inc.

Financial Services
Q3 2019 Filed on Nov 14, 2019
10,787
$14.3 - $15.08 $154K - $163K
NKX
Nuveen California Amt Free Quality Municipal Income Fund

Financial Services
Q3 2019 Filed on Nov 14, 2019
13,803
$14.53 - $15.55 $201K - $215K
Ishares Tr
Q3 2019 Filed on Nov 14, 2019
12,346
N/A
Ubiquiti Networks Inc
Q3 2019 Filed on Nov 14, 2019
1,805
N/A
Total Sys Svcs Inc
Q3 2019 Filed on Nov 14, 2019
3,782
N/A
Blackstone Group L P
Q3 2019 Filed on Nov 14, 2019
49,941
N/A
L3 Technologies Inc
Q3 2019 Filed on Nov 14, 2019
2,402
N/A
IQ
I Qiyi, Inc.

Communication Services
Q3 2019 Filed on Nov 14, 2019
11,012
$16.13 - $21.19 $178K - $233K
TY
Tri Continental Corp

Financial Services
Q3 2019 Filed on Nov 14, 2019
24,755
$26.02 - $27.66 $644K - $685K
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