Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $29 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Blackrock Munihlds Invstm Ql
Q2 2019 Filed on Aug 13, 2019
50,756
N/A
VSTM
Verastem, Inc.

Healthcare
Q2 2019 Filed on Aug 13, 2019
22,000
$1.25 - $3.14 $27.5K - $69.1K
Allianzgi Conv Income Fd
Q2 2019 Filed on Aug 13, 2019
14,043
N/A
Amerigas Partners L P
Q2 2019 Filed on Aug 13, 2019
13,352
N/A
EPOL
Ishares Tr Msci Poland ETF

ETFs
Q2 2019 Filed on Aug 13, 2019
10,449
$21.32 - $23.93 $223K - $250K
Spdr Series Trust
Q2 2019 Filed on Aug 13, 2019
279,409
N/A
GTTNQ
Gtt Communications, Inc.

Communication Services
Q2 2019 Filed on Aug 13, 2019
6,685
$17.6 - $42.89 $118K - $287K
Rite Aid Corp
Q2 2019 Filed on Aug 13, 2019
39,475
N/A
AEG
Aegon Nv

Financial Services
Q2 2019 Filed on Aug 13, 2019
10,340
$4.54 - $5.28 $46.9K - $54.6K
AROW
Arrow Financial Corp

Financial Services
Q2 2019 Filed on Aug 13, 2019
6,896
$31.23 - $33.72 $215K - $233K
Dreyfus Strategic Mun Bd Fd
Q2 2019 Filed on Aug 13, 2019
32,650
N/A
CWT
California Water Service Group

Utilities
Q2 2019 Filed on Aug 13, 2019
7,107
$49.05 - $52.87 $349K - $376K
Forterra Inc
Q2 2019 Filed on Aug 13, 2019
15,359
N/A
Mimecast LTD
Q2 2019 Filed on Aug 13, 2019
5,143
N/A
OPI
Office Properties Income Trust

Real Estate
Q2 2019 Filed on Aug 13, 2019
10,074
$23.71 - $28.96 $239K - $292K
CLB
Core Laboratories N V

Energy
Q2 2019 Filed on Aug 13, 2019
9,787
$47.64 - $74.87 $466K - $733K
SSRM
Ssr Mining Inc.

Basic Materials
Q2 2019 Filed on Aug 13, 2019
27,206
$10.62 - $13.92 $289K - $379K
BILI
Bilibili Inc.

Communication Services
Q2 2019 Filed on Aug 13, 2019
10,654
$13.48 - $18.8 $144K - $200K
HLX
Helix Energy Solutions Group Inc

Energy
Q2 2019 Filed on Aug 13, 2019
16,036
$6.76 - $8.63 $108K - $138K
Ensco PLC
Q2 2019 Filed on Aug 13, 2019
123,786
N/A
Transcanada Corp
Q2 2019 Filed on Aug 13, 2019
14,837
N/A
JEQ
Aberdeen Japan Equity Fund, Inc.

Financial Services
Q2 2019 Filed on Aug 13, 2019
10,897
$6.82 - $7.2 $74.3K - $78.5K
Dowdupont Inc
Q2 2019 Filed on Aug 13, 2019
106,841
N/A
CDXC
Chroma Dex Corp.

Healthcare
Q2 2019 Filed on Aug 13, 2019
22,550
$3.71 - $4.83 $83.7K - $109K
Carbo Ceramics Inc
Q2 2019 Filed on Aug 13, 2019
25,027
N/A
Blackrock Munienhanced Fd In
Q2 2019 Filed on Aug 13, 2019
50,662
N/A
ERC
Allspring Multi Sector Income Fund

Financial Services
Q2 2019 Filed on Aug 13, 2019
14,106
$12.18 - $12.68 $172K - $179K
INGN
Inogen Inc

Healthcare
Q2 2019 Filed on Aug 13, 2019
2,352
$63.19 - $95.15 $149K - $224K
Logmein Inc
Q2 2019 Filed on Aug 13, 2019
2,832
N/A
Zayo Group Hldgs Inc
Q2 2019 Filed on Aug 13, 2019
13,484
N/A
Halcon Res Corp
Q2 2019 Filed on Aug 13, 2019
10,000
N/A
EFT
Eaton Vance Floating Rate Income Trust

Financial Services
Q2 2019 Filed on Aug 13, 2019
10,503
$13.34 - $13.74 $140K - $144K
Bristow Group Inc
Q2 2019 Filed on Aug 13, 2019
193,214
N/A
CLMT
Calumet Specialty Products Partners, L.P.

Energy
Q2 2019 Filed on Aug 13, 2019
17,730
$3.35 - $4.7 $59.4K - $83.3K
BKCC
Black Rock Capital Investment Corp

Financial Services
Q2 2019 Filed on Aug 13, 2019
12,882
$5.95 - $6.26 $76.6K - $80.6K
Weatherford Intl PLC
Q2 2019 Filed on Aug 13, 2019
54,598
N/A
SIX
Six Flags Entertainment Corp

Consumer Cyclical
Q2 2019 Filed on Aug 13, 2019
32,807
$48.56 - $55.14 $1.59M - $1.81M
Us Ecology Inc
Q1 2019 Filed on May 10, 2019
3,901
N/A
Select Income Reit
Q1 2019 Filed on May 10, 2019
50,839
N/A
CWEN
Clearway Energy, Inc.

Utilities
Q1 2019 Filed on May 10, 2019
12,168
$13.4 - $17.63 $163K - $215K
REVRQ
Revlon Inc Cl A Common
Q1 2019 Filed on May 10, 2019
9,082
N/A
Spdr Ser Tr
Q1 2019 Filed on May 10, 2019
9,458
N/A
UA
Under Armour Inc Cl C

Consumer Cyclical
Q1 2019 Filed on May 10, 2019
12,109
N/A
HPS
John Hancock Preferred Income Fund Iii

Financial Services
Q1 2019 Filed on May 10, 2019
12,094
$16.16 - $18.73 $195K - $227K
FFA
First Trust Enhanced Equity Income Fund

Financial Services
Q1 2019 Filed on May 10, 2019
20,284
$12.86 - $15.39 $261K - $312K
Shire PLC
Q1 2019 Filed on May 10, 2019
1,206
N/A
PDM
Piedmont Office Realty Trust, Inc.

Real Estate
Q1 2019 Filed on May 10, 2019
11,602
$16.76 - $20.9 $194K - $242K
ECH
Ishares Inc Mcsi Chile ETF

ETFs
Q1 2019 Filed on May 10, 2019
6,611
$41.46 - $47.51 $274K - $314K
Michael Kors Hldgs LTD
Q1 2019 Filed on May 10, 2019
19,069
N/A
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