Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $27.4 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
GGZ
Gabelli Global Small & Mid Cap Value Trust

Financial Services
Q4 2020 Filed on Feb 12, 2021
18,717
$9.8 - $13.05 $183K - $244K
Bristol Myers Squibb CO
Q4 2020 Filed on Feb 12, 2021
10,427
N/A
China Mobile Limited
Q4 2020 Filed on Feb 12, 2021
8,133
N/A
Apache Corp
Q4 2020 Filed on Feb 12, 2021
11,871
N/A
Ubs Ag Jersey Branch
Q4 2020 Filed on Feb 12, 2021
17,262
N/A
RCI
Rogers Communications Inc

Communication Services
Q3 2020 Filed on Nov 13, 2020
5,971
$38.08 - $43.61 $227K - $260K
KRMA
Global X Fds Global X Consciou

ETFs
Q3 2020 Filed on Nov 13, 2020
9,990
$22.18 - $25.46 $222K - $254K
DWMC
Advisorshares Tr Dorsey Wright

ETFs
Q3 2020 Filed on Nov 13, 2020
43,638
N/A
Iac Interactivecorp
Q3 2020 Filed on Nov 13, 2020
632
N/A
Eros Intl PLC
Q3 2020 Filed on Nov 13, 2020
13,530
N/A
Entercom Communications Corp
Q3 2020 Filed on Nov 13, 2020
94,018
N/A
ARI
Apollo Commercial Real Estate Finance, Inc.

Real Estate
Q3 2020 Filed on Nov 13, 2020
14,790
$8.53 - $9.8 $126K - $145K
DWPP
First Trust ETF Dorsey Wright

ETFs
Q3 2020 Filed on Nov 13, 2020
88,355
$24.29 - $26.83 $2.15M - $2.37M
T Mobile Us Inc
Q3 2020 Filed on Nov 13, 2020
28,781
N/A
CFMS
Conformis Inc

Healthcare
Q3 2020 Filed on Nov 13, 2020
20,000
$0.66 - $0.88 $13.2K - $17.6K
Polymet Mng Corp
Q3 2020 Filed on Nov 13, 2020
40,527
N/A
Match Group Inc
Q3 2020 Filed on Nov 13, 2020
1,901
N/A
AQN
Algonquin Power & Utilities Corp.

Utilities
Q3 2020 Filed on Nov 13, 2020
11,541
$12.55 - $14.54 $145K - $168K
AEF
Aberdeen Emerging Markets Equity Income Fund, Inc.

Financial Services
Q3 2020 Filed on Nov 13, 2020
10,865
$6.11 - $6.85 $66.4K - $74.4K
RVT
Royce Value Trust, Inc.

Financial Services
Q3 2020 Filed on Nov 13, 2020
10,344
$12.21 - $13.82 $126K - $143K
BRFS
Brf S.A.

Consumer Defensive
Q3 2020 Filed on Nov 13, 2020
31,290
$3.23 - $4.25 $101K - $133K
RWT
Redwood Trust Inc

Real Estate
Q3 2020 Filed on Nov 13, 2020
12,634
$6.13 - $8.0 $77.4K - $101K
Fireeye Inc
Q3 2020 Filed on Nov 13, 2020
13,214
N/A
PACW
Pacwest Bancorp

Financial Services
Q2 2020 Filed on Aug 14, 2020
20,063
$15.55 - $24.73 $312K - $496K
IDOG
Alps ETF Tr Intl Sector Divid

ETFs
Q2 2020 Filed on Aug 14, 2020
24,031
$18.87 - $24.18 $453K - $581K
BDJ
Black Rock Enhanced Equity Dividend Trust

Financial Services
Q2 2020 Filed on Aug 14, 2020
11,288
$6.15 - $7.98 $69.4K - $90.1K
VBLT
Vascular Biogenics Ltd.

Healthcare
Q2 2020 Filed on Aug 14, 2020
11,500
$1.12 - $1.63 $12.9K - $18.7K
Global X Fds
Q2 2020 Filed on Aug 14, 2020
32,578
N/A
Mellanox Technologies LTD
Q2 2020 Filed on Aug 14, 2020
1,925
N/A
Invesco Exchange Traded Fd T
Q2 2020 Filed on Aug 14, 2020
10,237
N/A
United States Oil Fund LP
Q2 2020 Filed on Aug 14, 2020
81,911
N/A
United Technologies Corp
Q2 2020 Filed on Aug 14, 2020
133,688
N/A
Alps ETF Tr
Q2 2020 Filed on Aug 14, 2020
764,460
N/A
EOI
Eaton Vance Enhanced Equity Income Fund

Financial Services
Q2 2020 Filed on Aug 14, 2020
11,606
$11.25 - $14.76 $131K - $171K
RIGS
Riverfront Strategic Income Fd

ETFs
Q2 2020 Filed on Aug 14, 2020
20,241
$22.21 - $24.8 $450K - $502K
Direxion Shs ETF Tr
Q2 2020 Filed on Aug 14, 2020
7,622
N/A
Allergan PLC
Q2 2020 Filed on Aug 14, 2020
5,850
N/A
Aurora Cannabis Inc
Q2 2020 Filed on Aug 14, 2020
45,679
N/A
Aon PLC
Q2 2020 Filed on Aug 14, 2020
5,384
N/A
Wyndham Destinations Inc
Q2 2020 Filed on Aug 14, 2020
10,630
N/A
Global X Fds
Q2 2020 Filed on Aug 14, 2020
51,555
N/A
EOS
Eaton Vance Enhanced Equity Income Fund Ii

Financial Services
Q2 2020 Filed on Aug 14, 2020
14,510
$12.9 - $17.95 $187K - $260K
Fs Kkr Capital Corp
Q2 2020 Filed on Aug 14, 2020
522,977
N/A
BRX
Brixmor Property Group Inc.

Real Estate
Q2 2020 Filed on Aug 14, 2020
11,718
$7.87 - $16.04 $92.2K - $188K
WRK
West Rock CO

Consumer Cyclical
Q2 2020 Filed on Aug 14, 2020
11,258
$24.16 - $34.15 $272K - $384K
Goldman Sachs Mlp Inc Opp Fd
Q2 2020 Filed on Aug 14, 2020
60,048
N/A
Mfa Finl Inc
Q2 2020 Filed on Aug 14, 2020
23,822
N/A
Sk Telecom LTD
Q2 2020 Filed on Aug 14, 2020
10,126
N/A
LX
Lexin Fintech Holdings Ltd.

Financial Services
Q2 2020 Filed on Aug 14, 2020
11,994
$7.0 - $11.49 $84K - $138K
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