Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2023
Q3 2023
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-149- 1.93% |
$35.8K - $43K
|
7.58K
$2.84M
|
|
|
Oct 10, 2023
Q3 2023
|
Franklin Street Advisors Inc
|
SELL
|
- |
-150- 2.1% |
$36.1K - $43.3K
|
7.01K
$2.63M
|
|
|
Oct 20, 2023
Q3 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-150- 2.59% |
$36.1K - $43.3K
|
5.65K
$2.12M
|
|
|
Oct 20, 2023
Q3 2023
|
West Branch Capital LLC
|
SELL
|
- |
-150- 24.59% |
$36.1K - $43.3K
|
460
$172K
|
|
|
Nov 06, 2023
Q3 2023
|
Star Financial Bank
Fort Wayne, IN |
SELL
|
- |
-150- 8.47% |
$36.1K - $43.3K
|
1.62K
$608K
|
|
|
Oct 10, 2023
Q3 2023
|
Selective Wealth Management, Inc.
|
SELL
|
- |
-152- 12.35% |
$36.6K - $43.9K
|
1.08K
$405K
|
|
|
Oct 30, 2023
Q3 2023
|
Altrius Capital Management Inc
New Bern, NC |
SELL
|
- |
-153- 0.88% |
$36.8K - $44.2K
|
17.3K
$6.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-154- 0.95% |
$37K - $44.5K
|
16.1K
$6.04M
|
|
|
Oct 25, 2023
Q3 2023
|
Stone Point Wealth LLC
|
SELL
|
- |
-155- 1.99% |
$37.3K - $44.7K
|
7.63K
$2.86M
|
|
|
Oct 30, 2023
Q3 2023
|
Capital Planning Advisors, LLC
Sacramento, CA |
SELL
|
- |
-155- 6.76% |
$37.3K - $44.7K
|
2.14K
$801K
|
|
|
Feb 15, 2024
Q3 2023
|
Kbc Group Nv
|
SELL
|
- |
-155- 0.17% |
$37.3K - $44.7K
|
92.8K
$34.8M
|
|
|
Nov 08, 2023
Q3 2023
|
Stiles Financial Services Inc
|
SELL
|
- |
-157- 5.36% |
$37.8K - $45.3K
|
2.77K
$1.04M
|
|
|
Oct 27, 2023
Q3 2023
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-158- 8.86% |
$38K - $45.6K
|
1.63K
$609K
|
|
|
Oct 10, 2023
Q3 2023
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-159- 8.86% |
$38.3K - $45.9K
|
1.64K
$613K
|
|
|
Oct 12, 2023
Q3 2023
|
Gleason Group, Inc.
|
SELL
|
- |
-159- 4.41% |
$38.3K - $45.9K
|
3.45K
$1.29M
|
|
|
Nov 14, 2023
Q3 2023
|
First Western Trust Bank
Denver, CO |
SELL
|
- |
-159- 8.02% |
$38.3K - $45.9K
|
1.82K
$684K
|
|
|
Oct 03, 2023
Q3 2023
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-160- 0.26% |
$38.5K - $46.2K
|
62.2K
$23.3M
|
|
|
Nov 08, 2023
Q3 2023
|
Ipswich Investment Management Co., Inc.
|
SELL
|
- |
-160- 0.88% |
$38.5K - $46.2K
|
17.9K
$6.72M
|
|
|
Nov 14, 2023
Q3 2023
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
SELL
|
- |
-162- 1.49% |
$39K - $46.8K
|
10.7K
$4.02M
|
|
|
Nov 14, 2023
Q3 2023
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-163- 1.04% |
$39.2K - $47K
|
15.6K
$5.84M
|
|
|
Oct 16, 2023
Q3 2023
|
First Premier Bank
|
SELL
|
- |
-164- 15.63% |
$39.5K - $47.3K
|
885
$332K
|
|
|
Oct 16, 2023
Q3 2023
|
Traynor Capital Management, Inc.
|
SELL
|
- |
-165- 1.61% |
$39.7K - $47.6K
|
10.1K
$3.78M
|
|
|
Nov 09, 2023
Q3 2023
|
Waters Parkerson & Co., LLC
|
SELL
|
- |
-165- 10.56% |
$39.7K - $47.6K
|
1.4K
$524K
|
|
|
Nov 13, 2023
Q3 2023
|
Profund Advisors LLC
|
SELL
|
- |
-165- 1.59% |
$39.7K - $47.6K
|
10.2K
$3.82M
|
|
|
Oct 30, 2023
Q3 2023
|
Y.D. More Investments LTD
Ramat Gan, L3 |
SELL
|
- |
-166- 5.45% |
$39.9K - $47.9K
|
2.88K
$1.08M
|
|
|
Nov 14, 2023
Q3 2023
|
Stone X Group Inc.
|
SELL
|
- |
-169- 1.57% |
$40.7K - $48.8K
|
10.6K
$3.99M
|
|
|
Oct 16, 2023
Q3 2023
|
Montecito Bank & Trust
|
SELL
|
- |
-170- 5.13% |
$40.9K - $49.1K
|
3.15K
$1.18M
|
|
|
Nov 03, 2023
Q3 2023
|
Beaton Management Co. Inc.
Haverhill, MA |
SELL
|
- |
-170- 2.92% |
$40.9K - $49.1K
|
5.65K
$2.12M
|
|
|
Oct 23, 2023
Q3 2023
|
Hoey Investments, Inc
Coatesville, PA |
SELL
|
- |
-172- 2.4% |
$41.4K - $49.6K
|
6.99K
$2.62M
|
|
|
Nov 14, 2023
Q3 2023
|
Titleist Asset Management, LLC
San Antonio, TX |
SELL
|
- |
-172- 4.89% |
$41.4K - $49.6K
|
3.35K
$1.25M
|
|
|
Apr 22, 2024
Q3 2023
|
Hoey Investments, Inc
Coatesville, PA |
SELL
|
- |
-172- 2.4% |
$41.4K - $49.6K
|
6.99K
$2.62M
|
|
|
Nov 03, 2023
Q3 2023
|
Bahl & Gaynor Inc
|
SELL
|
- |
-177- 3.75% |
$42.6K - $51.1K
|
4.54K
$1.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Roundview Capital LLC
Princeton, NJ |
SELL
|
- |
-177- 1.13% |
$42.6K - $51.1K
|
15.5K
$5.81M
|
|
|
Oct 27, 2023
Q3 2023
|
Marquette Asset Management, LLC
|
SELL
|
- |
-179- 59.67% |
$43.1K - $51.7K
|
121
$45.4K
|
|
|
Nov 03, 2023
Q3 2023
|
Sovereign Financial Group, Inc.
Stamford, CT |
SELL
|
- |
-179- 9.75% |
$43.1K - $51.7K
|
1.66K
$621K
|
|
|
Oct 17, 2023
Q3 2023
|
Eastern Bank
|
SELL
|
- |
-180- 3.88% |
$43.3K - $52K
|
4.46K
$1.67M
|
|
|
Nov 13, 2023
Q3 2023
|
Azimuth Capital Investment Management LLC
Bloomfield Hills, MI |
SELL
|
- |
-180- 1.4% |
$43.3K - $52K
|
12.7K
$4.76M
|
|
|
Oct 31, 2023
Q3 2023
|
Malaga Cove Capital, LLC
|
SELL
|
- |
-181- 1.14% |
$43.5K - $52.2K
|
15.8K
$5.91M
|
|
|
Nov 13, 2023
Q3 2023
|
Personal Cfo Solutions, LLC
|
SELL
|
- |
-184- 12.79% |
$44.3K - $53.1K
|
1.26K
$471K
|
|
|
Oct 10, 2023
Q3 2023
|
First Hawaiian Bank
|
SELL
|
- |
-194- 4.44% |
$46.7K - $56K
|
4.18K
$1.57M
|
|
|
Oct 26, 2023
Q3 2023
|
First Merchants Corp
|
SELL
|
- |
-194- 1.14% |
$46.7K - $56K
|
16.8K
$6.32M
|
|
|
Oct 17, 2023
Q3 2023
|
Garrison Point Advisors, LLC
Walnut Creek, CA |
SELL
|
- |
-195- 3.64% |
$46.9K - $56.3K
|
5.16K
$1.93M
|
|
|
Oct 31, 2023
Q3 2023
|
Kaizen Financial Strategies
|
SELL
|
- |
-196- 7.41% |
$47.2K - $56.6K
|
2.45K
$919K
|
|
|
Nov 09, 2023
Q3 2023
|
Concorde Asset Management, LLC
|
SELL
|
- |
-196- 19.33% |
$47.2K - $56.6K
|
818
$307K
|
|
|
Oct 20, 2023
Q3 2023
|
Plimoth Trust CO LLC
|
SELL
|
- |
-197- 1.45% |
$47.4K - $56.9K
|
13.4K
$5.02M
|
|
|
Oct 18, 2023
Q3 2023
|
Hennessy Advisors Inc
Novato, CA |
SELL
|
- |
-200- 1.85% |
$48.1K - $57.7K
|
10.6K
$3.97M
|
|
|
Oct 26, 2023
Q3 2023
|
Kanawha Capital Management LLC
|
SELL
|
- |
-200- 0.67% |
$48.1K - $57.7K
|
29.5K
$11.1M
|
|
|
Oct 27, 2023
Q3 2023
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-200- 4.56% |
$48.1K - $57.7K
|
4.19K
$1.57M
|
|
|
Oct 31, 2023
Q3 2023
|
Paradigm Asset Management CO LLC
|
SELL
|
- |
-200- 5.0% |
$48.1K - $57.7K
|
3.8K
$1.42M
|
|
|
Nov 02, 2023
Q3 2023
|
Wfa Of San Diego, LLC
|
SELL
|
- |
-200- 8.63% |
$48.1K - $57.7K
|
2.12K
$794K
|