Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

$30 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Franks Intl N V	Q1 2019 Filed on May 10, 2019	19,474	N/A
CWEN Clearway Energy, Inc. Utilities	Q1 2019 Filed on May 10, 2019	12,168	$13.4 - $17.63 $163K - $215K
Newfield Expl CO	Q1 2019 Filed on May 10, 2019	12,935	N/A
Twenty First Centy Fox Inc	Q1 2019 Filed on May 10, 2019	4,706	N/A
Twenty First Centy Fox Inc	Q1 2019 Filed on May 10, 2019	6,373	N/A
Forum Energy Technologies In	Q1 2019 Filed on May 10, 2019	15,178	N/A
Cushing Renaissance Fd	Q1 2019 Filed on May 10, 2019	16,520	N/A
Michael Kors Hldgs LTD	Q1 2019 Filed on May 10, 2019	19,069	N/A
Dreyfus High Yield Strategie	Q1 2019 Filed on May 10, 2019	90,675	N/A
HPS John Hancock Preferred Income Fund Iii Financial Services	Q1 2019 Filed on May 10, 2019	12,094	$16.16 - $18.73 $195K - $227K
Antares Pharma Inc	Q1 2019 Filed on May 10, 2019	40,100	N/A
BHK Blackrock Core Bond Trust Financial Services	Q1 2019 Filed on May 10, 2019	11,232	$12.3 - $13.49 $138K - $152K
Steris PLC	Q1 2019 Filed on May 10, 2019	17,610	N/A
FFA First Trust Enhanced Equity Income Fund Financial Services	Q1 2019 Filed on May 10, 2019	20,284	$12.86 - $15.39 $261K - $312K
Pandora Media Inc	Q1 2019 Filed on May 10, 2019	15,933	N/A
Vaneck Vectors ETF Tr	Q4 2018 Filed on Feb 14, 2019	117,356	N/A
Senior Hsg Pptys Tr	Q4 2018 Filed on Feb 14, 2019	11,935	N/A
Aetna Inc New	Q4 2018 Filed on Feb 14, 2019	15,095	N/A
FNCB Fncb Bancorp, Inc. Financial Services	Q4 2018 Filed on Feb 14, 2019	11,811	$8.26 - $10.3 $97.6K - $122K
Corporate Cap Tr Inc	Q4 2018 Filed on Feb 14, 2019	218,101	N/A
CO Global Cord Blood Corp Healthcare	Q4 2018 Filed on Feb 14, 2019	10,000	$5.71 - $7.01 $57.1K - $70.1K
Vaneck Vectors ETF Tr	Q4 2018 Filed on Feb 14, 2019	74,654	N/A
Rockwell Collins Inc	Q4 2018 Filed on Feb 14, 2019	3,631	N/A
Momo Inc	Q4 2018 Filed on Feb 14, 2019	4,944	N/A
Virtusa Corp	Q4 2018 Filed on Feb 14, 2019	4,046	N/A
Barclays Bank PLC	Q4 2018 Filed on Feb 14, 2019	25,780	N/A
Ca Inc	Q4 2018 Filed on Feb 14, 2019	9,484	N/A
Vaneck Vectors ETF Tr	Q4 2018 Filed on Feb 14, 2019	63,865	N/A
ATMP Barclays Bank PLC ETFs	Q4 2018 Filed on Feb 14, 2019	9,836	$16.98 - $21.27 $167K - $209K
Spectra Energy Partners LP	Q4 2018 Filed on Feb 14, 2019	5,953	N/A
Spdr Series Trust	Q4 2018 Filed on Feb 14, 2019	13,578	N/A
B Barnes Group Inc Industrials	Q4 2018 Filed on Feb 14, 2019	6,661	$49.7 - $70.13 $331K - $467K
Andeavor	Q4 2018 Filed on Feb 14, 2019	1,572	N/A
Reality Shs ETF Tr	Q4 2018 Filed on Feb 14, 2019	7,320	N/A
TRN Trinity Industries Inc Industrials	Q4 2018 Filed on Feb 14, 2019	6,980	$19.4 - $28.15 $135K - $196K
Vaneck Vectors ETF Tr	Q4 2018 Filed on Feb 14, 2019	23,233	N/A
Apricus Biosciences Inc	Q4 2018 Filed on Feb 14, 2019	40,801	N/A
RYAM Rayonier Advanced Materials Inc. Basic Materials	Q4 2018 Filed on Feb 14, 2019	15,713	$9.88 - $18.26 $155K - $287K
BGCP Bgc Partners, Inc. Financial Services	Q4 2018 Filed on Feb 14, 2019	15,536	$5.14 - $7.54 $79.9K - $117K
Praxair Inc	Q4 2018 Filed on Feb 14, 2019	6,205	N/A
Express Scripts Hldg CO	Q4 2018 Filed on Feb 14, 2019	15,463	N/A
Gramercy Ppty Tr	Q4 2018 Filed on Feb 14, 2019	50,040	N/A
CVY Invesco Exchange Traded Fd Tr ETFs	Q4 2018 Filed on Feb 14, 2019	29,313	$18.31 - $22.16 $537K - $650K
First Data Corp New	Q4 2018 Filed on Feb 14, 2019	9,095	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2018 Filed on Feb 14, 2019	13,809	N/A
Franklin LTD Duration Incm T	Q4 2018 Filed on Feb 14, 2019	24,729	N/A
Horizons ETF Tr I	Q4 2018 Filed on Feb 14, 2019	21,648	N/A
Dell Technologies Inc	Q4 2018 Filed on Feb 14, 2019	3,008	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2018 Filed on Feb 14, 2019	17,345	N/A
ICUI Icu Medical Inc Healthcare	Q4 2018 Filed on Feb 14, 2019	766	$213.13 - $281.01 $163K - $215K

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