Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $30 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
0HVP.L
Lumen Technologies, Inc.

Telecommunication
Q1 2021 Filed on May 14, 2021
101,919
N/A
Parsley Energy Inc
Q1 2021 Filed on May 14, 2021
19,097
N/A
IRBT
Irobot Corp

Consumer Cyclical
Q1 2021 Filed on May 14, 2021
7,208
$79.38 - $161.16 $572K - $1.16M
SLS
Sellas Life Sciences Group, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
11,024
$2.45 - $17.66 $27K - $195K
SGMO
Sangamo Therapeutics, Inc

Healthcare
Q4 2020 Filed on Feb 12, 2021
21,364
$9.23 - $18.18 $197K - $388K
FRO
Frontline LTD

Energy
Q4 2020 Filed on Feb 12, 2021
16,506
$5.41 - $7.4 $89.3K - $122K
Ishares Tr
Q4 2020 Filed on Feb 12, 2021
14,583
N/A
Cabot Microelectronics Corp
Q4 2020 Filed on Feb 12, 2021
5,530
N/A
GGZ
Gabelli Global Small & Mid Cap Value Trust

Financial Services
Q4 2020 Filed on Feb 12, 2021
18,717
$9.8 - $13.05 $183K - $244K
EURN
Euronav Nv

Energy
Q4 2020 Filed on Feb 12, 2021
16,974
$7.36 - $9.18 $125K - $156K
Slack Technologies Inc
Q4 2020 Filed on Feb 12, 2021
40,868
N/A
Apache Corp
Q4 2020 Filed on Feb 12, 2021
11,871
N/A
Kirkland Lake Gold LTD
Q4 2020 Filed on Feb 12, 2021
4,274
N/A
Mallinckrodt Pub LTD CO
Q4 2020 Filed on Feb 12, 2021
12,711
N/A
SPXE
Proshares Tr S&P 500 Ex Energy

ETFs
Q4 2020 Filed on Feb 12, 2021
78,516
$35.57 - $40.78 $2.79M - $3.2M
Livongo Health Inc
Q4 2020 Filed on Feb 12, 2021
2,478
N/A
HGLB
Highland Global Allocation Fund

N/A
Q4 2020 Filed on Feb 12, 2021
13,854
$5.03 - $6.79 $69.7K - $94.1K
Hd Supply Hldgs Inc
Q4 2020 Filed on Feb 12, 2021
6,725
N/A
Vereit Inc
Q4 2020 Filed on Feb 12, 2021
72,420
N/A
E Trade Financial Corp
Q4 2020 Filed on Feb 12, 2021
4,263
N/A
NYMT
New York Mortgage Trust Inc

Real Estate
Q4 2020 Filed on Feb 12, 2021
10,834
$2.54 - $3.84 $27.5K - $41.6K
Dividend & Income Fd Inc
Q4 2020 Filed on Feb 12, 2021
57,984
N/A
Seattle Genetics Inc
Q4 2020 Filed on Feb 12, 2021
4,468
N/A
TDF
Templeton Dragon Fund Inc

Financial Services
Q4 2020 Filed on Feb 12, 2021
9,770
$21.32 - $25.45 $208K - $249K
Varian Med Sys Inc
Q4 2020 Filed on Feb 12, 2021
2,802
N/A
Bristol Myers Squibb CO
Q4 2020 Filed on Feb 12, 2021
10,427
N/A
Dunkin Brands Group Inc
Q4 2020 Filed on Feb 12, 2021
9,446
N/A
Unilever N V
Q4 2020 Filed on Feb 12, 2021
34,996
N/A
China Mobile Limited
Q4 2020 Filed on Feb 12, 2021
8,133
N/A
SNLN
Highland Fds I Highland/Iboxx

ETFs
Q4 2020 Filed on Feb 12, 2021
11,464
$15.6 - $16.02 $179K - $184K
GER
Goldman Sachs Mlp & Energy Renaissance Fund

Financial Services
Q4 2020 Filed on Feb 12, 2021
10,670
$5.88 - $8.59 $62.7K - $91.7K
Immunomedics Inc
Q4 2020 Filed on Feb 12, 2021
3,487
N/A
GRX
Gabelli Healthcare & Wellness Rx Trust

Financial Services
Q4 2020 Filed on Feb 12, 2021
16,618
$9.98 - $11.95 $166K - $199K
IDLV
Invesco ETF Ii S&P Intl Dev Lo

ETFs
Q4 2020 Filed on Feb 12, 2021
28,251
$27.42 - $30.09 $775K - $850K
Invesco Exch Trd Slf Idx Fd
Q4 2020 Filed on Feb 12, 2021
34,385
N/A
HQH
Tekla Healthcare Investors

Financial Services
Q4 2020 Filed on Feb 12, 2021
11,152
$19.72 - $23.83 $220K - $266K
Ubs Ag Jersey Branch
Q4 2020 Filed on Feb 12, 2021
17,262
N/A
RCI
Rogers Communications Inc

Communication Services
Q3 2020 Filed on Nov 13, 2020
5,971
$38.08 - $43.61 $227K - $260K
Polymet Mng Corp
Q3 2020 Filed on Nov 13, 2020
40,527
N/A
Fireeye Inc
Q3 2020 Filed on Nov 13, 2020
13,214
N/A
AQN
Algonquin Power & Utilities Corp.

Utilities
Q3 2020 Filed on Nov 13, 2020
11,541
$12.55 - $14.54 $145K - $168K
RWT
Redwood Trust Inc

Real Estate
Q3 2020 Filed on Nov 13, 2020
12,634
$6.13 - $8.0 $77.4K - $101K
DWMC
Advisorshares Tr Dorsey Wright

ETFs
Q3 2020 Filed on Nov 13, 2020
43,638
N/A
Match Group Inc
Q3 2020 Filed on Nov 13, 2020
1,901
N/A
BRFS
Brf S.A.

Consumer Defensive
Q3 2020 Filed on Nov 13, 2020
31,290
$3.23 - $4.25 $101K - $133K
Entercom Communications Corp
Q3 2020 Filed on Nov 13, 2020
94,018
N/A
CFMS
Conformis Inc

Healthcare
Q3 2020 Filed on Nov 13, 2020
20,000
$0.66 - $0.88 $13.2K - $17.6K
T Mobile Us Inc
Q3 2020 Filed on Nov 13, 2020
28,781
N/A
ARI
Apollo Commercial Real Estate Finance, Inc.

Real Estate
Q3 2020 Filed on Nov 13, 2020
14,790
$8.53 - $9.8 $126K - $145K
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