Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2023
Q3 2023
|
Trust CO Of Toledo Na
Holland, OH |
SELL
|
- |
-424- 3.9% |
$102K - $122K
|
10.5K
$3.92M
|
|
|
Oct 16, 2023
Q3 2023
|
Bridge Creek Capital Management LLC
|
SELL
|
- |
-425- 2.21% |
$102K - $123K
|
18.8K
$7.05M
|
|
|
Nov 15, 2023
Q3 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-427- 8.37% |
$103K - $123K
|
4.67K
$1.75M
|
|
|
Nov 13, 2023
Q3 2023
|
Princeton Capital Management LLC
Red Bank, NJ |
SELL
|
- |
-430- 7.07% |
$103K - $124K
|
5.65K
$2.12M
|
|
|
Oct 17, 2023
Q3 2023
|
Argus Investors' Counsel, Inc.
|
SELL
|
- |
-440- 6.25% |
$106K - $127K
|
6.6K
$2.47M
|
|
|
Oct 11, 2023
Q3 2023
|
Hbw Advisory Services LLC
|
SELL
|
- |
-448- 34.15% |
$108K - $129K
|
864
$324K
|
|
|
Nov 14, 2023
Q3 2023
|
Becker Capital Management Inc
|
SELL
|
- |
-449- 4.67% |
$108K - $130K
|
9.17K
$3.44M
|
|
|
Oct 05, 2023
Q3 2023
|
Community Bank Of Raymore
|
SELL
|
- |
-450- 1.0% |
$108K - $130K
|
44.6K
$16.7M
|
|
|
Nov 09, 2023
Q3 2023
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-450- 1.04% |
$108K - $130K
|
43K
$16.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Columbia Asset Management
Ann Arbor, MI |
SELL
|
- |
-450- 2.32% |
$108K - $130K
|
19K
$7.11M
|
|
|
Nov 09, 2023
Q3 2023
|
Loomis Sayles & CO L P
|
SELL
|
- |
-453- 18.84% |
$109K - $131K
|
1.95K
$732K
|
|
|
Oct 19, 2023
Q3 2023
|
Lion Street Advisors, LLC
|
SELL
|
- |
-456- 12.75% |
$110K - $132K
|
3.12K
$1.17M
|
|
|
Oct 18, 2023
Q3 2023
|
Washington Trust CO
|
SELL
|
- |
-464- 11.77% |
$112K - $134K
|
3.48K
$1.3M
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
SELL
|
- |
-465- 2.17% |
$112K - $134K
|
21K
$7.86M
|
|
|
Nov 07, 2023
Q3 2023
|
Omni Star Financial Group, Inc.
|
SELL
|
- |
-466- 14.97% |
$112K - $135K
|
2.65K
$993K
|
|
|
Oct 23, 2023
Q3 2023
|
Sweet Financial Partners, LLC
|
SELL
|
- |
-470- 22.46% |
$113K - $136K
|
1.62K
$609K
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-471- 2.13% |
$113K - $136K
|
21.6K
$8.11M
|
|
|
Nov 13, 2023
Q3 2023
|
Mather Group, Llc.
Chicago, IL |
SELL
|
- |
-473- 5.47% |
$114K - $137K
|
8.17K
$3.06M
|
|
|
Oct 25, 2023
Q3 2023
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-475- 6.95% |
$114K - $137K
|
6.36K
$2.38M
|
|
|
Nov 01, 2023
Q3 2023
|
Wakefield Asset Management Lllp
Englewood, CO |
SELL
|
- |
-477- 3.96% |
$115K - $138K
|
11.6K
$4.34M
|
|
|
Nov 09, 2023
Q3 2023
|
Knuff & CO LLC
Foster City, CA |
SELL
|
- |
-479- 2.23% |
$115K - $138K
|
21K
$7.88M
|
|
|
Nov 14, 2023
Q3 2023
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-487- 9.39% |
$117K - $141K
|
4.7K
$1.76M
|
|
|
Dec 04, 2023
Q3 2023
|
Trust CO
|
SELL
|
- |
-489- 55.57% |
$118K - $141K
|
391
$147K
|
|
|
Nov 14, 2023
Q3 2023
|
Castellan Group
Louisville, KY |
SELL
|
- |
-490- 3.95% |
$118K - $141K
|
11.9K
$4.46M
|
|
|
Nov 13, 2023
Q3 2023
|
North Crest Asset Manangement, LLC
|
SELL
|
- |
-500- 0.69% |
$120K - $144K
|
71.7K
$26.9M
|
|
|
Nov 20, 2023
Q3 2023
|
Tompkins Financial Corp
|
SELL
|
- |
-500- 17.83% |
$120K - $144K
|
2.3K
$864K
|
|
|
Nov 14, 2023
Q3 2023
|
Capital Markets Trading Uk LLP
London, X0 |
SELL
|
- |
-501- 28.61% |
$121K - $145K
|
1.25K
$469K
|
|
|
Oct 27, 2023
Q3 2023
|
Hudson Valley Investment Advisors Inc
|
SELL
|
- |
-503- 14.73% |
$121K - $145K
|
2.91K
$1.09M
|
|
|
Oct 25, 2023
Q3 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-506- 4.02% |
$122K - $146K
|
12.1K
$4.53M
|
|
|
Oct 11, 2023
Q3 2023
|
Donaldson Capital Management, LLC
Evansville, IN |
SELL
|
- |
-513- 4.62% |
$123K - $148K
|
10.6K
$3.97M
|
|
|
Nov 14, 2023
Q3 2023
|
True North Advisors, LLC
|
SELL
|
- |
-516- 8.58% |
$124K - $149K
|
5.5K
$2.06M
|
|
|
Oct 23, 2023
Q3 2023
|
Private Ocean, LLC
|
SELL
|
- |
-518- 77.08% |
$125K - $150K
|
154
$57.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Puzo Michael J
|
SELL
|
- |
-525- 13.38% |
$126K - $152K
|
3.4K
$1.27M
|
|
|
Nov 03, 2023
Q3 2023
|
Noesis Capital Mangement Corp
|
SELL
|
- |
-530- 1.35% |
$128K - $153K
|
38.8K
$14.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Oxford Financial Group LTD
Indianapolis, IN |
SELL
|
- |
-532- 36.17% |
$128K - $154K
|
939
$352K
|
|
|
Oct 13, 2023
Q3 2023
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-535- 32.94% |
$129K - $154K
|
1.09K
$408K
|
|
|
Oct 12, 2023
Q3 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-541- 4.06% |
$130K - $156K
|
12.8K
$4.79M
|
|
|
Oct 24, 2023
Q3 2023
|
Wd Rutherford LLC
|
SELL
|
- |
-544- 11.31% |
$131K - $157K
|
4.27K
$1.6M
|
|
|
Oct 10, 2023
Q3 2023
|
Consolidated Capital Management, LLC
|
SELL
|
- |
-548- 2.46% |
$132K - $158K
|
21.7K
$8.13M
|
|
|
Nov 13, 2023
Q3 2023
|
Hancock Whitney Corp
|
SELL
|
- |
-570- 15.78% |
$137K - $165K
|
3.04K
$1.14M
|
|
|
Oct 19, 2023
Q3 2023
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-574- 7.2% |
$138K - $166K
|
7.4K
$2.78M
|
|
|
Oct 26, 2023
Q3 2023
|
Osborne Partners Capital Management, LLC
|
SELL
|
- |
-574- 8.29% |
$138K - $166K
|
6.35K
$2.38M
|
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-577- 13.12% |
$139K - $167K
|
3.82K
$1.43M
|
|
|
Oct 23, 2023
Q3 2023
|
Robbins Farley LLC
Manchester, NH |
SELL
|
- |
-579- 3.71% |
$139K - $167K
|
15K
$5.63M
|
|
|
Oct 12, 2023
Q3 2023
|
Northwest Investment Counselors, LLC
|
SELL
|
- |
-588- 2.58% |
$141K - $170K
|
22.2K
$8.33M
|
|
|
Nov 13, 2023
Q3 2023
|
Quadrant Private Wealth Management, LLC
Bethlehem, PA |
SELL
|
- |
-594- 23.19% |
$143K - $171K
|
1.97K
$738K
|
|
|
Oct 17, 2023
Q3 2023
|
Corundum Group, Inc.
|
SELL
|
- |
-597- 22.01% |
$144K - $172K
|
2.12K
$793K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-601- 10.71% |
$145K - $173K
|
5.01K
$1.88M
|
|
|
Oct 25, 2023
Q3 2023
|
Folger Nolan Fleming Douglas Capital Management, Inc
|
SELL
|
- |
-606- 1.71% |
$146K - $175K
|
34.9K
$13.1M
|
|
|
Oct 31, 2023
Q3 2023
|
Peregrine Asset Advisers, Inc.
Portland, OR |
SELL
|
- |
-606- 24.25% |
$146K - $175K
|
1.89K
$710K
|