Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 16, 2023
Q3 2023
|
Rothschild Investment Corp
|
BUY
|
- |
679+ 8.15% |
$163K - $196K
|
9.01K
$3.35M
|
|
|
Oct 23, 2023
Q3 2023
|
Accurate Wealth Management, LLC
|
BUY
|
- |
678+ 15.08% |
$163K - $196K
|
5.17K
$1.92M
|
|
|
Nov 14, 2023
Q3 2023
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
676+ 9.33% |
$163K - $195K
|
7.92K
$2.94M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
673+ 12.9% |
$162K - $194K
|
5.89K
$2.19M
|
|
|
Nov 15, 2023
Q3 2023
|
Fine Mark National Bank & Trust
Fort Myers, FL |
BUY
|
- |
665+ 0.91% |
$160K - $192K
|
73.3K
$27.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
662New |
$159K - $191K
|
662
$246K
|
|
|
Nov 09, 2023
Q3 2023
|
Rollins Financial
|
BUY
|
- |
658+ 18.13% |
$158K - $190K
|
4.29K
$1.59M
|
|
|
Oct 12, 2023
Q3 2023
|
Moody National Bank Trust Division
|
BUY
|
- |
649+ 6.78% |
$156K - $187K
|
10.2K
$3.8M
|
|
|
Nov 03, 2023
Q3 2023
|
United Capital Management Of Ks, Inc.
|
BUY
|
- |
644+ 2.5% |
$155K - $186K
|
26.4K
$9.8M
|
|
|
Oct 27, 2023
Q3 2023
|
Oarsman Capital, Inc.
Milwaukee, WI |
BUY
|
- |
638+ 9.26% |
$153K - $184K
|
7.53K
$2.8M
|
|
|
Oct 12, 2023
Q3 2023
|
First Financial Bank Trust Division
Hamilton, OH |
BUY
|
- |
632+ 2.51% |
$152K - $182K
|
25.8K
$9.59M
|
|
|
Nov 14, 2023
Q3 2023
|
Elo Mutual Pension Insurance CO
|
BUY
|
- |
627+ 1.48% |
$151K - $181K
|
43.1K
$16M
|
|
|
Nov 02, 2023
Q3 2023
|
Beck Bode, LLC
|
BUY
|
- |
612+ 4.76% |
$147K - $177K
|
13.5K
$5M
|
|
|
Nov 13, 2023
Q3 2023
|
Meiji Yasuda Asset Management CO Ltd.
Tokyo, M0 |
BUY
|
- |
611+ 1.45% |
$147K - $176K
|
42.7K
$15.9M
|
|
|
Nov 15, 2023
Q3 2023
|
Greenwood Gearhart Inc
Fayetteville, AR |
BUY
|
- |
611+ 1.13% |
$147K - $176K
|
54.5K
$20.2M
|
|
|
Oct 23, 2023
Q3 2023
|
Wells Trecaso Financial Group, LLC
|
BUY
|
- |
610+ 4.69% |
$147K - $176K
|
13.6K
$5.06M
|
|
|
Oct 19, 2023
Q3 2023
|
Great Lakes Retirement, Inc.
Sandusky, OH |
BUY
|
- |
607+ 15.18% |
$146K - $175K
|
4.61K
$1.71M
|
|
|
Oct 20, 2023
Q3 2023
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
603+ 20.21% |
$145K - $174K
|
3.59K
$1.33M
|
|
|
Oct 19, 2023
Q3 2023
|
Slow Capital, Inc.
|
BUY
|
- |
602+ 5.2% |
$145K - $174K
|
12.2K
$4.53M
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
600+ 4.06% |
$144K - $173K
|
15.4K
$5.71M
|
|
|
Oct 20, 2023
Q3 2023
|
Atlantic Union Bankshares Corp
|
BUY
|
- |
597+ 6.59% |
$144K - $172K
|
9.66K
$3.59M
|
|
|
Oct 25, 2023
Q3 2023
|
Calamos Wealth Management LLC
|
BUY
|
- |
596+ 56.49% |
$143K - $172K
|
1.65K
$613K
|
|
|
Nov 14, 2023
Q3 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
595+ 23.3% |
$143K - $172K
|
3.15K
$1.17M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
595+ 3.77% |
$143K - $172K
|
16.4K
$6.09M
|
|
|
Nov 15, 2023
Q3 2023
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
591+ 0.9% |
$142K - $171K
|
66.3K
$24.6M
|
|
|
Sep 04, 2024
Q3 2023
|
Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group
Warsaw, R9 |
BUY
|
- |
583+ 9.21% |
$140K - $168K
|
6.92K
$2.57M
|
|
|
Nov 21, 2023
Q3 2023
|
Rooted Wealth Advisors, Inc.
Bourbonnais, IL |
BUY
|
- |
580+ 17.27% |
$140K - $167K
|
3.94K
$1.46M
|
|
|
Nov 14, 2023
Q3 2023
|
Baldwin Investment Management, LLC
|
BUY
|
- |
575+ 6.11% |
$138K - $166K
|
9.98K
$3.71M
|
|
|
Oct 27, 2023
Q3 2023
|
Eads & Heald Wealth Management
|
BUY
|
- |
574+ 10.03% |
$138K - $166K
|
6.3K
$2.34M
|
|
|
Oct 17, 2023
Q3 2023
|
Advocate Group LLC
|
BUY
|
- |
567+ 3.16% |
$136K - $164K
|
18.5K
$6.87M
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
564+ 2.84% |
$136K - $163K
|
20.5K
$7.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
562+ 4.92% |
$135K - $162K
|
12K
$4.45M
|
|
|
Nov 02, 2023
Q3 2023
|
Lmcg Investments, LLC
Boston, MA |
BUY
|
- |
548+ 1.71% |
$132K - $158K
|
32.6K
$12.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
533+ 12.47% |
$128K - $154K
|
4.81K
$1.79M
|
|
|
Nov 14, 2023
Q3 2023
|
New Republic Capital, LLC
Charlotte, NC |
BUY
|
- |
527+ 30.68% |
$127K - $152K
|
2.25K
$834K
|
|
|
Oct 10, 2023
Q3 2023
|
Wedmont Private Capital
|
BUY
|
- |
523+ 13.09% |
$126K - $151K
|
4.52K
$1.68M
|
|
|
Nov 03, 2023
Q3 2023
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
514+ 19.24% |
$124K - $148K
|
3.19K
$1.18M
|
|
|
Mar 13, 2024
Q3 2023
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
514+ 19.19% |
$124K - $148K
|
3.19K
$1.19M
|
|
|
Nov 14, 2023
Q3 2023
|
Johnson Financial Group, Inc.
Racine, WI |
BUY
|
- |
509+ 16.05% |
$122K - $147K
|
3.68K
$1.37M
|
|
|
Oct 24, 2023
Q3 2023
|
Capital Advisors Inc
|
BUY
|
- |
505+ 19.8% |
$121K - $146K
|
3.06K
$1.14M
|
|
|
Oct 17, 2023
Q3 2023
|
Heartwood Wealth Advisors LLC
|
BUY
|
- |
500+ 22.69% |
$120K - $144K
|
2.7K
$1M
|
|
|
Oct 19, 2023
Q3 2023
|
Aries Wealth Management
|
BUY
|
- |
500+ 2.76% |
$120K - $144K
|
18.6K
$6.92M
|
|
|
Nov 09, 2023
Q3 2023
|
1 St Source Bank
|
BUY
|
- |
500+ 5.04% |
$120K - $144K
|
10.4K
$3.87M
|
|
|
Aug 01, 2024
Q3 2023
|
Wr Wealth Planners, LLC
Columbia, MO |
BUY
|
- |
489+ 4.82% |
$118K - $141K
|
10.6K
$3.95M
|
|
|
Nov 13, 2023
Q3 2023
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
473+ 29.69% |
$114K - $137K
|
2.07K
$767K
|
|
|
Oct 18, 2023
Q3 2023
|
Papp L Roy & Associates
|
BUY
|
- |
470+ 6.75% |
$113K - $136K
|
7.43K
$2.76M
|
|
|
Nov 14, 2023
Q3 2023
|
Silvercrest Asset Management Group LLC
New York, NY |
BUY
|
- |
468+ 2.76% |
$113K - $135K
|
17.4K
$6.47M
|
|
|
Nov 01, 2023
Q3 2023
|
Paulson Wealth Management Inc.
|
BUY
|
- |
463+ 21.86% |
$111K - $134K
|
2.58K
$959K
|
|
|
Nov 13, 2023
Q3 2023
|
Woodley Farra Manion Portfolio Management Inc
|
BUY
|
- |
458+ 26.93% |
$110K - $132K
|
2.16K
$802K
|
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
453+ 12.21% |
$109K - $131K
|
4.16K
$1.55M
|