Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $30 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Buckeye Partners L P
Q4 2019 Filed on Feb 11, 2020
9,308
N/A
Ishares Tr
Q4 2019 Filed on Feb 11, 2020
16,858
N/A
CVGW
Calavo Growers Inc

Consumer Defensive
Q4 2019 Filed on Feb 11, 2020
2,237
$84.07 - $94.92 $188K - $212K
Exchange Traded Concepts Tr
Q4 2019 Filed on Feb 11, 2020
56,416
N/A
SOCL
Global X Fds Global X Social M

ETFs
Q4 2019 Filed on Feb 11, 2020
7,257
$31.17 - $34.86 $226K - $253K
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 11, 2020
39,075
N/A
Hcp Inc
Q4 2019 Filed on Feb 11, 2020
26,019
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 11, 2020
69,450
N/A
Columbia Ppty Tr Inc
Q4 2019 Filed on Feb 11, 2020
9,615
N/A
CWH
Camping World Holdings, Inc.

Consumer Cyclical
Q4 2019 Filed on Feb 11, 2020
12,507
$7.86 - $14.83 $98.3K - $185K
VAC
Marriott Vacations Worldwide Corp

Consumer Cyclical
Q4 2019 Filed on Feb 11, 2020
3,905
$100.21 - $130.56 $391K - $510K
Medidata Solutions Inc
Q4 2019 Filed on Feb 11, 2020
8,978
N/A
MSEX
Middlesex Water CO

Utilities
Q4 2019 Filed on Feb 11, 2020
4,046
$59.03 - $67.25 $239K - $272K
Realpage Inc
Q4 2019 Filed on Feb 11, 2020
5,792
N/A
Flaherty & Crumrine Dyn Pfd
Q4 2019 Filed on Feb 11, 2020
11,162
N/A
Sprint Corporation
Q4 2019 Filed on Feb 11, 2020
14,548
N/A
Intelsat S A
Q4 2019 Filed on Feb 11, 2020
17,077
N/A
DK
Delek Us Holdings, Inc.

Energy
Q4 2019 Filed on Feb 11, 2020
5,688
$32.97 - $40.7 $188K - $232K
Bhp Group PLC
Q4 2019 Filed on Feb 11, 2020
7,538
N/A
Suntrust Bks Inc
Q4 2019 Filed on Feb 11, 2020
9,377
N/A
SBS
Companhia De Saneamento Basico Do Estado De Sao Paulo Sabesp

Utilities
Q4 2019 Filed on Feb 11, 2020
29,125
$11.75 - $15.16 $342K - $442K
SHBI
Shore Bancshares Inc

Financial Services
Q4 2019 Filed on Feb 11, 2020
10,112
$15.16 - $17.72 $153K - $179K
Ishares Tr
Q3 2019 Filed on Nov 14, 2019
12,346
N/A
THD
Ishares Inc Msci Thailand ETF

ETFs
Q3 2019 Filed on Nov 14, 2019
3,138
$85.85 - $96.22 $269K - $302K
VMO
Invesco Municipal Opportunity Trust

Financial Services
Q3 2019 Filed on Nov 14, 2019
11,007
$12.22 - $12.88 $135K - $142K
IFN
India Fund Inc

Financial Services
Q3 2019 Filed on Nov 14, 2019
10,895
$19.52 - $21.62 $213K - $236K
Harris Corp Del
Q3 2019 Filed on Nov 14, 2019
2,138
N/A
Milacron Hldgs Corp
Q3 2019 Filed on Nov 14, 2019
30,744
N/A
JSMD
Janus Detr Str Tr Henderson Sm

ETFs
Q3 2019 Filed on Nov 14, 2019
9,305
$43.19 - $45.21 $402K - $421K
HYI
Western Asset High Yield Defined Opportunity Fund Inc.

Financial Services
Q3 2019 Filed on Nov 14, 2019
11,609
$14.83 - $15.51 $172K - $180K
PYZ
Invesco Exchange Traded Fd Tr

ETFs
Q3 2019 Filed on Nov 14, 2019
6,810
$57.15 - $60.16 $389K - $410K
Altaba Inc
Q3 2019 Filed on Nov 14, 2019
6,666
N/A
Ishares Tr
Q3 2019 Filed on Nov 14, 2019
8,038
N/A
TUR
Ishares Msci Turkey ETF

ETFs
Q3 2019 Filed on Nov 14, 2019
16,845
$23.85 - $26.72 $402K - $450K
EWP
Ishares Inc Msci Spain ETF

ETFs
Q3 2019 Filed on Nov 14, 2019
15,676
$26.11 - $29.41 $409K - $461K
L3 Technologies Inc
Q3 2019 Filed on Nov 14, 2019
2,402
N/A
Vaneck Vectors ETF Tr
Q3 2019 Filed on Nov 14, 2019
11,553
N/A
Hornbeck Offshore Svcs Inc N
Q3 2019 Filed on Nov 14, 2019
46,733
N/A
Worldpay Inc
Q3 2019 Filed on Nov 14, 2019
1,950
N/A
Frontier Communications Corp
Q3 2019 Filed on Nov 14, 2019
10,908
N/A
Ak Stl Hldg Corp
Q3 2019 Filed on Nov 14, 2019
23,973
N/A
MYD
Blackrock Muniyield Fund, Inc.

Financial Services
Q3 2019 Filed on Nov 14, 2019
10,787
$14.3 - $15.08 $154K - $163K
RMT
Royce Micro Cap Trust, Inc.

Financial Services
Q3 2019 Filed on Nov 14, 2019
30,363
$7.65 - $8.28 $232K - $251K
NEWR
New Relic, Inc.

Technology
Q3 2019 Filed on Nov 14, 2019
2,399
$56.3 - $95.78 $135K - $230K
FGD
First Tr Exchange Trd Fd Ii Fi

ETFs
Q3 2019 Filed on Nov 14, 2019
32,445
$22.69 - $23.43 $736K - $760K
Abraxas Pete Corp
Q3 2019 Filed on Nov 14, 2019
10,000
N/A
TY
Tri Continental Corp

Financial Services
Q3 2019 Filed on Nov 14, 2019
24,755
$26.02 - $27.66 $644K - $685K
Blackrock Municipal Bond Tr
Q3 2019 Filed on Nov 14, 2019
10,843
N/A
BHC
Bausch Health Companies Inc.

Healthcare
Q3 2019 Filed on Nov 14, 2019
9,035
$20.88 - $25.66 $189K - $232K
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