Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $30 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
UDR
Udr, Inc.

Real Estate
Q3 2019 Filed on Nov 14, 2019
4,509
$44.8 - $48.93 $202K - $221K
SNPTY
China Petro&Chem Ads (100 Ord)
Q3 2019 Filed on Nov 14, 2019
3,156
N/A
STK
Columbia Seligman Premium Technology Growth Fund, Inc.

Financial Services
Q3 2019 Filed on Nov 14, 2019
9,791
$19.85 - $22.1 $194K - $216K
Grace W R & CO Del New
Q3 2019 Filed on Nov 14, 2019
3,578
N/A
EVF
Eaton Vance Senior Income Trust

Financial Services
Q3 2019 Filed on Nov 14, 2019
16,781
$6.03 - $6.32 $101K - $106K
FAD
First Tr Multi Cap Growth Alph

ETFs
Q3 2019 Filed on Nov 14, 2019
4,608
$72.15 - $76.9 $332K - $354K
DBD
Diebold Nixdorf, Inc

Technology
Q3 2019 Filed on Nov 14, 2019
18,905
$9.0 - $14.22 $170K - $269K
Eaton Vance Fltg Rate Incom
Q3 2019 Filed on Nov 14, 2019
54,517
N/A
DSX
Diana Shipping Inc.

Industrials
Q3 2019 Filed on Nov 14, 2019
11,002
$3.02 - $3.73 $33.2K - $41K
IQ
I Qiyi, Inc.

Communication Services
Q3 2019 Filed on Nov 14, 2019
11,012
$16.13 - $21.19 $178K - $233K
DXC
Dxc Technology CO

Technology
Q3 2019 Filed on Nov 14, 2019
9,078
$29.5 - $56.97 $268K - $517K
Aqua America Inc
Q3 2019 Filed on Nov 14, 2019
5,736
N/A
SCJ
Ishares Msci Japan Small Cap E

ETFs
Q3 2019 Filed on Nov 14, 2019
2,962
$66.16 - $72.4 $196K - $214K
Ubs Ag London Brh
Q3 2019 Filed on Nov 14, 2019
13,462
N/A
Anadarko Pete Corp
Q3 2019 Filed on Nov 14, 2019
11,164
N/A
NKX
Nuveen California Amt Free Quality Municipal Income Fund

Financial Services
Q3 2019 Filed on Nov 14, 2019
13,803
$14.53 - $15.55 $201K - $215K
Red Hat Inc
Q3 2019 Filed on Nov 14, 2019
1,237
N/A
Cbl & Assoc Pptys Inc
Q3 2019 Filed on Nov 14, 2019
25,290
N/A
MUC
Blackrock Muniholdings California Quality Fund, Inc.

Financial Services
Q3 2019 Filed on Nov 14, 2019
31,960
$13.64 - $14.38 $436K - $460K
Ubiquiti Networks Inc
Q3 2019 Filed on Nov 14, 2019
1,805
N/A
Bt Group PLC
Q3 2019 Filed on Nov 14, 2019
36,025
N/A
Array Biopharma Inc
Q3 2019 Filed on Nov 14, 2019
7,899
N/A
SAGE
Sage Therapeutics, Inc.

Healthcare
Q3 2019 Filed on Nov 14, 2019
1,103
$140.29 - $189.96 $155K - $210K
Blackstone Group L P
Q3 2019 Filed on Nov 14, 2019
49,941
N/A
BCV
Bancroft Fund LTD

Financial Services
Q3 2019 Filed on Nov 14, 2019
22,974
$22.62 - $24.86 $520K - $571K
RWX
Spdr Dow Jones International R

ETFs
Q3 2019 Filed on Nov 14, 2019
5,544
$38.88 - $39.53 $216K - $219K
Td Ameritrade Hldg Corp
Q3 2019 Filed on Nov 14, 2019
4,795
N/A
Superior Energy Svcs Inc
Q3 2019 Filed on Nov 14, 2019
96,926
N/A
Torchmark Corp
Q3 2019 Filed on Nov 14, 2019
2,831
N/A
ARGO
Argo Group International Holdings, Ltd.

Financial Services
Q3 2019 Filed on Nov 14, 2019
3,205
$65.03 - $75.06 $208K - $241K
HYXU
Ishares Global Ex Usd High Yie

ETFs
Q3 2019 Filed on Nov 14, 2019
8,302
$49.96 - $51.05 $415K - $424K
Tortoise Energy Infra Corp
Q3 2019 Filed on Nov 14, 2019
31,820
N/A
WIP
Spdr Ser Tr Ftse Intl Govt Inf

ETFs
Q3 2019 Filed on Nov 14, 2019
3,875
$54.41 - $55.32 $211K - $214K
VKI
Invesco Advantage Municipal Income Trust Ii

Financial Services
Q3 2019 Filed on Nov 14, 2019
14,191
$10.96 - $11.63 $156K - $165K
RRR
Red Rock Resorts, Inc.

Consumer Cyclical
Q3 2019 Filed on Nov 14, 2019
11,498
$17.56 - $22.86 $202K - $263K
Total Sys Svcs Inc
Q3 2019 Filed on Nov 14, 2019
3,782
N/A
CHIX
Global X

ETFs
Q3 2019 Filed on Nov 14, 2019
15,538
$14.37 - $16.66 $223K - $259K
VCV
Invesco California Value Municipal Income Trust

Financial Services
Q3 2019 Filed on Nov 14, 2019
12,140
$12.5 - $13.5 $152K - $164K
Oppenheimer ETF Tr
Q2 2019 Filed on Aug 13, 2019
16,891
N/A
Oppenheimer ETF Tr
Q2 2019 Filed on Aug 13, 2019
6,621
N/A
CLB
Core Laboratories N V

Energy
Q2 2019 Filed on Aug 13, 2019
9,787
$47.64 - $74.87 $466K - $733K
Blackrock Munienhanced Fd In
Q2 2019 Filed on Aug 13, 2019
50,662
N/A
BFK
Blackrock Municipal Income Trust

Financial Services
Q2 2019 Filed on Aug 13, 2019
41,795
$13.55 - $14.13 $566K - $591K
JEQ
Aberdeen Japan Equity Fund, Inc.

Financial Services
Q2 2019 Filed on Aug 13, 2019
10,897
$6.82 - $7.2 $74.3K - $78.5K
FRA
Blackrock Floating Rate Income Strategies Fund, Inc.

Financial Services
Q2 2019 Filed on Aug 13, 2019
16,057
$12.59 - $12.99 $202K - $209K
EFT
Eaton Vance Floating Rate Income Trust

Financial Services
Q2 2019 Filed on Aug 13, 2019
10,503
$13.34 - $13.74 $140K - $144K
Mimecast LTD
Q2 2019 Filed on Aug 13, 2019
5,143
N/A
Amerigas Partners L P
Q2 2019 Filed on Aug 13, 2019
13,352
N/A
AROW
Arrow Financial Corp

Financial Services
Q2 2019 Filed on Aug 13, 2019
6,896
$31.23 - $33.72 $215K - $233K
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