Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $27.4 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
IFN
India Fund Inc

Financial Services
Q3 2019 Filed on Nov 14, 2019
10,895
$19.52 - $21.62 $213K - $236K
EVN
Eaton Vance Municipal Income Trust

Financial Services
Q3 2019 Filed on Nov 14, 2019
12,025
$12.35 - $12.98 $149K - $156K
NEWR
New Relic, Inc.

Technology
Q3 2019 Filed on Nov 14, 2019
2,399
$56.3 - $95.78 $135K - $230K
Grace W R & CO Del New
Q3 2019 Filed on Nov 14, 2019
3,578
N/A
ARGO
Argo Group International Holdings, Ltd.

Financial Services
Q3 2019 Filed on Nov 14, 2019
3,205
$65.03 - $75.06 $208K - $241K
Worldpay Inc
Q3 2019 Filed on Nov 14, 2019
1,950
N/A
HYI
Western Asset High Yield Defined Opportunity Fund Inc.

Financial Services
Q3 2019 Filed on Nov 14, 2019
11,609
$14.83 - $15.51 $172K - $180K
Frontier Communications Corp
Q3 2019 Filed on Nov 14, 2019
10,908
N/A
Array Biopharma Inc
Q3 2019 Filed on Nov 14, 2019
7,899
N/A
Milacron Hldgs Corp
Q3 2019 Filed on Nov 14, 2019
30,744
N/A
NKX
Nuveen California Amt Free Quality Municipal Income Fund

Financial Services
Q3 2019 Filed on Nov 14, 2019
13,803
$14.53 - $15.55 $201K - $215K
EWP
Ishares Inc Msci Spain ETF

ETFs
Q3 2019 Filed on Nov 14, 2019
15,676
$26.11 - $29.41 $409K - $461K
MYD
Blackrock Muniyield Fund, Inc.

Financial Services
Q3 2019 Filed on Nov 14, 2019
10,787
$14.3 - $15.08 $154K - $163K
Aqua America Inc
Q3 2019 Filed on Nov 14, 2019
5,736
N/A
BHC
Bausch Health Companies Inc.

Healthcare
Q3 2019 Filed on Nov 14, 2019
9,035
$20.88 - $25.66 $189K - $232K
Blackrock Municipal Bond Tr
Q3 2019 Filed on Nov 14, 2019
10,843
N/A
VKI
Invesco Advantage Municipal Income Trust Ii

Financial Services
Q3 2019 Filed on Nov 14, 2019
14,191
$10.96 - $11.63 $156K - $165K
TUR
Ishares Msci Turkey ETF

ETFs
Q3 2019 Filed on Nov 14, 2019
16,845
$23.85 - $26.72 $402K - $450K
EVF
Eaton Vance Senior Income Trust

Financial Services
Q3 2019 Filed on Nov 14, 2019
16,781
$6.03 - $6.32 $101K - $106K
SNPTY
China Petro&Chem Ads (100 Ord)
Q3 2019 Filed on Nov 14, 2019
3,156
N/A
TY
Tri Continental Corp

Financial Services
Q3 2019 Filed on Nov 14, 2019
24,755
$26.02 - $27.66 $644K - $685K
JSMD
Janus Detr Str Tr Henderson Sm

ETFs
Q3 2019 Filed on Nov 14, 2019
9,305
$43.19 - $45.21 $402K - $421K
Bt Group PLC
Q3 2019 Filed on Nov 14, 2019
36,025
N/A
MUC
Blackrock Muniholdings California Quality Fund, Inc.

Financial Services
Q3 2019 Filed on Nov 14, 2019
31,960
$13.64 - $14.38 $436K - $460K
IQ
I Qiyi, Inc.

Communication Services
Q3 2019 Filed on Nov 14, 2019
11,012
$16.13 - $21.19 $178K - $233K
SAGE
Sage Therapeutics, Inc.

Healthcare
Q3 2019 Filed on Nov 14, 2019
1,103
$140.29 - $189.96 $155K - $210K
Ubiquiti Networks Inc
Q3 2019 Filed on Nov 14, 2019
1,805
N/A
Torchmark Corp
Q3 2019 Filed on Nov 14, 2019
2,831
N/A
Eaton Vance Fltg Rate Incom
Q3 2019 Filed on Nov 14, 2019
54,517
N/A
RRR
Red Rock Resorts, Inc.

Consumer Cyclical
Q3 2019 Filed on Nov 14, 2019
11,498
$17.56 - $22.86 $202K - $263K
UDR
Udr, Inc.

Real Estate
Q3 2019 Filed on Nov 14, 2019
4,509
$44.8 - $48.93 $202K - $221K
RMT
Royce Micro Cap Trust, Inc.

Financial Services
Q3 2019 Filed on Nov 14, 2019
30,363
$7.65 - $8.28 $232K - $251K
STK
Columbia Seligman Premium Technology Growth Fund, Inc.

Financial Services
Q3 2019 Filed on Nov 14, 2019
9,791
$19.85 - $22.1 $194K - $216K
DXC
Dxc Technology CO

Technology
Q3 2019 Filed on Nov 14, 2019
9,078
$29.5 - $56.97 $268K - $517K
SCJ
Ishares Msci Japan Small Cap E

ETFs
Q3 2019 Filed on Nov 14, 2019
2,962
$66.16 - $72.4 $196K - $214K
Blackstone Group L P
Q3 2019 Filed on Nov 14, 2019
49,941
N/A
FGD
First Tr Exchange Trd Fd Ii Fi

ETFs
Q3 2019 Filed on Nov 14, 2019
32,445
$22.69 - $23.43 $736K - $760K
EMD
Western Asset Emerging Markets Debt Fund Inc.

Financial Services
Q3 2019 Filed on Nov 14, 2019
11,675
$13.56 - $14.53 $158K - $170K
Altaba Inc
Q3 2019 Filed on Nov 14, 2019
6,666
N/A
Total Sys Svcs Inc
Q3 2019 Filed on Nov 14, 2019
3,782
N/A
Harris Corp Del
Q3 2019 Filed on Nov 14, 2019
2,138
N/A
Ak Stl Hldg Corp
Q3 2019 Filed on Nov 14, 2019
23,973
N/A
HYXU
Ishares Global Ex Usd High Yie

ETFs
Q3 2019 Filed on Nov 14, 2019
8,302
$49.96 - $51.05 $415K - $424K
QABA
First Trust Nasdaq Aba Communi

ETFs
Q3 2019 Filed on Nov 14, 2019
10,347
$47.06 - $49.46 $487K - $512K
Anadarko Pete Corp
Q3 2019 Filed on Nov 14, 2019
11,164
N/A
DBD
Diebold Nixdorf, Inc

Technology
Q3 2019 Filed on Nov 14, 2019
18,905
$9.0 - $14.22 $170K - $269K
Ubs Ag London Brh
Q3 2019 Filed on Nov 14, 2019
13,462
N/A
Td Ameritrade Hldg Corp
Q3 2019 Filed on Nov 14, 2019
4,795
N/A
RWX
Spdr Dow Jones International R

ETFs
Q3 2019 Filed on Nov 14, 2019
5,544
$38.88 - $39.53 $216K - $219K
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