Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2023
Q3 2023
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-60- 2.26% |
$14.4K - $17.3K
|
2.59K
$972K
|
|
|
Nov 02, 2023
Q3 2023
|
Citizens Business Bank
Ontario, CA |
SELL
|
- |
-60- 5.7% |
$14.4K - $17.3K
|
993
$372K
|
|
|
Oct 12, 2023
Q3 2023
|
Kentucky Retirement Systems Insurance Trust Fund
Frankfort, KY |
SELL
|
- |
-61- 0.33% |
$14.7K - $17.6K
|
18.4K
$6.91M
|
|
|
Nov 14, 2023
Q3 2023
|
Mid West One Financial Group, Inc.
Iowa City, IA |
SELL
|
- |
-61- 0.76% |
$14.7K - $17.6K
|
7.98K
$2.99M
|
|
|
Nov 08, 2023
Q3 2023
|
Beverly Hills Private Wealth, LLC
Beverly Hills, CA |
SELL
|
- |
-62- 2.62% |
$14.9K - $17.9K
|
2.31K
$864K
|
|
|
Oct 23, 2023
Q3 2023
|
Financial Management Network Inc
|
SELL
|
- |
-63- 2.15% |
$15.2K - $18.2K
|
2.86K
$1.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Goelzer Investment Management, Inc.
|
SELL
|
- |
-63- 0.42% |
$15.2K - $18.2K
|
15.1K
$5.67M
|
|
|
Oct 31, 2023
Q3 2023
|
Wright Investors Service Inc
|
SELL
|
- |
-64- 0.55% |
$15.4K - $18.5K
|
11.6K
$4.34M
|
|
|
Nov 13, 2023
Q3 2023
|
E Fund Management Co., Ltd.
Guangzhou, F4 |
SELL
|
- |
-64- 7.43% |
$15.4K - $18.5K
|
797
$299K
|
|
|
Oct 19, 2023
Q3 2023
|
Chapin Davis, Inc.
Baltimore, MD |
SELL
|
- |
-65- 0.78% |
$15.6K - $18.8K
|
8.23K
$3.08M
|
|
|
Oct 24, 2023
Q3 2023
|
Patton Albertson Miller Group, LLC
|
SELL
|
- |
-65- 2.48% |
$15.6K - $18.8K
|
2.55K
$957K
|
|
|
Oct 16, 2023
Q3 2023
|
Douglas Lane & Associates, LLC
|
SELL
|
- |
-66- 1.23% |
$15.9K - $19.1K
|
5.32K
$1.99M
|
|
|
Oct 16, 2023
Q3 2023
|
Beacon Financial Group
|
SELL
|
- |
-67- 6.03% |
$16.1K - $19.3K
|
1.04K
$391K
|
|
|
Oct 26, 2023
Q3 2023
|
Cambridge Trust CO
Boston, MA |
SELL
|
- |
-67- 0.89% |
$16.1K - $19.3K
|
7.43K
$2.78M
|
|
|
Nov 08, 2023
Q3 2023
|
Burney CO
Reston, VA |
SELL
|
- |
-68- 0.36% |
$16.4K - $19.6K
|
19K
$7.14M
|
|
|
Nov 13, 2023
Q3 2023
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-68- 2.08% |
$16.4K - $19.6K
|
3.19K
$1.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Private Portfolio Partners LLC
|
SELL
|
- |
-68- 6.27% |
$16.4K - $19.6K
|
1.02K
$381K
|
|
|
Nov 07, 2023
Q3 2023
|
Hayek Kallen Investment Management
Fairhope, AL |
SELL
|
- |
-69- 0.53% |
$16.6K - $19.9K
|
13K
$4.87M
|
|
|
Nov 09, 2023
Q3 2023
|
Reynders Mc Veigh Capital Management, LLC
|
SELL
|
- |
-69- 3.02% |
$16.6K - $19.9K
|
2.21K
$829K
|
|
|
Nov 02, 2023
Q3 2023
|
Cnb Bank
Clearfield, PA |
SELL
|
- |
-70- 2.08% |
$16.8K - $20.2K
|
3.29K
$1.24M
|
|
|
Nov 03, 2023
Q3 2023
|
Rkl Wealth Management LLC
|
SELL
|
- |
-70- 4.42% |
$16.8K - $20.2K
|
1.51K
$567K
|
|
|
Nov 08, 2023
Q3 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-70- 7.4% |
$16.8K - $20.2K
|
876
$328K
|
|
|
Nov 13, 2023
Q3 2023
|
Schulhoff & CO Inc
|
SELL
|
- |
-70- 4.67% |
$16.8K - $20.2K
|
1.43K
$536K
|
|
|
Nov 13, 2023
Q3 2023
|
Hollencrest Capital Management
|
SELL
|
- |
-70- 4.55% |
$16.8K - $20.2K
|
1.47K
$550K
|
|
|
Nov 13, 2023
Q3 2023
|
Aberdeen Wealth Management LLC
Lake Bluff, IL |
SELL
|
- |
-70- 3.0% |
$16.8K - $20.2K
|
2.26K
$848K
|
|
|
Oct 05, 2023
Q3 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-71- 1.77% |
$17.1K - $20.5K
|
3.95K
$1.48M
|
|
|
Nov 09, 2023
Q3 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-71- 14.03% |
$17.1K - $20.5K
|
435
$163K
|
|
|
Nov 13, 2023
Q3 2023
|
Brogan Financial, Inc.
Knoxville, TN |
SELL
|
- |
-71- 5.98% |
$17.1K - $20.5K
|
1.12K
$419K
|
|
|
Nov 14, 2023
Q3 2023
|
Mufg Securities Emea PLC
London, X0 |
SELL
|
- |
-71- 52.59% |
$17.1K - $20.5K
|
64
$24K
|
|
|
Oct 18, 2023
Q3 2023
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-73- 1.65% |
$17.6K - $21.1K
|
4.35K
$1.63M
|
|
|
Oct 10, 2023
Q3 2023
|
Cic Wealth, LLC
Rockville, MD |
SELL
|
- |
-74- 2.52% |
$17.8K - $21.4K
|
2.86K
$1.07M
|
|
|
Nov 01, 2023
Q3 2023
|
Mattern Wealth Management LLC
|
SELL
|
- |
-74- 1.25% |
$17.8K - $21.4K
|
5.86K
$2.2M
|
|
|
Nov 06, 2023
Q3 2023
|
Schechter Investment Advisors, LLC
Birmingham, MI |
SELL
|
- |
-74- 1.37% |
$17.8K - $21.4K
|
5.32K
$2M
|
|
|
Oct 24, 2023
Q3 2023
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-75- 4.42% |
$18K - $21.6K
|
1.62K
$608K
|
|
|
Nov 07, 2023
Q3 2023
|
Winslow Asset Management Inc
|
SELL
|
- |
-75- 6.1% |
$18K - $21.6K
|
1.16K
$433K
|
|
|
Nov 08, 2023
Q3 2023
|
Fernwood Investment Management, LLC
Quincy, MA |
SELL
|
- |
-75- 2.8% |
$18K - $21.6K
|
2.61K
$978K
|
|
|
Nov 13, 2023
Q3 2023
|
Lcnb Corp
Lebanon, OH |
SELL
|
- |
-75- 2.84% |
$18K - $21.6K
|
2.57K
$963K
|
|
|
Nov 14, 2023
Q3 2023
|
Mairs & Power Inc
St Paul, MN |
SELL
|
- |
-75- 0.42% |
$18K - $21.6K
|
17.6K
$6.59M
|
|
|
Oct 31, 2023
Q3 2023
|
Hf Advisory Group, LLC
Annapolis, MD |
SELL
|
- |
-76- 7.75% |
$18.3K - $21.9K
|
905
$339K
|
|
|
Nov 14, 2023
Q3 2023
|
Wealth Dimensions Group, Ltd.
|
SELL
|
- |
-77- 6.37% |
$18.5K - $22.2K
|
1.13K
$424K
|
|
|
Nov 02, 2023
Q3 2023
|
F Dx Advisors, Inc.
|
SELL
|
- |
-78- 7.56% |
$18.8K - $22.5K
|
954
$358K
|
|
|
Nov 13, 2023
Q3 2023
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-78- 0.21% |
$18.8K - $22.5K
|
37K
$13.9M
|
|
|
Nov 02, 2023
Q3 2023
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-79- 1.32% |
$19K - $22.8K
|
5.93K
$2.22M
|
|
|
Nov 02, 2023
Q3 2023
|
Smith Chas P & Associates Pa Cpas
|
SELL
|
- |
-79- 5.35% |
$19K - $22.8K
|
1.4K
$524K
|
|
|
Nov 07, 2023
Q3 2023
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-79- 5.48% |
$19K - $22.8K
|
1.36K
$511K
|
|
|
Nov 13, 2023
Q3 2023
|
King Luther Capital Management Corp
Fort Worth, TX |
SELL
|
- |
-82- 0.42% |
$19.7K - $23.7K
|
19.5K
$7.32M
|
|
|
Aug 13, 2024
Q3 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-82- 1.52% |
$19.7K - $23.7K
|
5.3K
$1.99M
|
|
|
Oct 18, 2023
Q3 2023
|
Kessler Investment Group, LLC
|
SELL
|
- |
-83- 7.69% |
$20K - $24K
|
997
$374K
|
|
|
Nov 13, 2023
Q3 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-83- 1.03% |
$20K - $24K
|
7.99K
$3M
|
|
|
Jan 15, 2025
Q3 2023
|
Goldstone Financial Group, LLC
Oakbrook Terrace, IL |
SELL
|
- |
-83- 7.9% |
$20K - $24K
|
967
$363K
|