Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $30 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
AEG
Aegon Nv

Financial Services
Q2 2019 Filed on Aug 13, 2019
10,340
$4.54 - $5.28 $46.9K - $54.6K
GTTNQ
Gtt Communications, Inc.

Communication Services
Q2 2019 Filed on Aug 13, 2019
6,685
$17.6 - $42.89 $118K - $287K
Ensco PLC
Q2 2019 Filed on Aug 13, 2019
123,786
N/A
Carbo Ceramics Inc
Q2 2019 Filed on Aug 13, 2019
25,027
N/A
ERC
Allspring Multi Sector Income Fund

Financial Services
Q2 2019 Filed on Aug 13, 2019
14,106
$12.18 - $12.68 $172K - $179K
SSRM
Ssr Mining Inc.

Basic Materials
Q2 2019 Filed on Aug 13, 2019
27,206
$10.62 - $13.92 $289K - $379K
Zayo Group Hldgs Inc
Q2 2019 Filed on Aug 13, 2019
13,484
N/A
CLMT
Calumet Specialty Products Partners, L.P.

Energy
Q2 2019 Filed on Aug 13, 2019
17,730
$3.35 - $4.7 $59.4K - $83.3K
Halcon Res Corp
Q2 2019 Filed on Aug 13, 2019
10,000
N/A
BKCC
Black Rock Capital Investment Corp

Financial Services
Q2 2019 Filed on Aug 13, 2019
12,882
$5.95 - $6.26 $76.6K - $80.6K
Dowdupont Inc
Q2 2019 Filed on Aug 13, 2019
106,841
N/A
BILI
Bilibili Inc.

Communication Services
Q2 2019 Filed on Aug 13, 2019
10,654
$13.48 - $18.8 $144K - $200K
CWT
California Water Service Group

Utilities
Q2 2019 Filed on Aug 13, 2019
7,107
$49.05 - $52.87 $349K - $376K
INGN
Inogen Inc

Healthcare
Q2 2019 Filed on Aug 13, 2019
2,352
$63.19 - $95.15 $149K - $224K
Bristow Group Inc
Q2 2019 Filed on Aug 13, 2019
193,214
N/A
EPOL
Ishares Tr Msci Poland ETF

ETFs
Q2 2019 Filed on Aug 13, 2019
10,449
$21.32 - $23.93 $223K - $250K
Forterra Inc
Q2 2019 Filed on Aug 13, 2019
15,359
N/A
Dreyfus Strategic Mun Bd Fd
Q2 2019 Filed on Aug 13, 2019
32,650
N/A
SIX
Six Flags Entertainment Corp

Consumer Cyclical
Q2 2019 Filed on Aug 13, 2019
32,807
$48.56 - $55.14 $1.59M - $1.81M
OPI
Office Properties Income Trust

Real Estate
Q2 2019 Filed on Aug 13, 2019
10,074
$23.71 - $28.96 $239K - $292K
KAR
Kar Auction Services, Inc.

Consumer Cyclical
Q2 2019 Filed on Aug 13, 2019
10,562
$19.7 - $25.0 $208K - $264K
Logmein Inc
Q2 2019 Filed on Aug 13, 2019
2,832
N/A
Spdr Series Trust
Q2 2019 Filed on Aug 13, 2019
279,409
N/A
Transcanada Corp
Q2 2019 Filed on Aug 13, 2019
14,837
N/A
CDXC
Chroma Dex Corp.

Healthcare
Q2 2019 Filed on Aug 13, 2019
22,550
$3.71 - $4.83 $83.7K - $109K
Blackrock Munihlds Invstm Ql
Q2 2019 Filed on Aug 13, 2019
50,756
N/A
VSTM
Verastem, Inc.

Healthcare
Q2 2019 Filed on Aug 13, 2019
22,000
$1.25 - $3.14 $27.5K - $69.1K
Weatherford Intl PLC
Q2 2019 Filed on Aug 13, 2019
54,598
N/A
Allianzgi Conv Income Fd
Q2 2019 Filed on Aug 13, 2019
14,043
N/A
Rite Aid Corp
Q2 2019 Filed on Aug 13, 2019
39,475
N/A
CENTA
Central Garden & Pet Company C

Consumer Defensive
Q1 2019 Filed on May 10, 2019
9,444
$23.25 - $36.33 $220K - $343K
Spdr Ser Tr
Q1 2019 Filed on May 10, 2019
9,458
N/A
REVRQ
Revlon Inc Cl A Common
Q1 2019 Filed on May 10, 2019
9,082
N/A
Ep Energy Corp
Q1 2019 Filed on May 10, 2019
144,225
N/A
UA
Under Armour Inc Cl C

Consumer Cyclical
Q1 2019 Filed on May 10, 2019
12,109
N/A
Us Ecology Inc
Q1 2019 Filed on May 10, 2019
3,901
N/A
DBEU
Xtrackers Msci Europe Hedged E

ETFs
Q1 2019 Filed on May 10, 2019
20,180
N/A
PDM
Piedmont Office Realty Trust, Inc.

Real Estate
Q1 2019 Filed on May 10, 2019
11,602
$16.76 - $20.9 $194K - $242K
Rowan Companies PLC
Q1 2019 Filed on May 10, 2019
23,073
N/A
CASA
Casa Systems Inc

Technology
Q1 2019 Filed on May 10, 2019
13,194
$8.27 - $14.39 $109K - $190K
AWP
Aberdeen Global Premier Properties Fund

Financial Services
Q1 2019 Filed on May 10, 2019
12,844
$4.99 - $6.01 $64.1K - $77.2K
EPU
Ishares Msci Peru ETF
Q1 2019 Filed on May 10, 2019
5,637
N/A
FOF
Cohen & Steers Closed End Opportunity Fund, Inc.

Financial Services
Q1 2019 Filed on May 10, 2019
22,662
$11.08 - $12.49 $251K - $283K
Select Income Reit
Q1 2019 Filed on May 10, 2019
50,839
N/A
Shire PLC
Q1 2019 Filed on May 10, 2019
1,206
N/A
Akorn Inc
Q1 2019 Filed on May 10, 2019
10,029
N/A
ECH
Ishares Inc Mcsi Chile ETF

ETFs
Q1 2019 Filed on May 10, 2019
6,611
$41.46 - $47.51 $274K - $314K
Ssga Active ETF Tr
Q1 2019 Filed on May 10, 2019
6,227
N/A
STAR
Istar Inc.

Real Estate
Q1 2019 Filed on May 10, 2019
10,067
$7.84 - $10.05 $78.9K - $101K
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