Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-28.8K- 43.1% |
$6.93M - $8.31M
|
38K
$14.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-29.2K- 5.64% |
$7.02M - $8.43M
|
489K
$183M
|
|
|
Nov 13, 2023
Q3 2023
|
Capstone Investment Advisors, LLC
New York, NY |
SELL
|
- |
-29.4K- 77.07% |
$7.07M - $8.48M
|
8.74K
$3.28M
|
|
|
Nov 09, 2023
Q3 2023
|
Tredje Ap Fonden
|
SELL
|
- |
-29.6K- 19.87% |
$7.12M - $8.54M
|
119K
$44.7M
|
|
|
Oct 30, 2023
Q3 2023
|
Blue Chip Partners, Inc.
|
SELL
|
- |
-30.3K- 41.93% |
$7.29M - $8.75M
|
42K
$15.7M
|
|
|
Oct 30, 2023
Q3 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-30.7K- 1.9% |
$7.38M - $8.86M
|
1.59M
$596M
|
|
|
Nov 09, 2023
Q3 2023
|
Varma Mutual Pension Insurance CO
Varma, H9 |
SELL
|
- |
-36K- 27.32% |
$8.66M - $10.4M
|
95.8K
$35.9M
|
|
|
Nov 16, 2023
Q3 2023
|
Jacobs Levy Equity Management, Inc
Florham Park, NJ |
SELL
|
- |
-36.1K- 32.13% |
$8.69M - $10.4M
|
76.3K
$28.6M
|
|
|
Nov 14, 2023
Q3 2023
|
California State Teachers Retirement System
West Sacramento, CA |
SELL
|
- |
-37.2K- 4.34% |
$8.94M - $10.7M
|
819K
$307M
|
|
|
Oct 26, 2023
Q3 2023
|
Conning Inc.
|
SELL
|
- |
-37.6K- 22.37% |
$9.04M - $10.8M
|
130K
$48.9M
|
|
|
Oct 17, 2023
Q3 2023
|
Willis Investment Counsel
Gainesville, GA |
SELL
|
- |
-40.5K- 34.04% |
$9.74M - $11.7M
|
78.4K
$29.4M
|
|
|
Mar 07, 2024
Q3 2023
|
Willis Investment Counsel
Gainesville, GA |
SELL
|
- |
-40.5K- 34.04% |
$9.74M - $11.7M
|
78.4K
$29.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-41.7K- 18.91% |
$10M - $12M
|
179K
$67M
|
|
|
Nov 13, 2023
Q3 2023
|
Madison Asset Management, LLC
Madison, WI |
SELL
|
- |
-43.1K- 31.57% |
$10.4M - $12.4M
|
93.5K
$35.1M
|
|
|
Nov 15, 2023
Q3 2023
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-50.5K- 90.26% |
$12.2M - $14.6M
|
5.46K
$2.05M
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-50.6K- 11.66% |
$12.2M - $14.6M
|
383K
$144M
|
|
|
Nov 07, 2023
Q3 2023
|
New York State Common Retirement Fund
|
SELL
|
- |
-50.8K- 6.06% |
$12.2M - $14.7M
|
787K
$295M
|
|
|
Nov 06, 2023
Q3 2023
|
Old Republic International Corp
Chicago, IL |
SELL
|
- |
-52.5K- 15.04% |
$12.6M - $15.2M
|
297K
$111M
|
|
|
Nov 13, 2023
Q3 2023
|
Korea Investment Corp
Seoul, M5 |
SELL
|
- |
-60.2K- 11.89% |
$14.5M - $17.4M
|
446K
$167M
|
|
|
Nov 14, 2023
Q3 2023
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-62.6K- 68.92% |
$15.1M - $18.1M
|
28.2K
$10.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-64.6K- 3.59% |
$15.5M - $18.6M
|
1.74M
$651M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-67.5K- 63.04% |
$16.2M - $19.5M
|
39.5K
$14.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-76.1K- 3.54% |
$18.3M - $22M
|
2.07M
$777M
|
|
|
Nov 14, 2023
Q3 2023
|
Public Employees Retirement Association Of Colorado
Denver, CO |
SELL
|
- |
-78.7K- 94.52% |
$18.9M - $22.7M
|
4.57K
$1.71M
|
|
|
Nov 13, 2023
Q3 2023
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-89K- 3.59% |
$21.4M - $25.7M
|
2.39M
$896M
|
|
|
Nov 13, 2023
Q3 2023
|
Candriam S.C.A.
|
SELL
|
- |
-94.8K- 59.47% |
$22.8M - $27.4M
|
64.6K
$24.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Pro Share Advisors LLC
|
SELL
|
- |
-97.6K- 9.75% |
$23.5M - $28.2M
|
904K
$339M
|
|
|
Nov 14, 2023
Q3 2023
|
Twin Tree Management, LP
Dallas, TX |
SELL
|
- |
-116K- 87.88% |
$27.8M - $33.4M
|
16K
$5.99M
|
|
|
Nov 14, 2023
Q3 2023
|
Amundi
Paris, I0 |
SELL
|
- |
-125K- 4.16% |
$30M - $36M
|
2.88M
$1.08B
|
|
|
Nov 07, 2023
Q3 2023
|
Boston Partners
Boston, MA |
SELL
|
- |
-132K- 21.08% |
$31.7M - $38.1M
|
494K
$185M
|
|
|
Nov 14, 2023
Q3 2023
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-134K- 4.39% |
$32.3M - $38.8M
|
2.93M
$1.1B
|
|
|
Nov 09, 2023
Q3 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-141K- 11.14% |
$33.8M - $40.6M
|
1.12M
$421M
|
|
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-143K- 97.75% |
$34.4M - $41.3M
|
3.3K
$1.24M
|
|
|
Nov 14, 2023
Q3 2023
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-173K- 5.54% |
$41.6M - $49.9M
|
2.95M
$1.11B
|
|
|
Nov 14, 2023
Q3 2023
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-173K- 49.66% |
$41.7M - $50.1M
|
176K
$65.9M
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
SELL
|
- |
-191K- 20.61% |
$46M - $55.2M
|
737K
$276M
|
|
|
Nov 08, 2023
Q3 2023
|
Swiss National Bank
Zurich, V8 |
SELL
|
- |
-207K- 11.11% |
$49.8M - $59.8M
|
1.66M
$622M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
SELL
|
- |
-214K- 63.12% |
$51.4M - $61.7M
|
125K
$46.8M
|
|
|
Nov 02, 2023
Q3 2023
|
Diamond Hill Capital Management Inc
Columbus, OH |
SELL
|
- |
-217K- 12.69% |
$52.2M - $62.7M
|
1.49M
$560M
|
|
|
Nov 14, 2023
Q3 2023
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-253K- 39.56% |
$60.8M - $72.9M
|
386K
$145M
|
|
|
Nov 14, 2023
Q3 2023
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-280K- 33.46% |
$67.4M - $80.9M
|
557K
$209M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-367K- 10.68% |
$88.2M - $106M
|
3.07M
$1.15B
|
|
|
Nov 14, 2023
Q3 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-369K- 68.1% |
$88.8M - $107M
|
173K
$64.8M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-375K- 22.46% |
$90.2M - $108M
|
1.29M
$485M
|
|
|
Nov 14, 2023
Q3 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-434K- 32.35% |
$104M - $125M
|
906K
$340M
|
|
|
Nov 14, 2023
Q3 2023
|
Vanguard Group Inc
Valley Forge, PA |
SELL
|
- |
-508K- 1.04% |
$122M - $147M
|
48.2M
$18.1B
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-707K- 2.09% |
$170M - $204M
|
33.2M
$12.4B
|
|
|
Nov 14, 2023
Q3 2023
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
SELL
|
- |
-1.05M- 47.99% |
$254M - $304M
|
1.14M
$429M
|
|
|
Nov 14, 2023
Q3 2023
|
Voya Investment Management LLC
Atlanta, GA |
SELL
|
- |
-1.09M- 76.96% |
$262M - $314M
|
326K
$122M
|
|
|
Nov 14, 2023
Q3 2023
|
State Street Corp
Boston, MA |
SELL
|
- |
-1.37M- 3.51% |
$330M - $395M
|
37.6M
$14.1B
|