Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2023
Q3 2023
|
Soltis Investment Advisors LLC
St. George, UT |
SELL
|
- |
-896- 40.51% |
$216K - $259K
|
1.32K
$481K
|
|
|
Nov 13, 2023
Q3 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-899Closed |
$216K - $259K
|
0
$0
|
|
|
Apr 30, 2024
Q3 2023
|
Concord Wealth Partners
|
SELL
|
- |
-905- 13.74% |
$218K - $261K
|
5.68K
$2.08M
|
|
|
Nov 13, 2023
Q3 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-917- 27.87% |
$221K - $265K
|
2.37K
$867K
|
|
|
Nov 07, 2023
Q3 2023
|
Adell Harriman & Carpenter Inc
|
SELL
|
- |
-925- 22.93% |
$223K - $267K
|
3.11K
$1.14M
|
|
|
Nov 15, 2023
Q3 2023
|
American Trust
Lexington, KY |
SELL
|
- |
-930- 30.19% |
$224K - $268K
|
2.15K
$786K
|
|
|
Nov 14, 2023
Q3 2023
|
Sherbrooke Park Advisers LLC
White Plains, NY |
SELL
|
- |
-931- 33.25% |
$224K - $269K
|
1.87K
$683K
|
|
|
Nov 09, 2023
Q3 2023
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-932- 1.28% |
$224K - $269K
|
72K
$26.3M
|
|
|
Nov 01, 2023
Q3 2023
|
Quilter PLC
|
SELL
|
- |
-935- 2.06% |
$225K - $270K
|
44.5K
$16.3M
|
|
|
Oct 20, 2023
Q3 2023
|
Private Asset Management Inc
|
SELL
|
- |
-948- 20.44% |
$228K - $274K
|
3.69K
$1.35M
|
|
|
Oct 30, 2023
Q3 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-974- 13.07% |
$234K - $281K
|
6.48K
$2.37M
|
|
|
Nov 08, 2023
Q3 2023
|
Kcm Investment Advisors LLC
Greenbrae, CA |
SELL
|
- |
-984- 1.66% |
$237K - $284K
|
58.4K
$21.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Cannell & Co.
New York, NY |
SELL
|
- |
-986- 3.36% |
$237K - $285K
|
28.3K
$10.4M
|
|
|
Dec 14, 2023
Q3 2023
|
One River Asset Management, LLC
Stamford, CT |
SELL
|
- |
-988- 34.51% |
$238K - $285K
|
1.88K
$685K
|
|
|
Nov 03, 2023
Q3 2023
|
Larson Financial Group LLC
|
SELL
|
- |
-995- 43.76% |
$239K - $287K
|
1.28K
$467K
|
|
|
Oct 20, 2023
Q3 2023
|
Security National Bank
|
SELL
|
- |
-1K- 20.48% |
$241K - $289K
|
3.88K
$1.42M
|
|
|
Oct 25, 2023
Q3 2023
|
Forsta Ap Fonden
Stockholm, V7 |
SELL
|
- |
-1K- 0.81% |
$241K - $289K
|
123K
$45M
|
|
|
Aug 16, 2024
Q3 2023
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-1K- 14.75% |
$241K - $289K
|
5.79K
$2.12M
|
|
|
Nov 13, 2023
Q3 2023
|
Citizens Financial Group Inc
|
SELL
|
- |
-1.01K- 15.0% |
$242K - $290K
|
5.7K
$2.08M
|
|
|
Nov 14, 2023
Q3 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-1.01K- 15.09% |
$243K - $292K
|
5.68K
$2.08M
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-1.01K- 23.85% |
$243K - $292K
|
3.23K
$1.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.02K- 4.94% |
$245K - $294K
|
19.6K
$7.15M
|
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-1.03K- 6.77% |
$247K - $296K
|
14.1K
$5.16M
|
|
|
Oct 19, 2023
Q3 2023
|
Financial & Tax Architects, LLC
St Louis, MO |
SELL
|
- |
-1.04K- 4.75% |
$250K - $300K
|
20.8K
$7.61M
|
|
|
Oct 30, 2023
Q3 2023
|
Bogart Wealth, LLC
|
SELL
|
- |
-1.05K- 2.21% |
$253K - $303K
|
46.5K
$17M
|
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-1.06K- 4.93% |
$254K - $305K
|
20.4K
$7.46M
|
|
|
Nov 13, 2023
Q3 2023
|
Clear Street Markets LLC
|
SELL
|
- |
-1.06K- 57.01% |
$255K - $306K
|
800
$292K
|
|
|
Nov 08, 2023
Q3 2023
|
Westchester Capital Management, Inc.
Omaha, NE |
SELL
|
- |
-1.06K- 1.54% |
$256K - $307K
|
67.9K
$24.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Pinnacle Holdings, LLC
Tulsa, OK |
SELL
|
- |
-1.07K- 9.28% |
$257K - $308K
|
10.4K
$3.81M
|
|
|
Oct 10, 2023
Q3 2023
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-1.08K- 14.16% |
$259K - $311K
|
6.52K
$2.38M
|
|
|
Nov 13, 2023
Q3 2023
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-1.09K- 24.0% |
$262K - $314K
|
3.45K
$1.26M
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-1.09K- 27.65% |
$263K - $315K
|
2.86K
$1.04M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.09K- 0.34% |
$263K - $316K
|
317K
$116M
|
|
|
Nov 09, 2023
Q3 2023
|
Wms Partners, LLC
|
SELL
|
- |
-1.1K- 26.76% |
$264K - $317K
|
3.01K
$1.1M
|
|
|
Nov 09, 2023
Q3 2023
|
Nikko Asset Management Americas, Inc.
|
SELL
|
- |
-1.13K- 4.17% |
$271K - $325K
|
25.9K
$9.47M
|
|
|
Oct 26, 2023
Q3 2023
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-1.15K- 14.32% |
$277K - $332K
|
6.88K
$2.51M
|
|
|
Nov 07, 2023
Q3 2023
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-1.16K- 14.94% |
$279K - $334K
|
6.59K
$2.41M
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-1.17K- 1.32% |
$281K - $337K
|
86.9K
$31.8M
|
|
|
Nov 01, 2023
Q3 2023
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-1.17K- 1.26% |
$281K - $337K
|
92K
$33.6M
|
|
|
Oct 19, 2023
Q3 2023
|
Country Club Bank
|
SELL
|
- |
-1.18K- 6.33% |
$284K - $341K
|
17.5K
$6.39M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.18K- 1.61% |
$285K - $342K
|
72.1K
$26.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Gouws Capital LLC
|
SELL
|
- |
-1.2K- 10.62% |
$287K - $345K
|
10.1K
$3.68M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.2K- 0.66% |
$288K - $346K
|
181K
$66.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Jackson Wealth Management, LLC
|
SELL
|
- |
-1.28K- 54.53% |
$308K - $370K
|
1.07K
$390K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-1.29K- 4.43% |
$309K - $371K
|
27.7K
$10.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-1.29K- 2.54% |
$311K - $373K
|
49.6K
$18.1M
|
|
|
Oct 25, 2023
Q3 2023
|
Forvis Wealth Advisors, LLC
|
SELL
|
- |
-1.31K- 5.53% |
$314K - $377K
|
22.3K
$8.15M
|
|
|
Oct 19, 2023
Q3 2023
|
Clarius Group, LLC
Seattle, WA |
SELL
|
- |
-1.31K- 19.34% |
$315K - $378K
|
5.47K
$2M
|
|
|
Oct 13, 2023
Q3 2023
|
Jacobs & CO
|
SELL
|
- |
-1.31K- 3.09% |
$316K - $379K
|
41.2K
$15M
|
|
|
Nov 14, 2023
Q3 2023
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-1.35K- 6.02% |
$325K - $390K
|
21.1K
$7.71M
|