Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 23, 2023
Q3 2023
|
Dakota Wealth Management
|
BUY
|
- |
255+ 0.68% |
$61.3K - $73.6K
|
37.6K
$14M
|
|
|
Nov 15, 2023
Q3 2023
|
Studio Investment Management LLC
Chicago, IL |
BUY
|
- |
255+ 1.97% |
$61.3K - $73.6K
|
13.2K
$4.9M
|
|
|
Oct 26, 2023
Q3 2023
|
Graypoint LLC
|
BUY
|
- |
251+ 2.31% |
$60.4K - $72.5K
|
11.1K
$4.13M
|
|
|
Nov 09, 2023
Q3 2023
|
Ipg Investment Advisors LLC
San Diego, CA |
BUY
|
- |
248+ 6.59% |
$59.7K - $71.6K
|
4.01K
$1.49M
|
|
|
Nov 08, 2023
Q3 2023
|
Plancorp, LLC
|
BUY
|
- |
245+ 16.04% |
$58.9K - $70.7K
|
1.77K
$658K
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
244+ 1.11% |
$58.7K - $70.4K
|
22.2K
$8.23M
|
|
|
Nov 13, 2023
Q3 2023
|
Legacy Financial Advisors, Inc.
|
BUY
|
- |
244+ 16.66% |
$58.7K - $70.4K
|
1.71K
$635K
|
|
|
Dec 06, 2023
Q3 2023
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
244+ 13.63% |
$58.7K - $70.4K
|
2.03K
$756K
|
|
|
Nov 03, 2023
Q3 2023
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
BUY
|
- |
243+ 7.34% |
$58.5K - $70.1K
|
3.55K
$1.32M
|
|
|
Oct 16, 2023
Q3 2023
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
241+ 5.31% |
$58K - $69.6K
|
4.78K
$1.78M
|
|
|
Nov 14, 2023
Q3 2023
|
British Columbia Investment Management Corp
Victoria, A1 |
BUY
|
- |
241+ 0.52% |
$58K - $69.6K
|
46.9K
$17.4M
|
|
|
Nov 08, 2023
Q3 2023
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
240+ 2.35% |
$57.7K - $69.3K
|
10.5K
$3.89M
|
|
|
Oct 25, 2023
Q3 2023
|
Means Investment Co., Inc.
|
BUY
|
- |
238+ 8.79% |
$57.3K - $68.7K
|
2.95K
$1.09M
|
|
|
Oct 23, 2023
Q3 2023
|
Aua Capital Management, LLC
Camp Hill, PA |
BUY
|
- |
237+ 25.4% |
$57K - $68.4K
|
1.17K
$435K
|
|
|
Nov 13, 2023
Q3 2023
|
Elgethun Capital Management
Sioux Falls, SD |
BUY
|
- |
235+ 30.72% |
$56.5K - $67.8K
|
1K
$371K
|
|
|
Nov 13, 2023
Q3 2023
|
Sandy Cove Advisors, LLC
Hingham, MA |
BUY
|
- |
234+ 18.24% |
$56.3K - $67.5K
|
1.52K
$563K
|
|
|
Nov 14, 2023
Q3 2023
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
234+ 16.8% |
$56.3K - $67.5K
|
1.63K
$604K
|
|
|
Nov 06, 2023
Q3 2023
|
Callan Capital, LLC
La Jolla, CA |
BUY
|
- |
231+ 11.85% |
$55.6K - $66.7K
|
2.18K
$810K
|
|
|
Nov 13, 2023
Q3 2023
|
South Street Advisors LLC
New York, NY |
BUY
|
- |
230+ 19.01% |
$55.3K - $66.4K
|
1.44K
$535K
|
|
|
Nov 21, 2023
Q3 2023
|
Braun Stacey Associates Inc
|
BUY
|
- |
225+ 10.71% |
$54.1K - $64.9K
|
2.33K
$864K
|
|
|
Oct 23, 2023
Q3 2023
|
Financial Advisory Service, Inc.
|
BUY
|
- |
224+ 2.02% |
$53.9K - $64.7K
|
11.3K
$4.21M
|
|
|
Nov 14, 2023
Q3 2023
|
Natixis
Paris, I0 |
BUY
|
- |
223New |
$53.6K - $64.4K
|
223
$82.8K
|
|
|
Nov 01, 2023
Q3 2023
|
Regions Financial Corp
|
BUY
|
- |
216+ 0.23% |
$52K - $62.3K
|
95.4K
$35.4M
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
215+ 2.48% |
$51.7K - $62.1K
|
8.9K
$3.31M
|
|
|
Oct 25, 2023
Q3 2023
|
Everhart Financial Group, Inc.
|
BUY
|
- |
214+ 14.29% |
$51.5K - $61.8K
|
1.71K
$636K
|
|
|
Oct 26, 2023
Q3 2023
|
Macroview Investment Management LLC
|
BUY
|
- |
214+ 713.33% |
$51.5K - $61.8K
|
244
$90.6K
|
|
|
Nov 07, 2023
Q3 2023
|
Mv Capital Management, Inc.
|
BUY
|
- |
213+ 1.87% |
$51.2K - $61.5K
|
11.6K
$4.31M
|
|
|
Nov 14, 2023
Q3 2023
|
Coston, Mc Isaac & Partners
Bar Harbor, ME |
BUY
|
- |
213+ 226.6% |
$51.2K - $61.5K
|
307
$114K
|
|
|
Oct 31, 2023
Q3 2023
|
Resonant Capital Advisors, LLC
|
BUY
|
- |
211+ 19.98% |
$50.8K - $60.9K
|
1.27K
$471K
|
|
|
Oct 31, 2023
Q3 2023
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
211+ 1.39% |
$50.8K - $60.9K
|
15.4K
$5.7M
|
|
|
Oct 10, 2023
Q3 2023
|
Stillwater Capital Advisors, LLC
|
BUY
|
- |
210+ 0.52% |
$50.5K - $60.6K
|
40.6K
$15.1M
|
|
|
Nov 08, 2023
Q3 2023
|
Consolidated Planning Corp
Atlanta, GA |
BUY
|
- |
210+ 0.79% |
$50.5K - $60.6K
|
26.7K
$9.93M
|
|
|
Oct 11, 2023
Q3 2023
|
Cva Family Office, LLC
|
BUY
|
- |
209+ 7.43% |
$50.3K - $60.3K
|
3.02K
$1.12M
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
205+ 16.48% |
$49.3K - $59.2K
|
1.45K
$538K
|
|
|
Nov 13, 2023
Q3 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
201+ 7.53% |
$48.4K - $58K
|
2.87K
$1.07M
|
|
|
Oct 18, 2023
Q3 2023
|
Gemmer Asset Management LLC
|
BUY
|
- |
200+ 23.84% |
$48.1K - $57.7K
|
1.04K
$386K
|
|
|
Oct 27, 2023
Q3 2023
|
Northwest Bancshares, Inc.
Warren, PA |
BUY
|
- |
200+ 18.48% |
$48.1K - $57.7K
|
1.28K
$476K
|
|
|
Nov 02, 2023
Q3 2023
|
Your Advocates Ltd., LLP
Houston, TX |
BUY
|
- |
200New |
$48.1K - $57.7K
|
200
$74.3K
|
|
|
Nov 07, 2023
Q3 2023
|
Eagle Claw Capital Managment, LLC
Boston, MA |
BUY
|
- |
200+ 1.29% |
$48.1K - $57.7K
|
15.7K
$5.83M
|
|
|
Nov 07, 2023
Q3 2023
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
197+ 8.5% |
$47.4K - $56.9K
|
2.52K
$934K
|
|
|
Oct 16, 2023
Q3 2023
|
Lmg Wealth Partners, LLC
Shreveport, LA |
BUY
|
- |
196+ 2.26% |
$47.2K - $56.6K
|
8.88K
$3.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Menard Financial Group LLC
Houston, TX |
BUY
|
- |
195+ 6.42% |
$46.9K - $56.3K
|
3.23K
$1.2M
|
|
|
Nov 03, 2023
Q3 2023
|
Breakwater Capital Group
Paramus, NJ |
BUY
|
- |
190+ 12.87% |
$45.7K - $54.8K
|
1.67K
$619K
|
|
|
Nov 14, 2023
Q3 2023
|
Tcg Advisory Services, LLC
Austin, TX |
BUY
|
- |
190+ 15.3% |
$45.7K - $54.8K
|
1.43K
$532K
|
|
|
Oct 10, 2023
Q3 2023
|
Quent Capital, LLC
|
BUY
|
- |
189+ 15.01% |
$45.5K - $54.6K
|
1.45K
$538K
|
|
|
Jun 14, 2024
Q3 2023
|
Quent Capital, LLC
|
BUY
|
- |
189+ 15.01% |
$45.5K - $54.6K
|
1.45K
$538K
|
|
|
Oct 13, 2023
Q3 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
188+ 44.24% |
$45.2K - $54.3K
|
613
$228K
|
|
|
Nov 08, 2023
Q3 2023
|
Heritage Trust CO
Oklahoma City, OK |
BUY
|
- |
186+ 1.68% |
$44.7K - $53.7K
|
11.2K
$4.17M
|
|
|
Nov 13, 2023
Q3 2023
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
186+ 3.97% |
$44.7K - $53.7K
|
4.87K
$1.81M
|
|
|
Nov 01, 2023
Q3 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
184+ 2.97% |
$44.3K - $53.1K
|
6.38K
$2.37M
|