Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $27.4 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Nuveen Diversified Divid & I
Q4 2021 Filed on Feb 14, 2022
15,278
N/A
Pimco Dynamic Cr Income Fd
Q4 2021 Filed on Feb 14, 2022
54,718
N/A
NTNX
Nutanix, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
8,037
$29.96 - $39.04 $241K - $314K
VSH
Vishay Intertechnology Inc

Technology
Q4 2021 Filed on Feb 14, 2022
12,376
$19.01 - $22.55 $235K - $279K
CXDC
China Xd Plastics CO LTD

Basic Materials
Q4 2021 Filed on Feb 14, 2022
40,000
$0.03 - $0.93 $1.2K - $37.2K
TWOU
2 U, Inc.

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
8,724
$20.0 - $34.34 $174K - $300K
SBIO
Alps ETF Tr Medical Breakthrou

ETFs
Q4 2021 Filed on Feb 14, 2022
14,141
$40.31 - $49.48 $570K - $700K
Cree Inc
Q4 2021 Filed on Feb 14, 2022
4,183
N/A
WEA
Western Asset Premier Bond Fund

Financial Services
Q4 2021 Filed on Feb 14, 2022
109,677
$13.7 - $14.35 $1.5M - $1.57M
JTKWY
Just Eat Takeaway.Com N.V.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
23,704
$10.22 - $16.68 $242K - $395K
ASAN
Asana, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
10,810
$64.2 - $142.68 $694K - $1.54M
Baudax Bio Inc
Q4 2021 Filed on Feb 14, 2022
56,000
N/A
CSTL
Castle Biosciences Inc

Healthcare
Q4 2021 Filed on Feb 14, 2022
3,712
$39.06 - $67.58 $145K - $251K
HCSG
Healthcare Services Group Inc

Healthcare
Q4 2021 Filed on Feb 14, 2022
13,611
$16.48 - $25.44 $224K - $346K
Cyrusone Inc
Q4 2021 Filed on Feb 14, 2022
3,118
N/A
DBP
Invesco Db Precious Metals Fund

ETFs
Q4 2021 Filed on Feb 14, 2022
7,895
$47.19 - $50.77 $373K - $401K
VMEO
Vimeo, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
7,497
$17.53 - $35.02 $131K - $263K
CCD
Calamos Dynamic Convertible & Income Fund

Financial Services
Q4 2021 Filed on Feb 14, 2022
6,792
$29.4 - $33.4 $200K - $227K
LMND
Lemonade, Inc.

Financial Services
Q4 2021 Filed on Feb 14, 2022
4,386
$39.64 - $72.06 $174K - $316K
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Feb 14, 2022
98,745
N/A
Ishares Tr
Q4 2021 Filed on Feb 14, 2022
21,515
N/A
HIBB
Hibbett Inc

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
2,914
$65.34 - $99.69 $190K - $290K
Osi ETF Tr
Q4 2021 Filed on Feb 14, 2022
37,368
N/A
AWAY
ETF Managers Tr Etfmg Travel T

ETFs
Q4 2021 Filed on Feb 14, 2022
10,538
$22.88 - $29.39 $241K - $310K
QGEN
Qiagen N.V.

Healthcare
Q4 2021 Filed on Feb 14, 2022
8,544
$50.62 - $56.47 $432K - $482K
Wisdomtree Tr
Q3 2021 Filed on Nov 15, 2021
8,701
N/A
PBD
Invesco ETF Tr Ii Global Clean

ETFs
Q3 2021 Filed on Nov 15, 2021
6,456
$27.74 - $30.84 $179K - $199K
Maxim Integrated Prods Inc
Q3 2021 Filed on Nov 15, 2021
5,943
N/A
GLNG
Golar Lng LTD

Energy
Q3 2021 Filed on Nov 15, 2021
18,219
$10.21 - $13.79 $186K - $251K
L Brands Inc
Q3 2021 Filed on Nov 15, 2021
22,556
N/A
EBIZ
Global X Fds E Comm ETF (De)
Q3 2021 Filed on Nov 15, 2021
11,914
N/A
PAGS
Pag Seguro Digital Ltd.

Technology
Q3 2021 Filed on Nov 15, 2021
13,886
$50.77 - $60.93 $705K - $846K
KOMP
Spdr S&P Kensho New Economies

ETFs
Q3 2021 Filed on Nov 15, 2021
3,075
$60.6 - $66.49 $186K - $204K
RDFN
Redfin Corp

Real Estate
Q3 2021 Filed on Nov 15, 2021
4,672
$45.48 - $64.57 $212K - $302K
WBT
Welbilt, Inc.

Industrials
Q3 2021 Filed on Nov 15, 2021
9,225
$23.11 - $25.02 $213K - $231K
SFIX
Stitch Fix, Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
8,168
$33.64 - $63.32 $275K - $517K
SGRY
Surgery Partners, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
3,796
$41.9 - $65.33 $159K - $248K
Alexion Pharmaceuticals Inc
Q3 2021 Filed on Nov 15, 2021
3,954
N/A
ETD
Ethan Allen Interiors Inc

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
23,035
$23.15 - $27.82 $533K - $641K
MCS
Marcus Corp

Communication Services
Q3 2021 Filed on Nov 15, 2021
10,896
$14.55 - $21.27 $159K - $232K
Gabelli Equity Tr Inc
Q3 2021 Filed on Nov 15, 2021
42,550
N/A
MGNX
Macrogenics Inc

Healthcare
Q3 2021 Filed on Nov 15, 2021
11,200
$19.74 - $28.7 $221K - $321K
ARNC
Arconic Corp

Industrials
Q3 2021 Filed on Nov 15, 2021
9,882
$30.99 - $36.92 $306K - $365K
SSP
E.W. Scripps CO

Communication Services
Q3 2021 Filed on Nov 15, 2021
10,149
$16.28 - $20.79 $165K - $211K
PTEU
Pacer Fds Tr Trendpilot Europe

ETFs
Q3 2021 Filed on Nov 15, 2021
11,466
$23.98 - $25.97 $275K - $298K
PSL
Invesco Dwa Consumer Staples M
Q3 2021 Filed on Nov 15, 2021
3,467
N/A
SAM
Boston Beer CO Inc

Consumer Defensive
Q3 2021 Filed on Nov 15, 2021
248
$509.75 - $979.41 $126K - $243K
OII
Oceaneering International Inc

Energy
Q3 2021 Filed on Nov 15, 2021
10,289
$10.98 - $16.56 $113K - $170K
General Electric CO
Q3 2021 Filed on Nov 15, 2021
478,400
N/A
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