Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $30 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
ASAN
Asana, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
10,810
$64.2 - $142.68 $694K - $1.54M
CSTL
Castle Biosciences Inc

Healthcare
Q4 2021 Filed on Feb 14, 2022
3,712
$39.06 - $67.58 $145K - $251K
JTKWY
Just Eat Takeaway.Com N.V.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
23,704
$10.22 - $16.68 $242K - $395K
DBP
Invesco Db Precious Metals Fund

ETFs
Q4 2021 Filed on Feb 14, 2022
7,895
$47.19 - $50.77 $373K - $401K
HIBB
Hibbett Inc

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
2,914
$65.34 - $99.69 $190K - $290K
DCT
Duck Creek Technologies, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
4,657
$27.74 - $46.23 $129K - $215K
AMEH
Apollo Medical Holdings, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
2,324
$66.48 - $119.45 $154K - $278K
VMEO
Vimeo, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
7,497
$17.53 - $35.02 $131K - $263K
NTNX
Nutanix, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
8,037
$29.96 - $39.04 $241K - $314K
BIG
Big Lots Inc

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
4,764
$41.52 - $51.03 $198K - $243K
Ishares Tr
Q4 2021 Filed on Feb 14, 2022
21,515
N/A
CCD
Calamos Dynamic Convertible & Income Fund

Financial Services
Q4 2021 Filed on Feb 14, 2022
6,792
$29.4 - $33.4 $200K - $227K
AIV
Apartment Investment & Management CO

Real Estate
Q4 2021 Filed on Feb 14, 2022
11,824
$7.08 - $8.14 $83.7K - $96.2K
CLIX
Proshares Tr Long Online/Short

ETFs
Q3 2021 Filed on Nov 15, 2021
3,694
$67.25 - $87.2 $248K - $322K
DIN
Dine Brands Global, Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
3,202
$71.42 - $89.53 $229K - $287K
Gabelli Equity Tr Inc
Q3 2021 Filed on Nov 15, 2021
42,550
N/A
L Brands Inc
Q3 2021 Filed on Nov 15, 2021
22,556
N/A
SAM
Boston Beer CO Inc

Consumer Defensive
Q3 2021 Filed on Nov 15, 2021
248
$509.75 - $979.41 $126K - $243K
IZRL
Ark ETF Tr Israel Innovative T

ETFs
Q3 2021 Filed on Nov 15, 2021
15,840
$28.75 - $31.92 $455K - $506K
EBIZ
Global X Fds E Comm ETF (De)
Q3 2021 Filed on Nov 15, 2021
11,914
N/A
PBD
Invesco ETF Tr Ii Global Clean

ETFs
Q3 2021 Filed on Nov 15, 2021
6,456
$27.74 - $30.84 $179K - $199K
Wisdomtree Tr
Q3 2021 Filed on Nov 15, 2021
8,701
N/A
CONN
Conns Inc

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
25,380
$21.5 - $26.3 $546K - $667K
Alexion Pharmaceuticals Inc
Q3 2021 Filed on Nov 15, 2021
3,954
N/A
PTEU
Pacer Fds Tr Trendpilot Europe

ETFs
Q3 2021 Filed on Nov 15, 2021
11,466
$23.98 - $25.97 $275K - $298K
CLNE
Clean Energy Fuels Corp.

Energy
Q3 2021 Filed on Nov 15, 2021
11,565
$6.62 - $10.44 $76.6K - $121K
RDFN
Redfin Corp

Real Estate
Q3 2021 Filed on Nov 15, 2021
4,672
$45.48 - $64.57 $212K - $302K
SDGR
Schrodinger, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
3,333
$53.75 - $76.55 $179K - $255K
ARNC
Arconic Corp

Industrials
Q3 2021 Filed on Nov 15, 2021
9,882
$30.99 - $36.92 $306K - $365K
ETD
Ethan Allen Interiors Inc

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
23,035
$23.15 - $27.82 $533K - $641K
WBT
Welbilt, Inc.

Industrials
Q3 2021 Filed on Nov 15, 2021
9,225
$23.11 - $25.02 $213K - $231K
MGNX
Macrogenics Inc

Healthcare
Q3 2021 Filed on Nov 15, 2021
11,200
$19.74 - $28.7 $221K - $321K
Maxim Integrated Prods Inc
Q3 2021 Filed on Nov 15, 2021
5,943
N/A
MCS
Marcus Corp

Communication Services
Q3 2021 Filed on Nov 15, 2021
10,896
$14.55 - $21.27 $159K - $232K
SPCE
Virgin Galactic Holdings, Inc

Industrials
Q3 2021 Filed on Nov 15, 2021
5,553
$22.56 - $52.69 $125K - $293K
Eaton Vance New York Mun Inc
Q3 2021 Filed on Nov 15, 2021
21,310
N/A
SGRY
Surgery Partners, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
3,796
$41.9 - $65.33 $159K - $248K
SFIX
Stitch Fix, Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
8,168
$33.64 - $63.32 $275K - $517K
KOMP
Spdr S&P Kensho New Economies

ETFs
Q3 2021 Filed on Nov 15, 2021
3,075
$60.6 - $66.49 $186K - $204K
SSP
E.W. Scripps CO

Communication Services
Q3 2021 Filed on Nov 15, 2021
10,149
$16.28 - $20.79 $165K - $211K
XRLV
Invesco Etd Tr Ii S&P 500 Ex R

ETFs
Q3 2021 Filed on Nov 15, 2021
12,618
$46.7 - $49.55 $589K - $625K
General Electric CO
Q3 2021 Filed on Nov 15, 2021
478,400
N/A
BCOV
Brightcove Inc

Technology
Q2 2021 Filed on Aug 13, 2021
10,060
$13.23 - $22.22 $133K - $224K
CSIQ
Canadian Solar Inc.

Technology
Q2 2021 Filed on Aug 13, 2021
9,106
$35.25 - $48.51 $321K - $442K
Ishares Gold Tr
Q2 2021 Filed on Aug 13, 2021
1,383,477
N/A
Gw Pharmaceuticals PLC
Q2 2021 Filed on Aug 13, 2021
1,563
N/A
WTRG
Essential Utilities, Inc.

Utilities
Q2 2021 Filed on Aug 13, 2021
5,550
$44.72 - $49.09 $248K - $272K
Inphi Corp
Q2 2021 Filed on Aug 13, 2021
1,965
N/A
VGR
Vector Group LTD

Consumer Defensive
Q2 2021 Filed on Aug 13, 2021
10,458
$12.98 - $14.85 $136K - $155K
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